{"url":"https://nivawealth.com/firms/seaside-wealth-advisors-327645","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/327645","regulatoryAum":103460697,"crd":"327645","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7134580","suffix":null,"lastName":"Cox","firstName":"Michael","middleName":"L"},{"crd":"6061301","suffix":null,"lastName":"JENKINS","firstName":"JOSHUA","middleName":"LEON"},{"crd":"7183704","suffix":null,"lastName":"KRAMER","firstName":"ALLISON","middleName":"MARIE"},{"crd":"5982534","suffix":null,"lastName":"TYNDALL","firstName":"ALLEN","middleName":"ROSS"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135217","legalName":"Seaside Wealth Advisors LLC","displayName":"Seaside Wealth Advisors","slug":"seaside-wealth-advisors-327645","website":"https://seasidewealthadvisors.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"North Carolina limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"21 January 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":252034.4375,"staff":{"employees":5,"advisory":3,"brokerDealerReps":0,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":103460697,"discretionary":100813775,"discretionaryAccounts":639,"nonDiscretionary":2646922,"nonDiscretionaryAccounts":72,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":354,"regulatoryAum":63957758},{"label":"High-net-worth individuals","clients":46,"regulatoryAum":36856017},{"label":"Investment companies","clients":72,"regulatoryAum":2646922}],"feePrograms":[{"role":"main","program":"Asset Management Fee Schedule","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1051908","versionId":1051908,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-07-16","documentName":"SEASIDE WEALTH ADVISORS ADV 2A","fee_rate_low":0.4,"fee_rate_high":1.4,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning and consulting","summary":"Fixed fees typically $1,000 to $250,000 depending on the engagement, or hourly; the fee is set in a written agreement before services begin.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1051908","versionId":1051908,"submittedOn":"2026-07-16","documentName":"SEASIDE WEALTH ADVISORS ADV 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:33:23.995485+00:00","documents":[{"name":"SEASIDE WEALTH ADVISORS ADV 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1051908","versionId":1051908,"submittedOn":"2026-07-16"}]},"custodians":[],"custodyNote":"Seaside Wealth Advisors has custody of client assets.","leadership":[{"name":"Allison Kramer","title":"Chief Operations Officer and Chief Compliance Officer","crd":"7183704"},{"name":"Joshua Jenkins","title":"Owner/ Financial Advisor","crd":"6061301"},{"name":"Allen Tyndall","title":"CEO","crd":"5982534"}],"ownership":[{"label":"Allen Tyndall","detail":"Ceo in the 5% to 10% ownership band and a control person, since July 2023."},{"label":"Joshua Jenkins","detail":"Owner/ financial advisor in the 75% or more ownership band and a control person, since March 2026."}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"North Carolina","offices":1,"addresses":[{"street":"6209 Oleander DR","city":"Wilmington"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"717-816-8024","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":22},{"label":"U.S. state and local bonds","percent":3},{"label":"Derivatives","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":70},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"16 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/327645/PDF/327645.pdf","brochureDate":"16 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1051908","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Seaside Wealth Advisors have?","answer":"Seaside Wealth Advisors has 472 clients and manages $103 million for them, as of July 2026. They include 354 individual clients, 72 investment companies and 46 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Seaside Wealth Advisors offer?","answer":"Seaside Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Seaside Wealth Advisors charge?","answer":"Seaside Wealth Advisors charges 0.40%–1.40% a year for its Asset Management Fee Schedule. The fee is billed in arrears and is negotiable.","source":"SEASIDE WEALTH ADVISORS ADV 2A, filed 16 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Seaside Wealth Advisors have?","answer":"Seaside Wealth Advisors has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Seaside Wealth Advisors invest in?","answer":"At the end of its last fiscal year, Seaside Wealth Advisors’ separately managed accounts held 70% registered funds (mutual funds, ETFs, BDCs), 22% exchange-traded equities, 3% state and local bonds, 3% cash and equivalents and 2% derivatives.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Seaside Wealth Advisors?","answer":"Seaside Wealth Advisors’ direct owners are Allen Tyndall (5% to 10%) and Joshua Jenkins (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 16 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Seaside Wealth Advisors get paid?","answer":"Seaside Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Seaside Wealth Advisors registered with the SEC?","answer":"Yes, Seaside Wealth Advisors has been registered with the SEC as an investment adviser since 21 January 2026. Its CRD number is 327645 and its SEC file number is 801-135217.","source":"Form ADV Part 1A, Item 1, filed 16 July 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Seaside Wealth Advisors?","answer":"Its phone number is 717-816-8024. Its website is seasidewealthadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 16 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}