{"url":"https://nivawealth.com/firms/scofield-and-company-105589","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/105589","regulatoryAum":113566394,"crd":"105589","secFileNumber":"801-137138","legalName":"Scofield & Company, LLC","displayName":"Scofield & Company","slug":"scofield-and-company-105589","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Ohio limited liability company","fiscalYearEnd":"December","headquarters":{"street":"822 Kumho Drive, Suite 300","city":"Fairlawn","state":"OH","stateName":"Ohio","country":"United States","postalCode":"44333"},"tradeNames":[],"registration":{"secApproved":"21 August 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1102295.087378641,"staff":{"employees":5,"advisory":3,"brokerDealerReps":2,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":113566394,"discretionary":113566394,"discretionaryAccounts":225,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":85,"regulatoryAum":21360926},{"label":"High-net-worth individuals","clients":18,"regulatoryAum":92175468},{"label":"Charitable organizations","clients":1,"regulatoryAum":30000}],"feePrograms":[{"role":"main","program":"Investment Management Fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052569","versionId":1052569,"ratePeriod":"not_stated","fee_billing":"arrears","submittedOn":"2026-07-22","documentName":"SCOFIELD & CO. BROCHURE (SEC 2026)","fee_rate_low":0.25,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:48:08.920898+00:00","documents":[{"name":"SCOFIELD & CO. BROCHURE (SEC 2026)","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052569","versionId":1052569,"submittedOn":"2026-07-22"}]},"custodians":[],"custodyNote":"Scofield & Company does not have custody of client assets.","leadership":[],"ownership":[],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Ohio","offices":1,"addresses":[{"street":"822 Kumho Drive, Suite 300","city":"Fairlawn","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"330-668-2616","stateRegisteredReps":4,"otherAdviserReps":4,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":21},{"label":"Securities issued by registered investment companies or business development companies","percent":76},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"3 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/105589/PDF/105589.pdf","brochureDate":"22 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052569","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Scofield & Company have?","answer":"Scofield & Company has 104 clients and manages $114 million for them, as of August 2026. They include 85 individual clients, 18 high-net-worth individuals and 1 charitable organization.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Scofield & Company offer?","answer":"Scofield & Company provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Scofield & Company charge?","answer":"Scofield & Company charges 0.25%–2.00% for its Investment Management Fees. The brochure does not state whether the rate is annual. The fee is billed in arrears and is negotiable.","source":"SCOFIELD & CO. BROCHURE (SEC 2026), filed 22 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Scofield & Company have?","answer":"Scofield & Company has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Scofield & Company invest in?","answer":"At the end of its last fiscal year, Scofield & Company’s separately managed accounts held 76% registered funds (mutual funds, ETFs, BDCs), 21% exchange-traded equities and 3% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How does Scofield & Company get paid?","answer":"Scofield & Company is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Scofield & Company registered with the SEC?","answer":"Yes, Scofield & Company has been registered with the SEC as an investment adviser since 21 August 2026. Its CRD number is 105589 and its SEC file number is 801-137138.","source":"Form ADV Part 1A, Item 1, filed 3 August 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Scofield & Company?","answer":"Scofield & Company’s main office is at 822 Kumho Drive, Suite 300, Fairlawn, OH 44333. Its phone number is 330-668-2616.","source":"Form ADV Part 1A, Item 1.F, filed 3 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}