{"url":"https://nivawealth.com/firms/schamberger-greylak-and-utterback-wealth-management-319298","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/319298","regulatoryAum":236437421,"crd":"319298","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6160576","suffix":null,"lastName":"GREYLAK","firstName":"THOMAS","middleName":"ANDREW"},{"crd":"7375094","suffix":null,"lastName":"SCHAMBERGER","firstName":"HUDSON","middleName":"JOHN"},{"crd":"4318013","suffix":null,"lastName":"SCHAMBERGER","firstName":"LAWRENCE","middleName":"EDWARD"},{"crd":"1250772","suffix":null,"lastName":"UTTERBACK","firstName":"DAVID","middleName":"KENT"},{"crd":"6745720","suffix":null,"lastName":"Utterback","firstName":"Tristen","middleName":null}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-03-29","regulatoryAum":0,"clients":0,"employees":7,"offices":2},{"filedOn":"2023-03-30","regulatoryAum":207450546,"clients":946,"employees":7,"offices":2},{"filedOn":"2024-07-02","regulatoryAum":230448519,"clients":680,"employees":7,"offices":2},{"filedOn":"2025-02-28","regulatoryAum":272436836,"clients":822,"employees":7,"offices":4},{"filedOn":"2026-09-08","regulatoryAum":236437421,"clients":628,"employees":7,"offices":4}],"secFileNumber":"801-124799","legalName":"Schamberger, 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2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017954","versionId":1017954,"submittedOn":"2026-03-12"}]},"custodians":[{"name":"LPL Financial LLC","shortName":"LPL Financial","location":"Fort Mill, SC","smaAssets":236437421}],"custodyNote":"Schamberger, Greylak & Utterback Wealth Management has custody of $71.6M for 220 clients.","otherCustodians":[],"leadership":[{"name":"Gery Sadzewicz","title":"Chief Compliance Officer","crd":"1090963"},{"name":"Thomas Greylak","title":"Member","crd":"6160576"},{"name":"Lawrence Schamberger","title":"Member","crd":"4318013"},{"name":"David Utterback","title":"Member","crd":"1250772"}],"ownership":[{"label":"Lawrence Schamberger","detail":"Member in the 25% to 50% ownership band and a control person, since February 2022."},{"label":"David Utterback","detail":"Member in the 25% to 50% ownership band and a control person, since February 2022."},{"label":"Thomas Greylak","detail":"Member in the 25% to 50% ownership band and a control person, since February 2022."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":1},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Minnesota","offices":1,"addresses":[{"street":"902 E. 2nd St.","city":"Winona"}]},{"state":"Wisconsin","offices":2,"addresses":[{"street":"3143 State Road, Suite 101","city":"La Crosse","headquarters":true},{"street":"11558 Freemont St.","city":"Trempealeau"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"608-784-9100","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Commissions"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"11-25","assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":99},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"8 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/319298/PDF/319298.pdf","brochureDate":"12 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017954","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Schamberger, Greylak & Utterback Wealth Management have?","answer":"Schamberger, Greylak & Utterback Wealth Management has 628 clients and manages $236 million for them, as of September 2026. They include 438 individual clients, 184 high-net-worth individuals, and 2 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Schamberger, Greylak & Utterback Wealth Management offer?","answer":"Schamberger, Greylak & Utterback Wealth Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Schamberger, Greylak & Utterback Wealth Management use?","answer":"Schamberger, Greylak & Utterback Wealth Management’s separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $236M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Schamberger, Greylak & Utterback Wealth Management have?","answer":"Schamberger, Greylak & Utterback Wealth Management has 5 investment adviser representatives registered with state securities authorities, out of 7 employees, and 5 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Schamberger, Greylak & Utterback Wealth Management invest in?","answer":"At the end of its last fiscal year, Schamberger, Greylak & Utterback Wealth Management’s separately managed accounts held 99% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Schamberger, Greylak & Utterback Wealth Management?","answer":"Schamberger, Greylak & Utterback Wealth Management’s direct owners are Lawrence Schamberger, David Utterback and Thomas Greylak, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Schamberger, Greylak & Utterback Wealth Management get paid?","answer":"Schamberger, Greylak & Utterback Wealth Management is paid through a percentage of assets under management, hourly charges and commissions. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Schamberger, Greylak & Utterback Wealth Management?","answer":"Schamberger, Greylak & Utterback Wealth Management’s main office is at 3143 State Road, Suite 101, La Crosse, WI 54601. Its phone number is 608-784-9100. Its website is s-gwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}