{"url":"https://nivawealth.com/firms/scala-capital-156165","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/156165","regulatoryAum":380460729,"crd":"156165","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4068829","suffix":null,"lastName":"CUNEO","firstName":"LUCIANO","middleName":"MANUEL"},{"crd":"1053612","suffix":null,"lastName":"CUNNINGHAM","firstName":"TERRENCE","middleName":"PATRICK"},{"crd":"6168784","suffix":null,"lastName":"GORMAN","firstName":"ESTEFANIA","middleName":null},{"crd":"2665272","suffix":null,"lastName":"GUENOUN","firstName":"DAVID","middleName":"NMN"},{"crd":"5425706","suffix":null,"lastName":"SIBLESZ","firstName":"ALBERTO","middleName":"EDUARDO"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-05","regulatoryAum":184641368,"clients":189,"employees":8,"offices":2},{"filedOn":"2022-03-01","regulatoryAum":217744636,"clients":268,"employees":9,"offices":2},{"filedOn":"2023-03-06","regulatoryAum":235138612,"clients":296,"employees":7,"offices":2},{"filedOn":"2024-03-13","regulatoryAum":259601732,"clients":275,"employees":7,"offices":2},{"filedOn":"2025-07-24","regulatoryAum":306639152,"clients":351,"employees":11,"offices":2},{"filedOn":"2026-01-30","regulatoryAum":380460729,"clients":403,"employees":12,"offices":2}],"secFileNumber":"801-112881","legalName":"Scala 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FL","smaAssets":71100000}],"custodyNote":"Scala Capital has custody of $65.9M in client assets for 13 clients.","otherCustodians":[],"leadership":[{"name":"Alberto Siblesz","title":"Chief Compliance Officer","crd":"5425706"}],"ownership":[{"label":"Era Ventures Corporation","detail":"Member in the 25% to 50% ownership band and a control person, since December 2010."},{"label":"Agra Ventures Corporation","detail":"Member in the 25% to 50% ownership band and a control person, since December 2010."},{"label":"Skyview Ventures, Inc.","detail":"Member in the 25% to 50% ownership band and a control person, since December 2010."},{"label":"Softie Ventures Inc.","detail":"Member in the 5% to 10% ownership band, since December 2025."},{"label":"Alberto Siblesz","detail":"Indirect owner: a owner of Era Ventures Corporation in the 75% or more band and a control person, since December 2010.","parent":"Era Ventures Corporation"},{"label":"Esteban Tome","detail":"Indirect owner: a owner of Agra 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They include 261 individual clients, 84 high-net-worth individuals and 39 other clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Scala Capital offer?","answer":"Scala Capital provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Scala Capital charge?","answer":"Scala Capital charges 1.00%–1.50% a year for its Portfolio Management Services. The fee is billed in advance or in arrears and is negotiable.","source":"SCALA CAPITAL ADV PART 2A, filed 30 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Scala Capital use?","answer":"Scala Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $212M and Stonex Financial Inc. (Winter Park, FL), with $71.1M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Scala Capital have?","answer":"Scala Capital has 5 investment adviser representatives registered with state securities authorities, out of 12 employees, and 8 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Scala Capital invest in?","answer":"At the end of its last fiscal year, Scala Capital’s separately managed accounts held 30% exchange-traded equities, 21% pooled vehicles (private funds and similar), 13% investment grade corporate bonds, 12% high-yield corporate bonds, 7% cash and equivalents, 5% derivatives, 4% U.S. government and agency bonds, 2% registered funds (mutual funds, ETFs, BDCs), 2% other, 1% non-exchange-traded equities, 1% state and local bonds and 1% sovereign bonds. The 2% other category is described as: Commodities. It advises 13 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Scala Capital?","answer":"Scala Capital is owned through holding companies by Alberto Siblesz, Esteban Tome, David Guenoun and William Herdan. Its direct owners are Era Ventures Corporation, Agra Ventures Corporation, Skyview Ventures, Inc. and Softie Ventures Inc., each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 30 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Scala Capital get paid?","answer":"Scala Capital is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Scala Capital?","answer":"Scala Capital’s main office is at 999 Brickell Avenue, Suite 1006, Miami, FL 33131. Its phone number is 305-539-3850. Its website is scala-capital.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}