{"url":"https://nivawealth.com/firms/sb-investment-advisers-us-286323","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/286323","regulatoryAum":53472500786,"crd":"286323","secFileNumber":"801-108927","legalName":"SB Investment Advisers (us) Inc.","displayName":"SB Investment Advisers (us)","website":null,"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"March","headquarters":{"street":"300 El Camino Real, Building 2","city":"Menlo Park","state":"CA","stateName":"California","country":"United States","postalCode":"94025-5239"},"tradeNames":[],"registration":{"secApproved":"23 January 2017","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":194,"advisory":67,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":53472500786,"discretionaryAccounts":1,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":53472500786}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"SB Investment Advisers (us) has custody of $42.02B for 1 clients.","otherCustodians":[],"leadership":[{"name":"Alex Clavel","title":"CEO, President, Secretary","crd":"2641821"},{"name":"Casey Rogers","title":"Chief Compliance Officer","crd":"7634069"},{"name":"Amanda Sanchez-Barry","title":"General Counsel","crd":"7634065"}],"ownership":[{"label":"Softbank Group Corp.","detail":"Shareholder in the 75% or more ownership band and a control person, since December 2016."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":10,"privateResidences":0},"listedOfficeAddresses":3,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"300 El Camino Real, Building 2","city":"Menlo Park","headquarters":true}]},{"state":"Florida","offices":1,"addresses":[{"street":"1441 Brickell Ave","city":"Miami"}]},{"state":"New York","offices":1,"addresses":[{"street":"450 Park Avenue","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"650-562-8211","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":1},"sources":{"adv1FilingDate":"24 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/286323/PDF/286323.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does SB Investment Advisers (us) have?","answer":"SB Investment Advisers (us) has 1 clients and manages $53.5 billion for them, as of June 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does SB Investment Advisers (us) offer?","answer":"SB Investment Advisers (us) provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does SB Investment Advisers (us) have?","answer":"SB Investment Advisers (us) has 0 investment adviser representatives registered with state securities authorities, out of 194 employees, and 67 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns SB Investment Advisers (us)?","answer":"SB Investment Advisers (us)’s direct owner is Softbank Group Corp. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does SB Investment Advisers (us) get paid?","answer":"SB Investment Advisers (us) is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":{"url":"https://nivawealth.com/firms/sb-investment-advisers-us-286323/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-14","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1731509/000149315226038416/0001493152-26-038416-index.html","totalValue":7662358625,"positionCount":9,"top10Share":1,"top10":[{"issuer":"COUPANG INC","titleOfClass":"CL A","cusip":"22266T109","value":5029349039,"shares":289542259,"shareType":"SH","priorValue":5466557850,"priorShares":289542259},{"issuer":"GRAB HOLDINGS LIMITED","titleOfClass":"CLASS A ORD","cusip":"G4124C109","value":1514773453,"shares":401796672,"shareType":"SH","priorValue":1470575820,"priorShares":401796672},{"issuer":"RELAY THERAPEUTICS INC","titleOfClass":"COM","cusip":"75943R102","value":522101858,"shares":27904963,"shareType":"SH","priorValue":277654382,"priorShares":27904963},{"issuer":"COMPASS INC","titleOfClass":"CL A","cusip":"20464U100","value":265152976,"shares":21504702,"shareType":"SH","priorValue":160854372,"priorShares":22004702},{"issuer":"VIR BIOTECHNOLOGY INC","titleOfClass":"COM","cusip":"92764N102","value":111561068,"shares":10948093,"shareType":"SH","priorValue":98094913,"priorShares":10948093},{"issuer":"AURORA INNOVATION INC","titleOfClass":"CLASS A COM","cusip":"051774107","value":97383278,"shares":14279073,"shareType":"SH","priorValue":81624451,"priorShares":19811760},{"issuer":"ENERGY VAULT HOLDINGS INC","titleOfClass":"COM","cusip":"29280W109","value":73172822,"shares":15535631,"shareType":"SH","priorValue":51267582,"priorShares":15535631},{"issuer":"FULL TRUCK ALLIANCE CO LTD","titleOfClass":"SPONSORED ADS","cusip":"35969L108","value":42811807,"shares":5272390,"shareType":"SH","priorValue":43760837,"priorShares":5272390},{"issuer":"GINKGO BIOWORKS HOLDINGS INC","titleOfClass":"CL A NEW","cusip":"37611X209","value":6052324,"shares":610729,"shareType":"SH","priorValue":3743769,"priorShares":610729}],"positionsListed":9,"positions":[{"issuer":"COUPANG INC","titleOfClass":"CL A","cusip":"22266T109","value":5029349039,"shares":289542259,"shareType":"SH","priorValue":5466557850,"priorShares":289542259},{"issuer":"GRAB HOLDINGS LIMITED","titleOfClass":"CLASS A ORD","cusip":"G4124C109","value":1514773453,"shares":401796672,"shareType":"SH","priorValue":1470575820,"priorShares":401796672},{"issuer":"RELAY THERAPEUTICS INC","titleOfClass":"COM","cusip":"75943R102","value":522101858,"shares":27904963,"shareType":"SH","priorValue":277654382,"priorShares":27904963},{"issuer":"COMPASS INC","titleOfClass":"CL A","cusip":"20464U100","value":265152976,"shares":21504702,"shareType":"SH","priorValue":160854372,"priorShares":22004702},{"issuer":"VIR BIOTECHNOLOGY INC","titleOfClass":"COM","cusip":"92764N102","value":111561068,"shares":10948093,"shareType":"SH","priorValue":98094913,"priorShares":10948093},{"issuer":"AURORA INNOVATION INC","titleOfClass":"CLASS A COM","cusip":"051774107","value":97383278,"shares":14279073,"shareType":"SH","priorValue":81624451,"priorShares":19811760},{"issuer":"ENERGY VAULT HOLDINGS INC","titleOfClass":"COM","cusip":"29280W109","value":73172822,"shares":15535631,"shareType":"SH","priorValue":51267582,"priorShares":15535631},{"issuer":"FULL TRUCK ALLIANCE CO LTD","titleOfClass":"SPONSORED ADS","cusip":"35969L108","value":42811807,"shares":5272390,"shareType":"SH","priorValue":43760837,"priorShares":5272390},{"issuer":"GINKGO BIOWORKS HOLDINGS INC","titleOfClass":"CL A NEW","cusip":"37611X209","value":6052324,"shares":610729,"shareType":"SH","priorValue":3743769,"priorShares":610729}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}