{"url":"https://nivawealth.com/firms/sapient-private-wealth-management-services-159419","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/159419","regulatoryAum":1745762088,"crd":"159419","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4299722","suffix":null,"lastName":"AHTEN","firstName":"DINA","middleName":"KAE"},{"crd":"7951657","suffix":null,"lastName":"Anderle","firstName":"Hunter","middleName":"Austin"},{"crd":"2606372","suffix":null,"lastName":"ANDERLE","firstName":"ROSS","middleName":"ALLEN"},{"crd":"7898469","suffix":null,"lastName":"Chen","firstName":"Laura","middleName":"Li-Wen"},{"crd":"5231297","suffix":null,"lastName":"ELD","firstName":"JACOB","middleName":"PAUL"},{"crd":"5559379","suffix":null,"lastName":"ERWIN","firstName":"ALEXANDER","middleName":"G"},{"crd":"1184802","suffix":null,"lastName":"ERWIN","firstName":"GREGORY","middleName":"PATRICK"},{"crd":"2412956","suffix":null,"lastName":"FLAXEL","firstName":"JOHN","middleName":"BERNARD"},{"crd":"4295175","suffix":null,"lastName":"KONRADY","firstName":"DENNIS","middleName":"S"},{"crd":"6947815","suffix":null,"lastName":"LEWIS","firstName":"MITCHELL","middleName":"WELDON"},{"crd":"7229467","suffix":null,"lastName":"Ritchie","firstName":"Sean","middleName":"Christopher"},{"crd":"7598696","suffix":null,"lastName":"Skortman","firstName":"Sarah","middleName":"Jane"},{"crd":"4971249","suffix":null,"lastName":"SPERRY","firstName":"SANDRA","middleName":"JO"}],"total":13,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-29","regulatoryAum":1135670197,"clients":561,"employees":14,"offices":1},{"filedOn":"2022-03-29","regulatoryAum":1194673031,"clients":527,"employees":15,"offices":1},{"filedOn":"2023-03-26","regulatoryAum":1100577156,"clients":564,"employees":13,"offices":1},{"filedOn":"2024-06-21","regulatoryAum":1255654705,"clients":591,"employees":14,"offices":1},{"filedOn":"2025-03-27","regulatoryAum":1415517164,"clients":628,"employees":14,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":1745762088,"clients":661,"employees":15,"offices":1}],"secFileNumber":"801-72857","legalName":"Sapient 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Financial Partners Inc. in the 75% or more band and a control person, since August 2023.","parent":"Focus Financial Partners Inc."},{"label":"Ferdinand FFP Ultimate Holdings, LP","detail":"Indirect owner: a shareholder class b common stock of Focus Financial Partners Inc. in the 75% or more band and a control person, since August 2023. Also a shareholder of Ferdinand FFP Parent, Inc. in the 75% or more band and a control person, since August 2023.","parent":"Focus Financial Partners Inc."},{"label":"Ferdinand FFP Intermediate Holdings, LLC","detail":"Indirect owner: a member of Ferdinand FFP Acquisition, LLC in the 75% or more band and a control person, since August 2023.","parent":"Ferdinand FFP Acquisition, LLC"},{"label":"Ferdinand FFP Parent, Inc.","detail":"Indirect owner: a member of Ferdinand FFP Intermediate Holdings, LLC in the 75% or more band and a control person, since August 2023.","parent":"Ferdinand FFP Intermediate Holdings, LLC"},{"label":"CD&R Ferdinand Holdings, L.P.","detail":"Indirect owner: a partner of Ferdinand FFP Ultimate Holdings, LP in the 50% to 75% band and a control person, since August 2023.","parent":"Ferdinand FFP Ultimate Holdings, LP"},{"label":"CD&R Ferdinand Co-Investor, L.P.","detail":"Indirect owner: a partner of CD&R Ferdinand Holdings, L.P. in the 25% to 50% band and a control person, since August 2023.","parent":"CD&R Ferdinand Holdings, L.P."},{"label":"Clayton, Dubilier & Rice Fund Xii, L.P.","detail":"Indirect owner: a partner of CD&R Ferdinand Holdings, L.P. in the 50% to 75% band and a control person, since August 2023.","parent":"CD&R Ferdinand Holdings, L.P."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Oregon","offices":1,"addresses":[{"street":"101 East Broadway Suite 480","city":"Eugene","headquarters":true}]}],"brochureServices":["business succession planning","education planning","estate planning","insurance","philanthropic planning","retirement plan services","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"541-762-0300","stateRegisteredReps":13,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":98},{"label":"U.S. state and local bonds","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/159419/PDF/159419.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1031116","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Sapient  Private Wealth Management Services have?","answer":"Sapient  Private Wealth Management Services has 661 clients and manages $1.75 billion for them, as of March 2026. They include 325 high-net-worth individuals, 284 individual clients and 23 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Sapient  Private Wealth Management Services offer?","answer":"Sapient  Private Wealth Management Services provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, business succession planning, education planning, estate planning, insurance, philanthropic planning, retirement plan services, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Sapient  Private Wealth Management Services charge?","answer":"Sapient  Private Wealth Management Services charges 0.55%–1.00% a year for its Advisory Fee on Assets Under Management. The fee is billed in advance.","source":"PART 2A SAPIENT PRIVATE WEALTH MANAGEMENT, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Sapient  Private Wealth Management Services use?","answer":"Sapient  Private Wealth Management Services’ separately managed account assets are held at Fidelity Brokerage Services LLC (Boston, MA), with $452M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Sapient  Private Wealth Management Services have?","answer":"Sapient  Private Wealth Management Services has 13 investment adviser representatives registered with state securities authorities, out of 15 employees, and 12 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Sapient  Private Wealth Management Services invest in?","answer":"At the end of its last fiscal year, Sapient  Private Wealth Management Services’ separately managed accounts held 98% exchange-traded equities and 2% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Sapient  Private Wealth Management Services?","answer":"Sapient  Private Wealth Management Services is owned through a chain of holding companies by Ferdinand FFP Parent, Inc., CD&R Ferdinand Co-Investor, L.P. and Clayton, Dubilier & Rice Fund Xii, L.P. Its direct owner is Focus Operating, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Sapient  Private Wealth Management Services get paid?","answer":"Sapient  Private Wealth Management Services is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Sapient  Private Wealth Management Services?","answer":"Sapient  Private Wealth Management Services’ main office is at 101 East Broadway Suite 480, Eugene, OR 97401. Its phone number is 541-762-0300. Its website is sapientprivatewealthmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}