{"url":"https://nivawealth.com/firms/santander-asset-management-sa-sgiic-143883","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/143883","regulatoryAum":159860026382,"crd":"143883","secFileNumber":"801-68002","legalName":"Santander Asset Management Sa Sgiic","displayName":"Santander Asset Management Sa Sgiic","website":"http://www.santanderassetmanagement.es/","founded":null,"organization":"corporation organized in Spain","fiscalYearEnd":"December","headquarters":{"street":"Paseo De La Castellana 24","city":"Madrid","state":"","stateName":"","country":"Spain","postalCode":"28046"},"tradeNames":[],"registration":{"secApproved":"5 July 2007","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":231,"advisory":118,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":135408694440,"discretionaryAccounts":393,"nonDiscretionary":24451331942,"nonDiscretionaryAccounts":571,"wrapProgram":null,"nonUsClientsPct":99,"nonAumClients":9},"clientTypes":[{"label":"Banking or thrift institutions","clients":4,"regulatoryAum":35206244152},{"label":"Pooled investment vehicles","clients":274,"regulatoryAum":97567123915},{"label":"Pension and profit-sharing plans","clients":6,"regulatoryAum":1638211609},{"label":"Insurance companies","clients":5,"regulatoryAum":19866429185},{"label":"Corporations and other businesses","clients":4,"regulatoryAum":5582017521}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Santander Asset Management Sa Sgiic does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Miguel Angel Sanchez-Lozano","title":"Director and Chief Executive Officer","crd":"8244132"},{"name":"Lazaro De Lazaro-Torres","title":"Director, President and Chairman of the Board","crd":"6177974"},{"name":"Juan Garcia-Aragon","title":"Chief Financial Officer","crd":"6470629"},{"name":"Jesus Ruiz-Castaneda","title":"Chief Risk Compliance Officer and Chief Compliance Officer","crd":"7089799"},{"name":"Alvaro De Palacios-Perez","title":"Chief Operations Officer","crd":"8244129"},{"name":"Maria Medina-Vazquez","title":"Director","crd":"7718902"},{"name":"Jacobo Ortega-Vich","title":"Chief Investment Officer","crd":"7089788"},{"name":"Maria Ussia-Bertran","title":"Chief Legal Officer/Secretary","crd":"6470634"}],"ownership":[{"label":"Sam Investment Holdings SL","detail":"Shareholder in the 75% or more ownership band and a control person, since December 2013."},{"label":"Banco Santander, S.A.","detail":"Indirect owner: a shareholder of Santusa Holding SL in the 75% or more band and a control person, since December 2013.","parent":"Santusa Holding SL"},{"label":"Santusa Holding SL","detail":"Indirect owner: a shareholder of Sam Investment Holdings SL in the 50% to 75% band and a control person, since December 2013.","parent":"Sam Investment Holdings SL"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"34912574020","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":1},{"label":"Sovereign bonds","percent":1},{"label":"Investment grade corporate bonds","percent":8},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":87},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/143883/PDF/143883.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Santander Asset Management Sa Sgiic have?","answer":"Santander Asset Management Sa Sgiic has 293 clients and manages $159.9 billion for them, as of March 2026. They include 274 pooled investment vehicles, 6 pension and profit-sharing plans and 5 insurance companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Santander Asset Management Sa Sgiic offer?","answer":"Santander Asset Management Sa Sgiic provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Santander Asset Management Sa Sgiic have?","answer":"Santander Asset Management Sa Sgiic has 0 investment adviser representatives registered with state securities authorities, out of 231 employees, and 118 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Santander Asset Management Sa Sgiic invest in?","answer":"At the end of its last fiscal year, Santander Asset Management Sa Sgiic’s separately managed accounts held 87% pooled vehicles (private funds and similar), 8% investment grade corporate bonds, 1% exchange-traded equities, 1% sovereign bonds, 1% high-yield corporate bonds and 1% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Santander Asset Management Sa Sgiic?","answer":"Santander Asset Management Sa Sgiic is owned through a chain of holding companies by Banco Santander, S.A. Its direct owner is Sam Investment Holdings SL (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Santander Asset Management Sa Sgiic get paid?","answer":"Santander Asset Management Sa Sgiic is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}