{"url":"https://nivawealth.com/firms/sanctuary-advisors-226606","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/226606","regulatoryAum":34879400000,"crd":"226606","secFileNumber":"801-99364","legalName":"Sanctuary Advisors, LLC","displayName":"Sanctuary Advisors","website":null,"linkedinUrl":"https://linkedin.com/company/sanctuarywealth","founded":null,"organization":"Indiana limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1450 Brickell Avenue, Suite 2120","city":"Miami","state":"FL","stateName":"Florida","country":"United States","postalCode":"33131"},"tradeNames":["1280 Financial Partners","18forty8 Private Wealth","401k Plan Advisor","6 Degrees Wealth","Acorn Advisors Group","Alfa Advisory","Alluvial Private Wealth","Arras Wealth Management","Auric Capital Partners","Ausperity Private Wealth","Bowersock Capital Partners","Burnham Harbor Private Wealth","Cape Rock Private Wealth","Carpion Private Wealth","Cedar Gap Wealth Management","Centel Wealth Advisory","Centeras Private Wealth","Cerulean Private Wealth Advisors, LLC","Chadwick Bay Investments","Chappell Wealth Management","Claybourn Frakes","Concenture Wealth Management","Conversant Wealth Management","Cooke Financial Group LLC","Coppersky Wealth","Creciendo Wealth","Credo Wealth Management, LLC","Crescent Harbor Private Wealth","Crescent Pine Family Office Group","Crosswaters Wealth Management","DC Hill Wealth Management","Diagonal Investment Office","Dial Square Private Wealth","Eclipse Private Wealth Management","Ensconce Wealth Partners","Evans May Wealth","Famiglia Wealth","Fluens Wealth","Fuentes-Hondermann Wealth Management","G Squared - 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class a units of Sanctuary Wealth Group LLC in the 50% to 75% band and a control person, since June 2022.","parent":"Sanctuary Wealth Group LLC"},{"label":"Azimut Holdings S.p.a","detail":"Indirect owner: a owner of Azimut Uk Holdings LTD. in the 75% or more band and a control person, since June 2022.","parent":"Azimut Uk Holdings LTD."},{"label":"David Chene","detail":"Indirect owner: elected manager of sanctuary wealth group, llc of Sanctuary Wealth Group LLC and a control person, since June 2022.","parent":"Sanctuary Wealth Group LLC"},{"label":"James Didden","detail":"Indirect owner: elected manager of sanctuary wealth group, llc of Sanctuary Wealth Group LLC and a control person, since June 2022.","parent":"Sanctuary Wealth Group LLC"},{"label":"Azimut Uk Holdings LTD.","detail":"Indirect owner: a owner of Az US Holdings Inc. in the 75% or more band and a control person, since June 2022.","parent":"Az US Holdings Inc."},{"label":"Adam Malamed","detail":"Indirect owner: elected manager of sanctuary wealth group, llc of Sanctuary Wealth Group LLC and a control person, since October 2022.","parent":"Sanctuary Wealth Group LLC"},{"label":"Richard Lampen","detail":"Indirect owner: elected independent manager of sanctuary wealth group, llc of Sanctuary Wealth Group LLC and a control person, since July 2023.","parent":"Sanctuary Wealth Group LLC"},{"label":"Maria Sonzogni","detail":"Indirect owner: elected manager of sanctuary wealth group, llc of Sanctuary Wealth Group LLC and a control person, since July 2025.","parent":"Sanctuary Wealth Group LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":83,"privateResidences":0},"listedOfficeAddresses":100,"officesByState":[{"state":"Alabama","offices":1,"addresses":[{"street":"4137 Carmichael RD","city":"Montgomery"}]},{"state":"Arizona","offices":1,"addresses":[{"street":"14300 N Northsight BLVD","city":"Scottsdale"}]},{"state":"Arkansas","offices":1,"addresses":[{"street":"412 Ponce De Leon Drive","city":"Hot Springs Village"}]},{"state":"California","offices":12,"addresses":[{"street":"100 Spectrum Center Drive","city":"Irvine"},{"street":"30930 Russell Ranch Road","city":"Westlake Village"},{"street":"2185 N California BLVD","city":"Walnut Creek"},{"street":"345 Hartz Ave","city":"Danville"},{"street":"500 La Gonda Way","city":"Danville"},{"street":"21 E. 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Neil Street","city":"Champaign"},{"street":"8707 Skokie BLVD.","city":"Skokie"},{"street":"209 S Lasalle","city":"Chicago"},{"street":"1402 Broadway","city":"Mattoon"}]},{"state":"Indiana","offices":3,"addresses":[{"street":"500 E 96th ST","city":"Indianapolis"},{"street":"211 West Main Street","city":"Carmel"},{"street":"9340 Priority Way West","city":"Indianapolis"}]},{"state":"Iowa","offices":1,"addresses":[{"street":"2580 Fleur DR","city":"Des Moines"}]},{"state":"Kansas","offices":2,"addresses":[{"street":"8700 State Line RD","city":"Leawood"},{"street":"611 9th Street","city":"Lawrence"}]},{"state":"Kentucky","offices":2,"addresses":[{"street":"7511 New La Grange RD","city":"Louisville"},{"street":"651 Perimeter Center","city":"Lexington"}]},{"state":"Louisiana","offices":1,"addresses":[{"street":"2054 Gause BLVD E","city":"Slidell"}]},{"state":"Michigan","offices":1,"addresses":[{"street":"40900 Woodward Ave","city":"Bloomfield Hills"}]},{"state":"Minnesota","offices":2,"addresses":[{"street":"724 Bielenberg Drive","city":"Woodbury"},{"street":"601 Carlson Pkwy #1050","city":"Minnetonka"}]},{"state":"Missouri","offices":3,"addresses":[{"street":"1650 A S. Enterprise","city":"Springfield"},{"street":"12977 N Forty DR","city":"ST. Louis"},{"street":"514 South Hope Street","city":"Jackson"}]},{"state":"Montana","offices":1,"addresses":[{"street":"1809 3rd Ave East","city":"Kalispell"}]},{"state":"Nebraska","offices":1,"addresses":[{"street":"615 South Beltline Highway East","city":"Scottsbluff"}]},{"state":"New Hampshire","offices":1,"addresses":[{"street":"875 Greenland Road","city":"Portsmouth"}]},{"state":"New Jersey","offices":6,"addresses":[{"street":"115 W. Century RD Ste 180","city":"Paramus"},{"street":"149 Avenue of the Common","city":"Shrewsberry"},{"street":"51 JFK Parkway","city":"Short Hills"},{"street":"30 Montgomery Street","city":"Jersey City"},{"street":"224 Strawbridge DR. 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W-230","city":"Austin"},{"street":"1415 Ballinger Street","city":"FT. Worth"}]},{"state":"Virginia","offices":1,"addresses":[{"street":"4808 Courthouse Street","city":"Williamsburg"}]},{"state":"Wisconsin","offices":1,"addresses":[{"street":"401 Charmany DR","city":"Madison"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"317-975-7729","stateRegisteredReps":396,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":85},{"label":"Securities issued by registered investment companies or business development companies","percent":15}],"privateFunds":0},"sources":{"adv1FilingDate":"14 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/226606/PDF/226606.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Sanctuary Advisors have?","answer":"Sanctuary Advisors has 19,540 clients and manages $34.9 billion for them, as of September 2026. They include 14,600 other individuals, 4,425 high-net-worth individuals and 365 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Sanctuary Advisors offer?","answer":"Sanctuary Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Sanctuary Advisors use?","answer":"Sanctuary Advisors’ separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $14,005,000,000, Charles Schwab & Co., Inc. (San Francisco, CA), with $12,381,300,000, National Financial Services LLC (Boston, MA), with $4,286,000,000, Pershing Advisor Solutions LLC (Jersey City, NJ), with $2,624,500,000 and Folio Investments, Inc. (McLean, VA), with $203,500,000. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Sanctuary Advisors have?","answer":"Sanctuary Advisors has 396 investment adviser representatives registered with state securities authorities, out of 770 employees, and 396 perform investment advisory functions. 436 are registered representatives of a broker-dealer and 251 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Sanctuary Advisors invest in?","answer":"At the end of its last fiscal year, Sanctuary Advisors’ separately managed accounts held 85% exchange-traded equities and 15% registered funds (mutual funds, ETFs, BDCs). It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Sanctuary Advisors?","answer":"Sanctuary Advisors is owned through a chain of holding companies by Azimut Holdings S.p.a. Its direct owner is Sanctuary Wealth Group LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Sanctuary Advisors get paid?","answer":"Sanctuary Advisors is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}