{"url":"https://nivawealth.com/firms/san-blas-advisory-296929","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/296929","regulatoryAum":218880000,"crd":"296929","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4073006","suffix":null,"lastName":"Bremus","firstName":"Scott","middleName":"Michael"},{"crd":"712192","suffix":null,"lastName":"CADENA","firstName":"JOHN","middleName":null},{"crd":"4357783","suffix":null,"lastName":"Cao","firstName":"Kimson","middleName":"Huu"},{"crd":"4448533","suffix":null,"lastName":"DOWEIDT","firstName":"RONALD","middleName":"B"},{"crd":"2745174","suffix":"III","lastName":"HESTER","firstName":"WALTER","middleName":"MACREE"},{"crd":"2320875","suffix":null,"lastName":"LA 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and Consulting","summary":"Hourly financial planning and consulting is billed at a maximum of $200 per hour, negotiable, and billed in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061580","versionId":1061580,"submittedOn":"2026-10-19","documentName":"SAN BLAS ADV"},{"role":"other","program":"Limited Financial Planning","summary":"Limited financial planning has a maximum fee of $200 per hour, negotiable, billed monthly or within 30 days of a written report.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061580","versionId":1061580,"submittedOn":"2026-10-19","documentName":"SAN BLAS ADV"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:03:16.334042+00:00","documents":[{"name":"SAN BLAS ADV","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061580","versionId":1061580,"submittedOn":"2026-10-19"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":218880000}],"custodyNote":"San Blas Advisory does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"John Rowoldt","title":"Chief Compliance Officer","crd":"2616896"},{"name":"Alexys McKenzie","title":"CEO","crd":"2642827"}],"ownership":[{"label":"Ifs Group, Inc.","detail":"Owner in the 75% or more ownership band and a control person, since March 2022."},{"label":"Alexys McKenzie","detail":"Indirect owner: a owner of Ifs Group, Inc. in the 75% or more band and a control person, since June 2015.","parent":"Ifs Group, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":2},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"5793a NW 151 Street","city":"Miami Lakes"}]},{"state":"Georgia","offices":1,"addresses":[{"street":"3424 Peachtree Road Ne, Suite 2200","city":"Atlanta","headquarters":true}]},{"state":"Indiana","offices":1,"addresses":[{"street":"200 E Main St.","city":"Fort Wayne"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"404-704-0406","stateRegisteredReps":9,"otherAdviserReps":5,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":43},{"label":"U.S. government/agency bonds","percent":2},{"label":"U.S. state and local bonds","percent":2},{"label":"Investment grade corporate bonds","percent":11},{"label":"Securities issued by registered investment companies or business development companies","percent":30},{"label":"Cash and cash equivalents","percent":13}],"privateFunds":0},"sources":{"adv1FilingDate":"25 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/296929/PDF/296929.pdf","brochureDate":"19 October 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061580","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does San Blas Advisory have?","answer":"San Blas Advisory has 665 clients and manages $219 million for them, as of August 2026. They include 601 individual clients, 63 high-net-worth individuals and 1 investment company.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does San Blas Advisory offer?","answer":"San Blas Advisory provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does San Blas Advisory charge?","answer":"San Blas Advisory charges 1.00%–2.00% a year for its Portfolio Management Programs (Charles Schwab). The fee is billed in advance or in arrears and is negotiable.","source":"SAN BLAS ADV, filed 19 October 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does San Blas Advisory use?","answer":"San Blas Advisory’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $219M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does San Blas Advisory have?","answer":"San Blas Advisory has 9 investment adviser representatives registered with state securities authorities, out of 13 employees, and 9 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does San Blas Advisory invest in?","answer":"At the end of its last fiscal year, San Blas Advisory’s separately managed accounts held 43% exchange-traded equities, 30% registered funds (mutual funds, ETFs, BDCs), 13% cash and equivalents, 11% investment grade corporate bonds, 2% U.S. government and agency bonds and 2% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns San Blas Advisory?","answer":"San Blas Advisory is owned through a holding company by Alexys McKenzie. Its direct owner is Ifs Group, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does San Blas Advisory get paid?","answer":"San Blas Advisory is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact San Blas Advisory?","answer":"San Blas Advisory’s main office is at 3424 Peachtree Road Ne, Suite 2200, Atlanta, GA 30326. Its phone number is 404-704-0406.","source":"Form ADV Part 1A, Item 1.F, filed 25 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}