{"url":"https://nivawealth.com/firms/sagepoint-capital-partners-339742","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/339742","regulatoryAum":888349379,"crd":"339742","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7203719","suffix":null,"lastName":"Guptara","firstName":"Ranjeet","middleName":null},{"crd":"6472211","suffix":null,"lastName":"JUSTICE","firstName":"WINSTON","middleName":"FREDERICK"},{"crd":"3208090","suffix":null,"lastName":"SHIFFER","firstName":"JONATHAN","middleName":"PATRICK"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135485","legalName":"Sagepoint Capital Partners LLC","displayName":"SagePoint Capital Partners","slug":"sagepoint-capital-partners-339742","website":"https://sagepointcp.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/339742/b14b6eb69736f1b4-r1.webp","tone":"light","width":1118,"height":200,"sourceUrl":"https://sagepointcp.com","sourceLabel":"Sagepoint Capital Partners LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/sagepointcp","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"McEwen Northside, Block E, 4020 Aspen Grove Drive, Suite 355","city":"Franklin","state":"TN","stateName":"Tennessee","country":"United States","postalCode":"37067"},"tradeNames":[],"registration":{"secApproved":"27 March 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":7,"advisory":3,"brokerDealerReps":2,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":888349379,"discretionary":289776344,"discretionaryAccounts":3,"nonDiscretionary":598573035,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":null,"fewerThan5":true,"regulatoryAum":467011},{"label":"High-net-worth individuals","clients":null,"fewerThan5":true,"regulatoryAum":887882368}],"feePrograms":[{"role":"main","program":"Separately managed accounts","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052859","versionId":1052859,"ratePeriod":"annual","fee_billing":null,"submittedOn":"2026-07-24","documentName":"SAGEPOINT CAPITAL PARTNERS LLC","fee_rate_low":0.15,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Additional services","summary":"Financial, estate, tax and retirement planning as additional services are charged up to $300 an hour, or a fixed agreed fee.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052859","versionId":1052859,"submittedOn":"2026-07-24","documentName":"SAGEPOINT CAPITAL PARTNERS LLC"},{"role":"other","program":"Engagement fees","summary":"One-time engagement fee of up to $3,500, and an ongoing engagement fee of up to $10,000 a year where the complexity of the relationship requires it; negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052859","versionId":1052859,"submittedOn":"2026-07-24","documentName":"SAGEPOINT CAPITAL PARTNERS LLC"},{"role":"other","program":"Financial planning and consulting","summary":"Investment consulting and financial planning are billed at up to $300 an hour; fixed-fee financial planning generally ranges from $2,500 to $20,000, negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052859","versionId":1052859,"submittedOn":"2026-07-24","documentName":"SAGEPOINT CAPITAL PARTNERS LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T07:59:56.859669+00:00","documents":[{"name":"SAGEPOINT CAPITAL PARTNERS LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052859","versionId":1052859,"submittedOn":"2026-07-24"}]},"custodians":[],"custodyNote":"SagePoint Capital Partners does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Winston Justice","title":"Chief Executive Officer","crd":"6472211"},{"name":"Maxwell Baker","title":"Chief Compliance Officer","crd":"7426522"}],"ownership":[{"label":"Sagepoint Capital Holdings LLC","detail":"Owner in the 75% or more ownership band and a control person, since April 2026."},{"label":"Justice League Investments LLC","detail":"Indirect owner: a sole member / member of Sagepoint Capital Holdings LLC in the 75% or more band and a control person, since April 2026.","parent":"Sagepoint Capital Holdings LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Tennessee","offices":1,"addresses":[{"street":"McEwen Northside, Block E, 4020 Aspen Grove Drive, Suite 355","city":"Franklin","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"615-413-4340","stateRegisteredReps":3,"otherAdviserReps":2,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":67},{"label":"Investment grade corporate bonds","percent":33}],"privateFunds":0},"sources":{"adv1FilingDate":"24 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/339742/PDF/339742.pdf","brochureDate":"24 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052859","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"What services does SagePoint Capital Partners offer?","answer":"SagePoint Capital Partners provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does SagePoint Capital Partners charge?","answer":"SagePoint Capital Partners charges 0.15%–1.50% a year for its Separately managed accounts. The fee is negotiable.","source":"SAGEPOINT CAPITAL PARTNERS LLC, filed 24 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does SagePoint Capital Partners have?","answer":"SagePoint Capital Partners has 3 investment adviser representatives registered with state securities authorities, out of 7 employees, and 3 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does SagePoint Capital Partners invest in?","answer":"At the end of its last fiscal year, SagePoint Capital Partners’ separately managed accounts held 67% exchange-traded equities and 33% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns SagePoint Capital Partners?","answer":"SagePoint Capital Partners is owned through a holding company by Justice League Investments LLC. Its direct owner is Sagepoint Capital Holdings LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does SagePoint Capital Partners get paid?","answer":"SagePoint Capital Partners is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact SagePoint Capital Partners?","answer":"SagePoint Capital Partners’ main office is at McEwen Northside, Block E, 4020 Aspen Grove Drive, Suite 355, Franklin, TN 37067. Its phone number is 615-413-4340. Its website is sagepointcp.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}