{"url":"https://nivawealth.com/firms/sagent-wealth-management-147890","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/147890","regulatoryAum":100411403,"crd":"147890","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5404244","suffix":null,"lastName":"AILLAUD","firstName":"IRIS","middleName":"DATZMAN"},{"crd":"2333062","suffix":"JR.","lastName":"EICHENAUER","firstName":"MARSHALL","middleName":"GLEN"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-25","regulatoryAum":84254269,"clients":77,"employees":2,"offices":1},{"filedOn":"2022-03-28","regulatoryAum":90352625,"clients":79,"employees":3,"offices":1},{"filedOn":"2023-03-29","regulatoryAum":82644973,"clients":92,"employees":3,"offices":1},{"filedOn":"2024-03-25","regulatoryAum":90113449,"clients":89,"employees":3,"offices":1},{"filedOn":"2025-03-25","regulatoryAum":93860608,"clients":80,"employees":3,"offices":1},{"filedOn":"2026-07-07","regulatoryAum":100411403,"clients":82,"employees":3,"offices":1}],"secFileNumber":"801-69446","legalName":"Sagent 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MA","smaAssets":29587839},{"name":"Altruist Financial LLC","shortName":"Altruist","location":"Culver City, CA","smaAssets":66719761}],"custodyNote":"Sagent Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Marshall Eichenauer","title":"President/Chief Compliance Officer","crd":"2333062"}],"ownership":[{"label":"Sagent Capital, LLC.","detail":"Controlling entity in the 75% or more ownership band and a control person, since June 2010."},{"label":"Marshall Eichenauer","detail":"Indirect owner: trustee, the marshall eichenauer jr. separate property trust of Sagent Capital, LLC. and a control person, since February 2025.","parent":"Sagent Capital, LLC."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"1489 Glenneyre Street","city":"Laguna 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They include 42 high-net-worth individuals and 40 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 7 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Sagent Wealth Management offer?","answer":"Sagent Wealth Management provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Sagent Wealth Management charge?","answer":"Sagent Wealth Management charges 0.65%–1.50% a year for its Wealth Management Fee. The fee is billed in advance and is negotiable.","source":"ADV 2A-FIRM BROCHURE-SWM, filed 7 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Sagent Wealth Management use?","answer":"Sagent Wealth Management’s separately managed account assets are held at Altruist Financial LLC (Culver City, CA), with $66.7M and National Financial Services LLC (Boston, MA), with $29.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Sagent Wealth Management have?","answer":"Sagent Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Sagent Wealth Management invest in?","answer":"At the end of its last fiscal year, Sagent Wealth Management’s separately managed accounts held 58% exchange-traded equities, 30% registered funds (mutual funds, ETFs, BDCs), 7% state and local bonds and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Sagent Wealth Management?","answer":"Sagent Wealth Management’s direct owner is Sagent Capital, LLC. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 7 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Sagent Wealth Management get paid?","answer":"Sagent Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Sagent Wealth Management?","answer":"Sagent Wealth Management’s main office is at 1489 Glenneyre Street, Laguna Beach, CA 92651. Its phone number is 949-756-2226. Its website is sagentwm.com.","source":"Form ADV Part 1A, Item 1.F, filed 7 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}