{"url":"https://nivawealth.com/firms/safs-144405","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/144405","regulatoryAum":182570000,"crd":"144405","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6593131","suffix":null,"lastName":"NALE","firstName":"SHAWNA","middleName":"LEIGH"},{"crd":"2061649","suffix":"II","lastName":"SNAVELY","firstName":"JACK","middleName":"EMERSON"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-04-01","regulatoryAum":112247382,"clients":247,"employees":2,"offices":1},{"filedOn":"2023-01-30","regulatoryAum":112952918,"clients":225,"employees":2,"offices":1},{"filedOn":"2024-01-24","regulatoryAum":128473563,"clients":230,"employees":2,"offices":1},{"filedOn":"2025-01-29","regulatoryAum":148755438,"clients":256,"employees":2,"offices":1},{"filedOn":"2026-01-20","regulatoryAum":182570000,"clients":279,"employees":2,"offices":1}],"secFileNumber":"801-124937","legalName":"Safs, LLC","displayName":"Safs","slug":"safs-144405","website":"https://snavelyfinancial.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1035 Mumma Road, Suite 101","city":"Lemoyne","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"17043"},"tradeNames":[],"registration":{"secApproved":"29 April 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":654372.7598566308,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":182570000,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":182570000,"nonDiscretionaryAccounts":627,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":29},"clientTypes":[{"label":"Individuals (other than HNW)","clients":227,"regulatoryAum":71840000},{"label":"High-net-worth individuals","clients":52,"regulatoryAum":110730000}],"feePrograms":[{"role":"main","program":"Portfolio Management Services","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1002819","versionId":1002819,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-01-20","documentName":"SNAVELY ASSOCIATES FINANCIAL SERVICES ADV BROCHURE","fee_rate_low":null,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:36:13.445639+00:00","documents":[{"name":"SNAVELY ASSOCIATES FINANCIAL SERVICES ADV BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1002819","versionId":1002819,"submittedOn":"2026-01-20"}]},"custodians":[{"name":"Pershing Advisor Solutions LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":182570000}],"custodyNote":"Safs does not have custody of client assets.","leadership":[{"name":"Jack Snavely","title":"Partner/Chief Compliance Officer","crd":"2061649"},{"name":"Shawna Nale","title":"Partner","crd":"6593131"}],"ownership":[{"label":"Jack Snavely","detail":"Partner/chief compliance officer in the 50% to 75% ownership band and a control person, since May 1990."},{"label":"Shawna Nale","detail":"Partner in the 25% to 50% ownership band, since January 2023."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"1035 Mumma Road, Suite 101","city":"Lemoyne","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"717-737-3488","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":4},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":10},{"label":"Securities issued by registered investment companies or business development companies","percent":80},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"20 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/144405/PDF/144405.pdf","brochureDate":"20 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1002819","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Safs have?","answer":"Safs has 279 clients and manages $183 million for them, as of January 2026. They include 227 individual clients and 52 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Safs offer?","answer":"Safs provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Safs charge?","answer":"Safs charges up to 1.50% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable.","source":"SNAVELY ASSOCIATES FINANCIAL SERVICES ADV BROCHURE, filed 20 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Safs use?","answer":"Safs’ separately managed account assets are held at Pershing Advisor Solutions LLC (Jersey City, NJ), with $183M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Safs have?","answer":"Safs has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Safs invest in?","answer":"At the end of its last fiscal year, Safs’ separately managed accounts held 80% registered funds (mutual funds, ETFs, BDCs), 10% investment grade corporate bonds, 5% cash and equivalents, 4% exchange-traded equities and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Safs?","answer":"Safs’ direct owners are Jack Snavely (50% to 75%) and Shawna Nale (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 20 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Safs get paid?","answer":"Safs is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Safs registered with the SEC?","answer":"Yes, Safs has been registered with the SEC as an investment adviser since 29 April 2022. Its CRD number is 144405 and its SEC file number is 801-124937.","source":"Form ADV Part 1A, Item 1, filed 20 January 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Safs?","answer":"Safs’ main office is at 1035 Mumma Road, Suite 101, Lemoyne, PA 17043. Its phone number is 717-737-3488. Its website is snavelyfinancial.com.","source":"Form ADV Part 1A, Item 1.F, filed 20 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}