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The fee is billed in advance and is negotiable.","source":"ADV PART 2A SEC, filed 29 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Safe Harbor Fiduciary use?","answer":"Safe Harbor Fiduciary’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $130M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Safe Harbor Fiduciary have?","answer":"Safe Harbor Fiduciary has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Safe Harbor Fiduciary invest in?","answer":"At the end of its last fiscal year, Safe Harbor Fiduciary’s separately managed accounts held 85% exchange-traded equities, 6% cash and equivalents, 3% derivatives, 2% U.S. government and agency bonds, 2% registered funds (mutual funds, ETFs, BDCs), 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Safe Harbor Fiduciary?","answer":"Safe Harbor Fiduciary’s direct owner is Scott McCaghren (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Safe Harbor Fiduciary get paid?","answer":"Safe Harbor Fiduciary is paid through a percentage of assets under management and fixed fees. 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