{"url":"https://nivawealth.com/firms/sackett-wealth-advisors-289950","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/289950","regulatoryAum":212277685,"crd":"289950","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7000665","suffix":"Jr","lastName":"Ayala","firstName":"George","middleName":null},{"crd":"1283139","suffix":null,"lastName":"SACKETT","firstName":"MICHAEL","middleName":"JAMES"},{"crd":"5159743","suffix":null,"lastName":"SACKETT","firstName":"SHAUN","middleName":"JAMES"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-24","regulatoryAum":134782783,"clients":392,"employees":4,"offices":1},{"filedOn":"2022-03-25","regulatoryAum":161962045,"clients":414,"employees":3,"offices":1},{"filedOn":"2023-03-23","regulatoryAum":133410835,"clients":416,"employees":4,"offices":1},{"filedOn":"2024-03-29","regulatoryAum":153375087,"clients":416,"employees":4,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":181383180,"clients":425,"employees":4,"offices":1},{"filedOn":"2026-03-17","regulatoryAum":212277685,"clients":452,"employees":5,"offices":1}],"secFileNumber":"801-111930","legalName":"Sackett Wealth Advisors, Inc.","displayName":"Sackett Wealth Advisors","slug":"sackett-wealth-advisors-289950","website":"https://sackettwealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"915 W. 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Imperial Highway, Suite 160","city":"Brea","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"714-671-9330","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":92},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"17 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/289950/PDF/289950.pdf","brochureDate":"17 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020163","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Sackett Wealth Advisors have?","answer":"Sackett Wealth Advisors has 452 clients and manages $212 million for them, as of March 2026. They include 381 individual clients, 59 high-net-worth individuals, and 9 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Sackett Wealth Advisors offer?","answer":"Sackett Wealth Advisors provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Sackett Wealth Advisors charge?","answer":"Sackett Wealth Advisors charges up to 1.20% a year for its Comprehensive Portfolio Management. The fee is billed in advance and is negotiable.","source":"FORM ADV PART 2A - FIRM BROCHURE, filed 17 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Sackett Wealth Advisors use?","answer":"Sackett Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $178M and Capital Client Group, Inc. (Los Angeles, CA), with $34.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Sackett Wealth Advisors have?","answer":"Sackett Wealth Advisors has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Sackett Wealth Advisors invest in?","answer":"At the end of its last fiscal year, Sackett Wealth Advisors’ separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 5% cash and equivalents, 2% exchange-traded equities and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Sackett Wealth Advisors?","answer":"Sackett Wealth Advisors is owned through a trust by Michael Sackett. Its direct owners are Shaun Sackett (10% to 25%) and Sackett Family Trust (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Sackett Wealth Advisors get paid?","answer":"Sackett Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Sackett Wealth Advisors?","answer":"Sackett Wealth Advisors’ main office is at 915 W. Imperial Highway, Suite 160, Brea, CA 92821. Its phone number is 714-671-9330. Its website is sackettwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}