{"url":"https://nivawealth.com/firms/sacajawea-and-company-109604","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/109604","regulatoryAum":116086886,"crd":"109604","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4376595","suffix":"JR","lastName":"WREAN","firstName":"WILLIAM","middleName":"HAMILTON"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-03","regulatoryAum":124320861,"clients":25,"employees":1,"offices":1},{"filedOn":"2022-03-18","regulatoryAum":126437396,"clients":21,"employees":1,"offices":1},{"filedOn":"2023-05-23","regulatoryAum":106925864,"clients":23,"employees":1,"offices":1},{"filedOn":"2024-03-20","regulatoryAum":119456217,"clients":22,"employees":1,"offices":1},{"filedOn":"2025-03-27","regulatoryAum":126171571,"clients":22,"employees":1,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":116086886,"clients":20,"employees":1,"offices":1}],"secFileNumber":"801-55107","legalName":"Sacajawea & Company, LLC","displayName":"Sacajawea & Company","slug":"sacajawea-and-company-109604","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Massachusetts limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"9 January 1998","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3097465.5555555555,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":116086886,"discretionary":116086886,"discretionaryAccounts":20,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":5,"regulatoryAum":7418167},{"label":"High-net-worth individuals","clients":13,"regulatoryAum":48336213},{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":45361438},{"label":"Charitable organizations","clients":1,"regulatoryAum":14971068}],"feePrograms":[{"role":"main","program":"Quarterly management fee","feeBasis":"marginal","fee_tiers":[{"to":500000,"pct":0.55,"from":0},{"to":2000000,"pct":0.4,"from":500000},{"to":5000000,"pct":0.3,"from":2000000},{"to":null,"pct":0.2,"from":5000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1031789","versionId":1031789,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-30","documentName":"PART 2A FORM ADV 2026","fee_rate_low":0.2,"fee_rate_high":0.55,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Ad hoc economic or financial consulting","summary":"Ad hoc economic or financial consulting is charged at $400 per hour; portfolio management clients receive a 50% discount on it.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1031789","versionId":1031789,"submittedOn":"2026-03-30","documentName":"PART 2A FORM ADV 2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:04:04.955228+00:00","documents":[{"name":"PART 2A FORM ADV 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1031789","versionId":1031789,"submittedOn":"2026-03-30"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"West Lake, TX","smaAssets":72727573}],"custodyNote":"Sacajawea & Company has custody of client assets.","otherCustodians":[],"leadership":[{"name":"William Wrean","title":"Chief Compliance Officer, Manager and Sole Member","crd":"4376595"}],"ownership":[{"label":"William Wrean","detail":"Chief compliance officer, manager and sole member in the 75% or more ownership band and a control person, since January 1990."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"781-703-5641","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":61},{"label":"Securities issued by registered investment companies or business development companies","percent":6},{"label":"Cash and cash equivalents","percent":33}],"privateFunds":1},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/109604/PDF/109604.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1031789","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Sacajawea & Company have?","answer":"Sacajawea & Company has 20 clients and manages $116 million for them, as of March 2026. They include 13 high-net-worth individuals, 5 individual clients and 1 pooled investment vehicle.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Sacajawea & Company offer?","answer":"Sacajawea & Company provides portfolio management for individuals and small businesses and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Sacajawea & Company charge?","answer":"Sacajawea & Company charges 0.20%–0.55% a year for its Quarterly management fee. Each asset band is charged at its own rate. The fee is billed in advance.","source":"PART 2A FORM ADV 2026, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Sacajawea & Company use?","answer":"Sacajawea & Company’s separately managed account assets are held at Charles Schwab & Co., Inc. (West Lake, TX), with $72.7M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Sacajawea & Company have?","answer":"Sacajawea & Company has 0 investment adviser representatives registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Sacajawea & Company invest in?","answer":"At the end of its last fiscal year, Sacajawea & Company’s separately managed accounts held 61% exchange-traded equities, 33% cash and equivalents and 6% registered funds (mutual funds, ETFs, BDCs). It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Sacajawea & Company?","answer":"Sacajawea & Company’s direct owner is William Wrean (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Sacajawea & Company get paid?","answer":"Sacajawea & Company is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Sacajawea & Company?","answer":"Its phone number is 781-703-5641.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}