{"url":"https://nivawealth.com/firms/s-r-schill-and-associates-105864","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/105864","regulatoryAum":143079018,"crd":"105864","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"3210626","suffix":null,"lastName":"SCHILL","firstName":"SCOTT","middleName":"JASON"},{"crd":"413364","suffix":null,"lastName":"SCHILL","firstName":"STANLEY","middleName":"ROI"},{"crd":"5086092","suffix":null,"lastName":"SKIENA","firstName":"LEONARD","middleName":"ALAN"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-02","regulatoryAum":231296851,"clients":175,"employees":6,"offices":1},{"filedOn":"2022-03-15","regulatoryAum":262452307,"clients":183,"employees":8,"offices":1},{"filedOn":"2023-03-08","regulatoryAum":211333018,"clients":191,"employees":8,"offices":1},{"filedOn":"2024-02-15","regulatoryAum":243439239,"clients":206,"employees":8,"offices":1},{"filedOn":"2025-03-20","regulatoryAum":126887426,"clients":188,"employees":6,"offices":1},{"filedOn":"2026-03-10","regulatoryAum":143079018,"clients":195,"employees":6,"offices":1}],"secFileNumber":"801-30972","legalName":"S. 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R. SCHILL & ASSOCIATES","fee_rate_low":0.7,"fee_rate_high":1.25,"fee_negotiable":false,"minimum_account":null,"feeMinimumPeriod":"annual","fee_minimum_annual":2499}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:49:12.782887+00:00","documents":[{"name":"S. R. SCHILL & ASSOCIATES","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016548","versionId":1016548,"submittedOn":"2026-03-10"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":146115241}],"custodyNote":"S. R. Schill & Associates does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Leonard Skiena","title":"Chief Executive Officer / Chief Compliance Officer","crd":"5086092"},{"name":"Stacy Schill","title":"Vice President, Client Relations & Marketing","crd":"6174024"},{"name":"Eva Baker","title":"Treasurer","crd":"4346734"},{"name":"Stanley Schill","title":"Chairman","crd":"413364"}],"ownership":[{"label":"Eva Baker","detail":"Treasurer in the 10% to 25% ownership band and a control person, since May 1999."},{"label":"Leonard Skiena","detail":"Chief executive officer / chief compliance officer in the 50% to 75% ownership band and a control person, since March 2006."},{"label":"Stacy Schill","detail":"Vice president, client relations & marketing in the 10% to 25% ownership band and a control person, since October 2012."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Washington","offices":1,"addresses":[{"street":"2448 - 76th Ave Se, Suite 107","city":"Mercer Island","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"206-275-2700","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":95},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"10 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/105864/PDF/105864.pdf","brochureDate":"10 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016548","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does S. R. Schill & Associates have?","answer":"S. R. Schill & Associates has 195 clients and manages $143 million for them, as of March 2026. They include 134 individual clients and 61 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does S. R. Schill & Associates offer?","answer":"S. R. Schill & Associates provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does S. R. Schill & Associates charge?","answer":"S. R. Schill & Associates charges 0.70%–1.25% a year for its Wealth management services. Each asset band is charged at its own rate. The fee is billed in advance, is not negotiable and has a $2,499 annual minimum.","source":"S. R. SCHILL & ASSOCIATES, filed 10 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does S. R. Schill & Associates use?","answer":"S. R. Schill & Associates’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $146M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does S. R. Schill & Associates have?","answer":"S. R. Schill & Associates has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does S. R. Schill & Associates invest in?","answer":"At the end of its last fiscal year, S. R. Schill & Associates’ separately managed accounts held 95% registered funds (mutual funds, ETFs, BDCs), 3% cash and equivalents and 2% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns S. R. Schill & Associates?","answer":"S. R. Schill & Associates’ direct owners are Eva Baker (10% to 25%), Leonard Skiena (50% to 75%) and Stacy Schill (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does S. R. Schill & Associates get paid?","answer":"S. R. Schill & Associates is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact S. R. Schill & Associates?","answer":"S. R. Schill & Associates’ main office is at 2448 - 76th Ave Se, Suite 107, Mercer Island, WA 98040. Its phone number is 206-275-2700. Its website is srschill.com.","source":"Form ADV Part 1A, Item 1.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/s-r-schill-and-associates-105864/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-15","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1616004/000161600426000004/0001616004-26-000004-index.html","totalValue":165661261,"positionCount":25,"top10Share":0.8999191549073141,"top10":[{"issuer":"ISHARES CORE MSCI EAFE ETF","titleOfClass":"ETF","cusip":"46432F842","value":25629891,"shares":265375,"shareType":"SH","priorValue":22233781,"priorShares":245596},{"issuer":"STATE STREET SPDR PORTFOLIO S&P 500 ETF","titleOfClass":"ETF","cusip":"78464A854","value":23982335,"shares":272899,"shareType":"SH","priorValue":17228976,"priorShares":225098},{"issuer":"STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM TREASURY 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}