{"url":"https://nivawealth.com/firms/ryan-poage-and-co-157432","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/157432","regulatoryAum":114196904,"crd":"157432","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6152240","suffix":null,"lastName":"LAMBERT","firstName":"JORDAN","middleName":"WESLEY"},{"crd":"2931221","suffix":null,"lastName":"POAGE","firstName":"RYAN","middleName":"YORK"},{"crd":"5018351","suffix":null,"lastName":"TERRANELLA-GUMINA","firstName":"KRISTIN","middleName":"MICHELLE"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135837","legalName":"Ryan Poage & Co., LLC","displayName":"Ryan Poage & Co.","slug":"ryan-poage-and-co-157432","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth 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2"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:19:44.028384+00:00","documents":[{"name":"RP&C FORM ADV PART 2","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048518","versionId":1048518,"submittedOn":"2026-06-16"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":108640438}],"custodyNote":"Ryan Poage & Co. has custody of $48.9M for 86 clients.","otherCustodians":[],"leadership":[{"name":"Nicholas Dumenil","title":"Chief Compliance Officer","crd":"8004550"},{"name":"Ryan Poage","title":"Managing Member","crd":"2931221"}],"ownership":[{"label":"Ryan Poage","detail":"Managing member in the 75% or more ownership band and a control person, since May 2011."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Missouri","offices":1,"addresses":[{"street":"4435 Main St., Suite 750","city":"Kansas City","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"816-531-4555","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":95},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"16 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/157432/PDF/157432.pdf","brochureDate":"16 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048518","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Ryan Poage & Co. have?","answer":"Ryan Poage & Co. has 192 clients and manages $114 million for them, as of June 2026. They include 167 individual clients, 24 high-net-worth individuals and 1 corporate or other business client.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ryan Poage & Co. offer?","answer":"Ryan Poage & Co. provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Ryan Poage & Co. charge?","answer":"Ryan Poage & Co. charges up to 2.00% a year for its Investment management. The fee is negotiable.","source":"RP&C FORM ADV PART 2, filed 16 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Ryan Poage & Co. use?","answer":"Ryan Poage & Co.’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $109M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Ryan Poage & Co. have?","answer":"Ryan Poage & Co. has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ryan Poage & Co. invest in?","answer":"At the end of its last fiscal year, Ryan Poage & Co.’s separately managed accounts held 95% registered funds (mutual funds, ETFs, BDCs), 3% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Ryan Poage & Co.?","answer":"Ryan Poage & Co.’s direct owner is Ryan Poage (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 16 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ryan Poage & Co. get paid?","answer":"Ryan Poage & Co. is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Ryan Poage & Co.?","answer":"Ryan Poage & Co.’s main office is at 4435 Main St., Suite 750, Kansas City, MO 64111. Its phone number is 816-531-4555.","source":"Form ADV Part 1A, Item 1.F, filed 16 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}