{"url":"https://nivawealth.com/firms/russell-capital-management-109513","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/109513","regulatoryAum":275014718,"crd":"109513","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7347163","suffix":null,"lastName":"Day","firstName":"Keith","middleName":"Wade"},{"crd":"4672200","suffix":"II","lastName":"LANKFORD","firstName":"BUFORD","middleName":"NASH"},{"crd":"1499069","suffix":null,"lastName":"MCKEOWN","firstName":"BRIAN","middleName":"HARTLEY"},{"crd":"407566","suffix":"JR","lastName":"RUSSELL","firstName":"HARRY","middleName":"LESLIE"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":300315981,"clients":345,"employees":5,"offices":1},{"filedOn":"2022-06-03","regulatoryAum":243295204,"clients":304,"employees":4,"offices":1},{"filedOn":"2023-03-29","regulatoryAum":210660467,"clients":308,"employees":4,"offices":1},{"filedOn":"2024-03-25","regulatoryAum":251840636,"clients":287,"employees":4,"offices":1},{"filedOn":"2025-03-14","regulatoryAum":251483482,"clients":287,"employees":4,"offices":1},{"filedOn":"2026-04-17","regulatoryAum":275014718,"clients":299,"employees":4,"offices":2}],"acquisitions":[{"date":"2013-11-01","datePrecision":"month","name":"Volomite Wealth Management","crd":null,"source":"press","dealType":"acquisition","sellerAum":null,"sellerAumDate":null,"sourceUrl":"https://smileypete.com/business/2013-11-20-russell-capital-management-adds-to-firm-with-merger/"}],"secFileNumber":"801-56914","legalName":"Russell Capital Management, LLC","displayName":"Russell Capital Management","slug":"russell-capital-management-109513","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/2245911","xUrl":"https://www.twitter.com/russellcapital","founded":null,"organization":"Kentucky limited liability company","fiscalYearEnd":"December","headquarters":{"street":"476 E High St","city":"Lexington","state":"KY","stateName":"Kentucky","country":"United States","postalCode":"40507"},"tradeNames":[],"registration":{"secApproved":"15 October 1999","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":857622.0138408304,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":275014718,"discretionary":267790175,"discretionaryAccounts":596,"nonDiscretionary":7224543,"nonDiscretionaryAccounts":10,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":220,"regulatoryAum":53762632},{"label":"High-net-worth individuals","clients":69,"regulatoryAum":194090130},{"label":"Charitable organizations","clients":10,"regulatoryAum":27161956}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"unreadable","checkedAt":null,"documents":[{"name":"RCM BROCHURE","status":"unreadable","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027620","versionId":1027620,"submittedOn":"2026-03-26"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":240069503}],"custodyNote":"Russell Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Harry Russell","title":"President/Chief Compliance Officer","crd":"407566"}],"ownership":[{"label":"Harry Russell","detail":"President/chief compliance officer in the 75% or more ownership band and a control person, since September 1991."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Kentucky","offices":1,"addresses":[{"street":"476 E High St","city":"Lexington","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"859-254-5225","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Educational seminars/workshops"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":26},{"label":"U.S. government/agency bonds","percent":6},{"label":"Securities issued by registered investment companies or business development companies","percent":60},{"label":"Cash and cash equivalents","percent":8}],"privateFunds":0},"sources":{"adv1FilingDate":"17 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/109513/PDF/109513.pdf","brochureDate":"26 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027620","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Russell Capital Management have?","answer":"Russell Capital Management has 299 clients and manages $275 million for them, as of April 2026. They include 220 individual clients, 69 high-net-worth individuals and 10 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Russell Capital Management offer?","answer":"Russell Capital Management provides portfolio management for individuals and small businesses, portfolio management for institutions, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Russell Capital Management use?","answer":"Russell Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $240M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Russell Capital Management have?","answer":"Russell Capital Management has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Russell Capital Management invest in?","answer":"At the end of its last fiscal year, Russell Capital Management’s separately managed accounts held 60% registered funds (mutual funds, ETFs, BDCs), 26% exchange-traded equities, 8% cash and equivalents and 6% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Russell Capital Management?","answer":"Russell Capital Management’s direct owner is Harry Russell (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 17 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Russell Capital Management get paid?","answer":"Russell Capital Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Russell Capital Management?","answer":"Russell Capital Management’s main office is at 476 E High St, Lexington, KY 40507. Its phone number is 859-254-5225.","source":"Form ADV Part 1A, Item 1.F, filed 17 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}