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The fee is billed in advance, is negotiable and requires an account of at least $25,000.","source":"RUGGIERO ADV FIRM BROCHURE PART 2A, filed 8 October 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Ruggiero Investments use?","answer":"Ruggiero Investments’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $137M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Ruggiero Investments have?","answer":"Ruggiero Investments has 0 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ruggiero Investments invest in?","answer":"At the end of its last fiscal year, Ruggiero Investments’ separately managed accounts held 84% exchange-traded equities, 8% cash and equivalents, 3% registered funds (mutual funds, ETFs, BDCs), 2% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Ruggiero Investments have a minimum investment?","answer":"Yes, Ruggiero Investments’ minimum account size for its Portfolio Management Services is $25K.","source":"RUGGIERO ADV FIRM BROCHURE PART 2A, filed 8 October 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Ruggiero Investments?","answer":"Ruggiero Investments’ direct owner is Thomas Ruggiero (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ruggiero Investments get paid?","answer":"Ruggiero Investments is paid through a percentage of assets under management, hourly charges and fixed fees. 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