{"url":"https://nivawealth.com/firms/rubicon-advisors-gp-174447","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/174447","regulatoryAum":420724128,"crd":"174447","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8158718","suffix":null,"lastName":"BACK","firstName":"GREYSON","middleName":"Russell Pierce"},{"crd":"2489387","suffix":null,"lastName":"BATES","firstName":"ERIC","middleName":"BRANDON"},{"crd":"8168239","suffix":null,"lastName":"BEREZNAK","firstName":"MICHAEL","middleName":null},{"crd":"2088638","suffix":"SR","lastName":"BLALOCK","firstName":"TERALL","middleName":"DEANE"},{"crd":"6923681","suffix":null,"lastName":"BOERO","firstName":"NICHOLAS","middleName":"PAUL"},{"crd":"862282","suffix":null,"lastName":"BOERO","firstName":"STEVEN","middleName":"PAUL"},{"crd":"7229328","suffix":null,"lastName":"CRANDELL","firstName":"KEVIN","middleName":"PAUL"},{"crd":"5761970","suffix":null,"lastName":"MOTELL","firstName":"MARK","middleName":null},{"crd":"4731676","suffix":null,"lastName":"RUSSELL","firstName":"BRIAN","middleName":"BRADLEY"},{"crd":"5196738","suffix":null,"lastName":"Stephens","firstName":"Brian","middleName":"Jeffrey"},{"crd":"5525954","suffix":null,"lastName":"WINN","firstName":"JOHN","middleName":"STUART"}],"total":11,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-10","regulatoryAum":259802181,"clients":1112,"employees":16,"offices":6},{"filedOn":"2022-03-09","regulatoryAum":320269573,"clients":1136,"employees":18,"offices":5},{"filedOn":"2023-04-25","regulatoryAum":287237394,"clients":1205,"employees":18,"offices":7},{"filedOn":"2024-03-29","regulatoryAum":293849084,"clients":1574,"employees":17,"offices":6},{"filedOn":"2025-03-26","regulatoryAum":340182241,"clients":1278,"employees":18,"offices":6},{"filedOn":"2026-09-23","regulatoryAum":420724128,"clients":1391,"employees":20,"offices":6}],"secFileNumber":"801-109012","legalName":"Rubicon Advisors, GP","displayName":"Rubicon Advisors, GP","slug":"rubicon-advisors-gp-174447","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"xUrl":"https://twitter.com/RubiconAdvisors","founded":null,"organization":"California partnership","fiscalYearEnd":"December","headquarters":{"street":"1640 East Cypress, Suite A","city":"Redding","state":"CA","stateName":"California","country":"United States","postalCode":"96002"},"tradeNames":[],"registration":{"secApproved":"27 January 2017","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":301593.13284671534,"staff":{"employees":20,"advisory":19,"brokerDealerReps":9,"insuranceAgents":8,"promoters":0},"aum":{"regulatory":420724128,"discretionary":420724128,"discretionaryAccounts":2219,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":42330347,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":1070,"regulatoryAum":169904601},{"label":"High-net-worth individuals","clients":300,"regulatoryAum":243277991},{"label":"Pension and profit-sharing plans","clients":7,"regulatoryAum":901898},{"label":"Charitable organizations","clients":5,"regulatoryAum":3476950},{"label":"Corporations and other businesses","clients":9,"regulatoryAum":3162688}],"feePrograms":[{"role":"other","program":"Financial Planning & Consulting","summary":"Hourly fee not to exceed $350; flat fees not to exceed $5,000. Fee-paying arrangements are set case by case in the consulting agreement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007461","versionId":1007461,"submittedOn":"2026-02-09","documentName":"FORM ADV 2A - FIRM BROCHURE (SEC)"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T10:03:01.840869+00:00","documents":[{"name":"FORM ADV 2A - FIRM BROCHURE (SEC)","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007461","versionId":1007461,"submittedOn":"2026-02-09"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007460","versionId":1007460,"submittedOn":null}]},"custodians":[{"name":"LPL Financial LLC","shortName":"LPL Financial","location":"Boston, MA","smaAssets":420724128}],"custodyNote":"Rubicon Advisors, GP has custody of $106M for 333 clients.","otherCustodians":[],"leadership":[{"name":"Brian Russell","title":"Chief Financial and Technology Officer and Owner and Partner","crd":"4731676"},{"name":"Steven Boero","title":"Chief Compliance Officer and Owner and Partner","crd":"862282"}],"ownership":[{"label":"Brian Russell","detail":"Chief financial and technology officer and owner and partner in the 50% to 75% ownership band and a control person, since March 2015."},{"label":"Steven Boero","detail":"Chief compliance officer and owner and partner in the 50% to 75% ownership band and a control person, since March 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":5,"privateResidences":0},"listedOfficeAddresses":6,"foreignOffices":[],"officesByState":[{"state":"California","offices":5,"addresses":[{"street":"1640 East Cypress, Suite A","city":"Redding","headquarters":true},{"street":"2650 Larkspur Lane","city":"Redding"},{"street":"1420 Fairlane Road","city":"Yreka"},{"street":"2998 Douglas BLVD","city":"Roseville"},{"street":"2619 Forest Ave.","city":"Chico"}]},{"state":"Oregon","offices":1,"addresses":[{"street":"315 Se 7th St.","city":"Grants Pass"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"530-223-5357","stateRegisteredReps":9,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":16},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Non-investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":70},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":9},{"label":"Other","percent":1,"detail":"Structured Products and Alternative Investments"}],"privateFunds":0},"sources":{"adv1FilingDate":"23 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/174447/PDF/174447.pdf","brochureDate":"9 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007461","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Rubicon Advisors, GP have?","answer":"Rubicon Advisors, GP has 1,391 clients and manages $421 million for them, as of September 2026. They include 1,070 individual clients, 300 high-net-worth individuals, and 9 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Rubicon Advisors, GP offer?","answer":"Rubicon Advisors, GP provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Rubicon Advisors, GP use?","answer":"Rubicon Advisors, GP’s separately managed account assets are held at LPL Financial LLC (Boston, MA), with $421M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Rubicon Advisors, GP have?","answer":"Rubicon Advisors, GP has 9 investment adviser representatives registered with state securities authorities, out of 20 employees, and 19 perform investment advisory functions. 9 employees are registered representatives of a broker-dealer and 8 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Rubicon Advisors, GP invest in?","answer":"At the end of its last fiscal year, Rubicon Advisors, GP’s separately managed accounts held 70% registered funds (mutual funds, ETFs, BDCs), 16% exchange-traded equities, 9% cash and equivalents, 2% high-yield corporate bonds, 1% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds, 1% pooled vehicles (private funds and similar) and 1% other. The 1% other category is described as: Structured Products and Alternative Investments.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Rubicon Advisors, GP?","answer":"Rubicon Advisors, GP’s direct owners are Brian Russell (50% to 75%) and Steven Boero (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 23 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Rubicon Advisors, GP get paid?","answer":"Rubicon Advisors, GP is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Rubicon Advisors, GP?","answer":"Rubicon Advisors, GP’s main office is at 1640 East Cypress, Suite A, Redding, CA 96002. Its phone number is 530-223-5357.","source":"Form ADV Part 1A, Item 1.F, filed 23 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/rubicon-advisors-gp-174447/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-29","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2114679/000117266126002896/0001172661-26-002896-index.html","totalValue":137299744,"positionCount":86,"top10Share":0.4805238019963096,"top10":[{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":14084273,"shares":48674,"shareType":"SH","priorValue":12389401,"priorShares":48817},{"issuer":"TESLA INC","titleOfClass":"COM","cusip":"88160R101","value":9142757,"shares":21737,"shareType":"SH","priorValue":8268649,"priorShares":22242},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":7917174,"shares":39568,"shareType":"SH","priorValue":6826748,"priorShares":39144},{"issuer":"FIRST TR EXCHNG TRADED FD VI","titleOfClass":"FT LADD BUFF ETF","cusip":"33740F755","value":7588395,"shares":207730,"shareType":"SH","priorValue":6237979,"priorShares":184719},{"issuer":"AMERICAN CENTY ETF TR","titleOfClass":"US SML CP VALU","cusip":"025072877","value":5245151,"shares":42042,"shareType":"SH","priorValue":6911700,"priorShares":62566},{"issuer":"FEDERATED HERMES ETF TRUST","titleOfClass":"MDT LARGE CAP","cusip":"31423L800","value":4692713,"shares":140880,"shareType":"SH"},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":4657252,"shares":13181,"shareType":"SH","priorValue":3702228,"priorShares":12906},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":4628803,"shares":19421,"shareType":"SH","priorValue":4034620,"priorShares":19372},{"issuer":"LITMAN GREGORY FDS TR","titleOfClass":"IMGP DBI MAN ETF","cusip":"53700T827","value":4193857,"shares":137009,"shareType":"SH","priorValue":2258033,"priorShares":74893},{"issuer":"ISHARES TR","titleOfClass":"TIPS BD ETF","cusip":"464287176","value":3825420,"shares":34958,"shareType":"SH","priorValue":2205547,"priorShares":19985}],"positionsListed":86,"positions":[{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":14084273,"shares":48674,"shareType":"SH","priorValue":12389401,"priorShares":48817},{"issuer":"TESLA INC","titleOfClass":"COM","cusip":"88160R101","value":9142757,"shares":21737,"shareType":"SH","priorValue":8268649,"priorShares":22242},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":7917174,"shares":39568,"shareType":"SH","priorValue":6826748,"priorShares":39144},{"issuer":"FIRST TR EXCHNG TRADED FD VI","titleOfClass":"FT LADD BUFF ETF","cusip":"33740F755","value":7588395,"shares":207730,"shareType":"SH","priorValue":6237979,"priorShares":184719},{"issuer":"AMERICAN CENTY ETF TR","titleOfClass":"US SML CP VALU","cusip":"025072877","value":5245151,"shares":42042,"shareType":"SH","priorValue":6911700,"priorShares":62566},{"issuer":"FEDERATED HERMES ETF TRUST","titleOfClass":"MDT LARGE CAP","cusip":"31423L800","value":4692713,"shares":140880,"shareType":"SH"},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":4657252,"shares":13181,"shareType":"SH","priorValue":3702228,"priorShares":12906},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":4628803,"shares":19421,"shareType":"SH","priorValue":4034620,"priorShares":19372},{"issuer":"LITMAN GREGORY FDS TR","titleOfClass":"IMGP DBI MAN ETF","cusip":"53700T827","value":4193857,"shares":137009,"shareType":"SH","priorValue":2258033,"priorShares":74893},{"issuer":"ISHARES TR","titleOfClass":"TIPS BD ETF","cusip":"464287176","value":3825420,"shares":34958,"shareType":"SH","priorValue":2205547,"priorShares":19985},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P TTL STK","cusip":"464287150","value":3693988,"shares":22487,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"IBONDS DEC2026","cusip":"46435GAA0","value":3212176,"shares":132570,"shareType":"SH","priorValue":3011456,"priorShares":124235},{"issuer":"THE ALGER ETF TRUST","titleOfClass":"35 ETF","cusip":"015564206","value":3115658,"shares":75221,"shareType":"SH"},{"issuer":"CAPITAL GRP FIXED INCM ETF T","titleOfClass":"US MULTI-SECTOR","cusip":"14020Y300","value":2892453,"shares":105834,"shareType":"SH","priorValue":3039722,"priorShares":111631},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":2704383,"shares":7567,"shareType":"SH","priorValue":2192180,"priorShares":7623},{"issuer":"CAPITAL GROUP DIVIDEND VALUE","titleOfClass":"SHS CREAT UNIT","cusip":"14020W106","value":2672563,"shares":54232,"shareType":"SH","priorValue":2224895,"priorShares":52301},{"issuer":"NEUBERGER BERMAN ETF TRUST","titleOfClass":"SHORT DURATION I","cusip":"64135A887","value":2399628,"shares":47512,"shareType":"SH","priorValue":6039340,"priorShares":119095},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":2036108,"shares":4069,"shareType":"SH","priorValue":2006410,"priorShares":4187},{"issuer":"DUTCH BROS INC","titleOfClass":"CL A","cusip":"26701L100","value":1965515,"shares":27371,"shareType":"SH","priorValue":1289375,"priorShares":25452},{"issuer":"FIRST TR EXCHNG TRADED FD VI","titleOfClass":"FT VEST NASD ETF","cusip":"33740U752","value":1764639,"shares":44936,"shareType":"SH","priorValue":1519323,"priorShares":43016},{"issuer":"ISHARES INC","titleOfClass":"CORE MSCI EMKT","cusip":"46434G103","value":1728907,"shares":20870,"shareType":"SH"},{"issuer":"WISDOMTREE TR","titleOfClass":"US QTLY DIV GRT","cusip":"97717X669","value":1717149,"shares":17958,"shareType":"SH"},{"issuer":"AMERICAN CENTY ETF TR","titleOfClass":"US QUALITY VAL","cusip":"025072208","value":1688411,"shares":24220,"shareType":"SH","priorValue":2182766,"priorShares":33570},{"issuer":"AB ACTIVE ETFS INC","titleOfClass":"US LOW VOLATIL","cusip":"00039J301","value":1574291,"shares":19775,"shareType":"SH","priorValue":1920294,"priorShares":25992},{"issuer":"ISHARES TR","titleOfClass":"MSCI USA QLT FCT","cusip":"46432F339","value":1557301,"shares":7097,"shareType":"SH","priorValue":206414,"priorShares":1076},{"issuer":"PACER FDS TR","titleOfClass":"US LRG CP CASH","cusip":"69374H360","value":1553141,"shares":38687,"shareType":"SH","priorValue":5242308,"priorShares":155379},{"issuer":"BLACKROCK ETF TRUST","titleOfClass":"ISHARES US EQUIT","cusip":"09290C103","value":1523862,"shares":22406,"shareType":"SH"},{"issuer":"PACER FDS TR","titleOfClass":"NASD IN PATE ETF","cusip":"69374H311","value":1355108,"shares":36453,"shareType":"SH"},{"issuer":"META PLATFORMS INC","titleOfClass":"CL A","cusip":"30303M102","value":1336370,"shares":2372,"shareType":"SH","priorValue":1324058,"priorShares":2314},{"issuer":"T ROWE PRICE EXCHANGE-TRADED","titleOfClass":"CAP APPRECIATION","cusip":"87283Q867","value":1289380,"shares":31372,"shareType":"SH","priorValue":2411544,"priorShares":67759},{"issuer":"ISHARES TR","titleOfClass":"CORE MSCI EAFE","cusip":"46432F842","value":1244133,"shares":12882,"shareType":"SH","priorValue":230041,"priorShares":2541},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":1133393,"shares":3038,"shareType":"SH","priorValue":957332,"priorShares":2586},{"issuer":"PACER FDS TR","titleOfClass":"DATA & DIGI REVO","cusip":"69374H386","value":1019747,"shares":9557,"shareType":"SH","priorValue":507808,"priorShares":8159},{"issuer":"FIRST TR EXCHANGE TRADED FD","titleOfClass":"RISNG DIVD ACHIV","cusip":"33738R506","value":976449,"shares":12046,"shareType":"SH","priorValue":1361782,"priorShares":19944},{"issuer":"COSTCO WHOLESALE CORPORATION","titleOfClass":"COM","cusip":"22160K105","value":934221,"shares":999,"shareType":"SH","priorValue":996094,"priorShares":1000},{"issuer":"PACER FDS TR","titleOfClass":"US CASH COWS 100","cusip":"69374H881","value":883501,"shares":14204,"shareType":"SH","priorValue":1011478,"priorShares":16168},{"issuer":"H2O AMERICA","titleOfClass":"COM","cusip":"784305104","value":862569,"shares":14194,"shareType":"SH","priorValue":832762,"priorShares":14194},{"issuer":"SPACE EXPLORATION TECHN CORP","titleOfClass":"CLASS A COM STK","cusip":"84615Q103","value":799644,"shares":4680,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"RUS 1000 GRW ETF","cusip":"464287614","value":780150,"shares":6283,"shareType":"SH","priorValue":546022,"priorShares":1281},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"S&P500 EQL WGT","cusip":"46137V357","value":735758,"shares":3458,"shareType":"SH","priorValue":661548,"priorShares":3447},{"issuer":"FIRST TR EXCHANGE-TRADED FD","titleOfClass":"US EQTY OPPT ETF","cusip":"336920103","value":730707,"shares":3544,"shareType":"SH","priorValue":527412,"priorShares":3321},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR SP AERO","cusip":"78464A631","value":723963,"shares":2551,"shareType":"SH","priorValue":579851,"priorShares":2283},{"issuer":"CHEVRON CORPORATION","titleOfClass":"COM","cusip":"166764100","value":703773,"shares":4246,"shareType":"SH","priorValue":775420,"priorShares":3747},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"AI AND NEXT GEN","cusip":"46137V639","value":677696,"shares":6510,"shareType":"SH","priorValue":362900,"priorShares":6250},{"issuer":"INTEL CORP","titleOfClass":"COM","cusip":"458140100","value":665591,"shares":4767,"shareType":"SH","priorValue":232428,"priorShares":5267},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"S&P 500 ETF SHS","cusip":"922908363","value":659856,"shares":961,"shareType":"SH","priorValue":345657,"priorShares":578},{"issuer":"BROOKFIELD CORP","titleOfClass":"CL A LTD VT SH","cusip":"11271J107","value":640432,"shares":15037,"shareType":"SH","priorValue":642466,"priorShares":15875},{"issuer":"CONSOLIDATED EDISON INC","titleOfClass":"COM","cusip":"209115104","value":637893,"shares":5766,"shareType":"SH","priorValue":652596,"priorShares":5766},{"issuer":"ISHARES TR","titleOfClass":"S&P 500 GRWT ETF","cusip":"464287309","value":618551,"shares":4498,"shareType":"SH","priorValue":527699,"priorShares":4665},{"issuer":"TAIWAN SEMICONDUCTOR MANUFAC","titleOfClass":"SPONSORED ADS","cusip":"874039100","value":612957,"shares":1283,"shareType":"SH","priorValue":342426,"priorShares":1013},{"issuer":"ELI LILLY & CO","titleOfClass":"COM","cusip":"532457108","value":586064,"shares":489,"shareType":"SH","priorValue":458576,"priorShares":499},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":586017,"shares":1551,"shareType":"SH","priorValue":663688,"priorShares":2144},{"issuer":"SHOPIFY INC","titleOfClass":"CL A SUB VTG SHS","cusip":"82509L107","value":567595,"shares":4971,"shareType":"SH","priorValue":619204,"priorShares":5220},{"issuer":"MICRON TECHNOLOGY INC","titleOfClass":"COM","cusip":"595112103","value":552903,"shares":479,"shareType":"SH"},{"issuer":"SPDR GOLD TR","titleOfClass":"GOLD SHS","cusip":"78463V107","value":549624,"shares":1492,"shareType":"SH","priorValue":624781,"priorShares":1452},{"issuer":"BNY MELLON ETF TRUST","titleOfClass":"GLOBAL INFRASCTR","cusip":"09661T826","value":526749,"shares":11713,"shareType":"SH","priorValue":472757,"priorShares":10614},{"issuer":"VICTORY PORTFOLIOS II","titleOfClass":"SHS FR CA FL ETF","cusip":"92647X830","value":513966,"shares":11234,"shareType":"SH"},{"issuer":"VANECK ETF TRUST","titleOfClass":"URANI NUCLE ETF","cusip":"92189F601","value":502320,"shares":4331,"shareType":"SH","priorValue":609892,"priorShares":4579},{"issuer":"ADVANCED MICRO DEVICES INC","titleOfClass":"COM","cusip":"007903107","value":475766,"shares":819,"shareType":"SH"},{"issuer":"DICKS SPORTING GOODS INC","titleOfClass":"COM","cusip":"253393102","value":453620,"shares":2000,"shareType":"SH","priorValue":396580,"priorShares":2000},{"issuer":"CATERPILLAR INC","titleOfClass":"COM","cusip":"149123101","value":442981,"shares":416,"shareType":"SH","priorValue":301514,"priorShares":426},{"issuer":"VANGUARD WORLD FD","titleOfClass":"INF TECH ETF","cusip":"92204A702","value":440313,"shares":3684,"shareType":"SH","priorValue":306298,"priorShares":439},{"issuer":"ROCKWELL AUTOMATION INC","titleOfClass":"COM","cusip":"773903109","value":435022,"shares":879,"shareType":"SH","priorValue":314742,"priorShares":877},{"issuer":"PACER FDS TR","titleOfClass":"GLOBL CASH ETF","cusip":"69374H709","value":426117,"shares":9841,"shareType":"SH","priorValue":455047,"priorShares":9841},{"issuer":"PALANTIR TECHNOLOGIES INC","titleOfClass":"CL A","cusip":"69608A108","value":414072,"shares":3549,"shareType":"SH","priorValue":533776,"priorShares":3649},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P500 ETF","cusip":"464287200","value":407707,"shares":544,"shareType":"SH","priorValue":365327,"priorShares":559},{"issuer":"MERCADOLIBRE INC","titleOfClass":"COM","cusip":"58733R102","value":407376,"shares":240,"shareType":"SH","priorValue":359635,"priorShares":208},{"issuer":"EXXON MOBIL CORP","titleOfClass":"COM","cusip":"30231G102","value":405753,"shares":2968,"shareType":"SH","priorValue":426269,"priorShares":2512},{"issuer":"ISHARES TR","titleOfClass":"HDG MSCI EAFE","cusip":"46434V803","value":395019,"shares":8418,"shareType":"SH"},{"issuer":"ALTRIA GROUP INC","titleOfClass":"COM","cusip":"02209S103","value":380722,"shares":5291,"shareType":"SH","priorValue":339351,"priorShares":5143},{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":360050,"shares":482,"shareType":"SH","priorValue":313048,"priorShares":481},{"issuer":"FIRST TR EXCHANGE-TRADED ALP","titleOfClass":"COM SHS","cusip":"33735B108","value":346983,"shares":2371,"shareType":"SH","priorValue":303507,"priorShares":2367},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR TECHN ETF","cusip":"81369Y803","value":340269,"shares":1786,"shareType":"SH","priorValue":237359,"priorShares":1786},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"VALUE ETF","cusip":"922908744","value":316070,"shares":1450,"shareType":"SH","priorValue":311322,"priorShares":1587},{"issuer":"LAM RESEARCH CORP","titleOfClass":"COM NEW","cusip":"512807306","value":308967,"shares":713,"shareType":"SH"},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK MKT","cusip":"922908769","value":276049,"shares":746,"shareType":"SH","priorValue":245742,"priorShares":766},{"issuer":"ZOOM COMMUNICATIONS INC","titleOfClass":"CL A","cusip":"98980L101","value":275074,"shares":3187,"shareType":"SH"},{"issuer":"WALMART INC","titleOfClass":"COM","cusip":"931142103","value":258968,"shares":2286,"shareType":"SH","priorValue":294536,"priorShares":2370},{"issuer":"INVESCO ACTVELY MNGD ETC FD","titleOfClass":"OPTIMUM YIELD","cusip":"46090F100","value":248870,"shares":15672,"shareType":"SH"},{"issuer":"RTX CORPORATION","titleOfClass":"COM","cusip":"75513E101","value":229770,"shares":1211,"shareType":"SH","priorValue":223753,"priorShares":1160},{"issuer":"FIRST TR EXCHANGE-TRADED FD","titleOfClass":"FST LOW OPPT EFT","cusip":"33739Q200","value":221489,"shares":4449,"shareType":"SH","priorValue":720516,"priorShares":14465},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"LARGE CAP ETF","cusip":"922908637","value":219758,"shares":639,"shareType":"SH"},{"issuer":"HOME DEPOT INC","titleOfClass":"COM","cusip":"437076102","value":212632,"shares":603,"shareType":"SH"},{"issuer":"BANK OF AMER CORP","titleOfClass":"COM","cusip":"060505104","value":203875,"shares":3578,"shareType":"SH"},{"issuer":"THE ALGER ETF TRUST","titleOfClass":"CONCENTRATED EQT","cusip":"015564404","value":200904,"shares":4868,"shareType":"SH"},{"issuer":"LOANDEPOT INC","titleOfClass":"COM CL A","cusip":"53946R106","value":12500,"shares":10000,"shareType":"SH","priorValue":14200,"priorShares":10000}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}