{"url":"https://nivawealth.com/firms/rs-petrell-and-associates-143462","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/143462","regulatoryAum":159068338,"crd":"143462","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1790420","suffix":null,"lastName":"PETRELL","firstName":"MARYBETH","middleName":null},{"crd":"715635","suffix":null,"lastName":"PETRELL","firstName":"RICHARD","middleName":"STEVEN"},{"crd":"7397236","suffix":null,"lastName":"Wellar","firstName":"Courtney","middleName":"A"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-10","regulatoryAum":122711058,"clients":196,"employees":4,"offices":1},{"filedOn":"2022-03-03","regulatoryAum":130056275,"clients":203,"employees":4,"offices":1},{"filedOn":"2023-03-10","regulatoryAum":116473058,"clients":210,"employees":5,"offices":1},{"filedOn":"2024-02-14","regulatoryAum":124688841,"clients":225,"employees":3,"offices":1},{"filedOn":"2025-02-05","regulatoryAum":146704435,"clients":231,"employees":3,"offices":1},{"filedOn":"2026-02-04","regulatoryAum":159068338,"clients":291,"employees":3,"offices":1}],"secFileNumber":"801-70011","legalName":"RS Petrell & Associates, LLC","displayName":"RS Petrell & Associates","slug":"rs-petrell-and-associates-143462","website":"https://strategicwealthadvisors.net/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"New York limited liability company","fiscalYearEnd":"December","headquarters":{"street":"5784 Widewaters Parkway, First Floor","city":"Dewitt","state":"NY","stateName":"New York","country":"United States","postalCode":"13214"},"tradeNames":["Strategic Wealth Advisors"],"registration":{"secApproved":"1 April 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WEALTH ADVISORS FIRM BROCHURE 02/02/2026","fee_rate_low":0.85,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:33:38.228471+00:00","documents":[{"name":"RS PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS FIRM BROCHURE 02/02/2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006413","versionId":1006413,"submittedOn":"2026-02-04"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1000754","versionId":1000754,"submittedOn":null},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1000753","versionId":1000753,"submittedOn":null},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1000752","versionId":1000752,"submittedOn":null}]},"custodians":[],"custodyNote":"RS Petrell & Associates does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Marybeth Petrell","title":"Managing Partner/Chief Compliance 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securities","percent":58},{"label":"U.S. government/agency bonds","percent":23},{"label":"Investment grade corporate bonds","percent":14},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"4 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/143462/PDF/143462.pdf","brochureDate":"4 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006413","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does RS Petrell & Associates have?","answer":"RS Petrell & Associates has 291 clients and manages $159 million for them, as of February 2026. They include 169 individual clients, 118 high-net-worth individuals, and 4 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does RS Petrell & Associates offer?","answer":"RS Petrell & Associates provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does RS Petrell & Associates charge?","answer":"RS Petrell & Associates charges 0.85%–2.00% a year for its Standard Account Fees. The fee is billed in advance and is negotiable.","source":"RS PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS FIRM BROCHURE 02/02/2026, filed 4 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does RS Petrell & Associates have?","answer":"RS Petrell & Associates has 0 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does RS Petrell & Associates invest in?","answer":"At the end of its last fiscal year, RS Petrell & Associates’ separately managed accounts held 58% exchange-traded equities, 23% U.S. government and agency bonds, 14% investment grade corporate bonds and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns RS Petrell & Associates?","answer":"RS Petrell & Associates’ direct owner is Marybeth Petrell (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 4 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does RS Petrell & Associates get paid?","answer":"RS Petrell & Associates is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact RS Petrell & Associates?","answer":"RS Petrell & Associates’ main office is at 5784 Widewaters Parkway, First Floor, Dewitt, NY 13214. Its phone number is 315-218-7350. Its website is strategicwealthadvisors.net.","source":"Form ADV Part 1A, Item 1.F, filed 4 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}