{"url":"https://nivawealth.com/firms/rpr-financial-advisors-316557","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/316557","regulatoryAum":162050078,"crd":"316557","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5514653","suffix":null,"lastName":"CARLSON","firstName":"MITCH","middleName":"DEAN"},{"crd":"1538511","suffix":null,"lastName":"FISCH","firstName":"CRAIG","middleName":"SCOTT"},{"crd":"1789880","suffix":null,"lastName":"HARRIS","firstName":"MARK","middleName":"WHEELER"},{"crd":"5581998","suffix":null,"lastName":"KNOWLES","firstName":"CHRISTOPHER","middleName":"James"},{"crd":"8230124","suffix":null,"lastName":"LERETTE","firstName":"BRYAN","middleName":null}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-03-08","regulatoryAum":118486497,"clients":212,"employees":3,"offices":1},{"filedOn":"2025-07-16","regulatoryAum":128821817,"clients":236,"employees":3,"offices":2},{"filedOn":"2026-02-25","regulatoryAum":162050078,"clients":259,"employees":4,"offices":3}],"secFileNumber":"801-129861","legalName":"RPR Financial Advisors LLC","displayName":"RPR Financial Advisors","slug":"rpr-financial-advisors-316557","website":"https://rprfinancial.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/rpr-financial/about/","founded":null,"organization":"Kansas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"8575 W. 110th St., Suite 314","city":"Overland Park","state":"KS","stateName":"Kansas","country":"United States","postalCode":"66210"},"tradeNames":["RPR Cpas & Advisors"],"registration":{"secApproved":"15 April 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":625675.9768339768,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":162050078,"discretionary":162050078,"discretionaryAccounts":635,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":221,"regulatoryAum":41582116},{"label":"High-net-worth individuals","clients":38,"regulatoryAum":120467962}],"feePrograms":[{"role":"other","program":"ERISA plan consulting","summary":"ERISA plan consulting is an agreed percentage of plan assets or an agreed flat annual fee, set in the ERISA plan agreement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007961","versionId":1007961,"submittedOn":"2026-02-10","documentName":"RPR FINANCIAL ADV PART 2A"},{"role":"other","program":"Financial planning","summary":"Financial planning is a negotiated hourly fee of $250 to $500 an hour, with a 50% deposit and an anticipated and maximum project length in hours.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007961","versionId":1007961,"submittedOn":"2026-02-10","documentName":"RPR FINANCIAL ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T17:03:42.410176+00:00","documents":[{"name":"RPR FINANCIAL ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007961","versionId":1007961,"submittedOn":"2026-02-10"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":150648311}],"custodyNote":"RPR Financial Advisors has custody of $133M for 286 clients.","otherCustodians":[],"leadership":[{"name":"Gery Sadzewicz","title":"Chief Compliance Officer","crd":"1090963"},{"name":"Mitch Carlson","title":"Managing Member","crd":"5514653"}],"ownership":[{"label":"Mitch Carlson","detail":"Managing member in the 75% or more ownership band and a control person, since June 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Kansas","offices":2,"addresses":[{"street":"8575 W. 110th St., Suite 314","city":"Overland Park","headquarters":true},{"street":"5807 Beverly Ave","city":"Mission"}]},{"state":"Texas","offices":1,"addresses":[{"street":"4471 Liberty DR.","city":"Prosper"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"913-274-1452","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Commissions"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":34},{"label":"U.S. state and local bonds","percent":16},{"label":"Securities issued by registered investment companies or business development companies","percent":47},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"25 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/316557/PDF/316557.pdf","brochureDate":"10 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007961","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does RPR Financial Advisors have?","answer":"RPR Financial Advisors has 259 clients and manages $162 million for them, as of February 2026. They include 221 individual clients and 38 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does RPR Financial Advisors offer?","answer":"RPR Financial Advisors provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does RPR Financial Advisors use?","answer":"RPR Financial Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $151M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does RPR Financial Advisors have?","answer":"RPR Financial Advisors has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does RPR Financial Advisors invest in?","answer":"At the end of its last fiscal year, RPR Financial Advisors’ separately managed accounts held 47% registered funds (mutual funds, ETFs, BDCs), 34% exchange-traded equities, 16% state and local bonds and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns RPR Financial Advisors?","answer":"RPR Financial Advisors’ direct owner is Mitch Carlson (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does RPR Financial Advisors get paid?","answer":"RPR Financial Advisors is paid through a percentage of assets under management, hourly charges, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact RPR Financial Advisors?","answer":"RPR Financial Advisors’ main office is at 8575 W. 110th St., Suite 314, Overland Park, KS 66210. Its phone number is 913-274-1452. Its website is rprfinancial.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}