{"url":"https://nivawealth.com/firms/rpc-private-wealth-298527","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/298527","regulatoryAum":286257766,"crd":"298527","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"3211113","suffix":null,"lastName":"WESTRICK","firstName":"THOMAS","middleName":"EDWARD"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-12","regulatoryAum":190169858,"clients":338,"employees":1,"offices":1},{"filedOn":"2022-05-16","regulatoryAum":222386920,"clients":339,"employees":1,"offices":1},{"filedOn":"2023-02-16","regulatoryAum":187213733,"clients":337,"employees":1,"offices":1},{"filedOn":"2024-03-25","regulatoryAum":220652655,"clients":326,"employees":1,"offices":1},{"filedOn":"2025-02-27","regulatoryAum":252421380,"clients":328,"employees":1,"offices":1},{"filedOn":"2026-03-11","regulatoryAum":286257766,"clients":331,"employees":1,"offices":1}],"secFileNumber":"801-116685","legalName":"RPC Private Wealth, LLC","displayName":"RPC Private Wealth","slug":"rpc-private-wealth-298527","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2018","organization":"Illinois limited liability company","fiscalYearEnd":"December","headquarters":{"street":"120 E. Ogden Avenue, Suite 102","city":"Hinsdale","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60521"},"tradeNames":[],"registration":{"secApproved":"24 May 2019","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":842854.5981595092,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":286257766,"discretionary":283589155,"discretionaryAccounts":1221,"nonDiscretionary":2668611,"nonDiscretionaryAccounts":7,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":255,"regulatoryAum":111014240},{"label":"High-net-worth individuals","clients":71,"regulatoryAum":163756359},{"label":"Pension and profit-sharing plans","clients":5,"regulatoryAum":11487167}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T10:32:13.95658+00:00","documents":[{"name":"ADV PART 2A-RPC WEALTH MANAGEMENT, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017386","versionId":1017386,"submittedOn":"2026-03-11"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":220776504},{"name":"Capital Client Group, Inc.","shortName":"Capital Client Group","location":"Los Angeles, CA","smaAssets":60165980}],"custodyNote":"RPC Private Wealth has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Thomas Westrick","title":"Managing Member & Chief Compliance Officer","crd":"3211113"}],"ownership":[{"label":"Thomas Westrick","detail":"Managing member & chief compliance officer in the 75% or more ownership band and a control person, since September 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"120 E. Ogden Avenue, Suite 102","city":"Hinsdale","headquarters":true}]}],"brochureServices":["insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"630-887-8488","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":17},{"label":"Securities issued by registered investment companies or business development companies","percent":73},{"label":"Cash and cash equivalents","percent":10}],"privateFunds":0},"sources":{"adv1FilingDate":"11 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/298527/PDF/298527.pdf","brochureDate":"11 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017386","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does RPC Private Wealth have?","answer":"RPC Private Wealth has 331 clients and manages $286 million for them, as of March 2026. They include 255 individual clients, 71 high-net-worth individuals, and 5 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does RPC Private Wealth offer?","answer":"RPC Private Wealth provides portfolio management for individuals and small businesses and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does RPC Private Wealth use?","answer":"RPC Private Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $221M and Capital Client Group, Inc. (Los Angeles, CA), with $60.2M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does RPC Private Wealth have?","answer":"RPC Private Wealth has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does RPC Private Wealth invest in?","answer":"At the end of its last fiscal year, RPC Private Wealth’s separately managed accounts held 73% registered funds (mutual funds, ETFs, BDCs), 17% exchange-traded equities and 10% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns RPC Private Wealth?","answer":"RPC Private Wealth’s direct owner is Thomas Westrick (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does RPC Private Wealth get paid?","answer":"RPC Private Wealth is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact RPC Private Wealth?","answer":"RPC Private Wealth’s main office is at 120 E. Ogden Avenue, Suite 102, Hinsdale, IL 60521. Its phone number is 630-887-8488.","source":"Form ADV Part 1A, Item 1.F, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}