{"url":"https://nivawealth.com/firms/rovin-capital-152662","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/152662","regulatoryAum":917311000,"crd":"152662","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7262078","suffix":null,"lastName":"Blomquist","firstName":"Alec","middleName":"L"},{"crd":"6097488","suffix":null,"lastName":"STAFFIERI","firstName":"MATTHEW","middleName":"D"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-21","regulatoryAum":295198923,"clients":339,"employees":6,"offices":1},{"filedOn":"2022-05-11","regulatoryAum":450000000,"clients":641,"employees":7,"offices":1},{"filedOn":"2023-04-27","regulatoryAum":478560000,"clients":716,"employees":9,"offices":2},{"filedOn":"2024-04-10","regulatoryAum":596130000,"clients":956,"employees":9,"offices":2},{"filedOn":"2025-06-18","regulatoryAum":710734000,"clients":671,"employees":10,"offices":2},{"filedOn":"2026-03-25","regulatoryAum":917311000,"clients":730,"employees":14,"offices":2}],"secFileNumber":"801-71109","legalName":"Rovin Capital LLC","displayName":"Rovin Capital","slug":"rovin-capital-152662","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Utah limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1 N. Macdonald, Suite 201","city":"Mesa","state":"AZ","stateName":"Arizona","country":"United States","postalCode":"85201"},"tradeNames":[],"registration":{"secApproved":"24 February 2010","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1314813.4615384615,"staff":{"employees":14,"advisory":9,"brokerDealerReps":0,"insuranceAgents":2,"promoters":1},"aum":{"regulatory":917311000,"discretionary":831101000,"discretionaryAccounts":1744,"nonDiscretionary":86210000,"nonDiscretionaryAccounts":841,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":363,"regulatoryAum":132411000},{"label":"High-net-worth individuals","clients":157,"regulatoryAum":551292000},{"label":"Pension and profit-sharing plans","clients":166,"regulatoryAum":172607000},{"label":"Charitable organizations","clients":18,"regulatoryAum":2756000},{"label":"Corporations and other businesses","clients":26,"regulatoryAum":58245000}],"feePrograms":[{"role":"other","program":"Financial Planning and Advisory Services","summary":"Fixed fees set per client, typically $150 to $2,200 a month and negotiable; one-time projects are billed hourly.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025813","versionId":1025813,"submittedOn":"2026-03-25","documentName":"FORM ADV PART 2A FOR ROVIN CAPITAL"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T06:52:36.273621+00:00","documents":[{"name":"FORM ADV PART 2A FOR ROVIN CAPITAL","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025813","versionId":1025813,"submittedOn":"2026-03-25"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":582000000}],"custodyNote":"Rovin Capital does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Matthew Staffieri","title":"Chief Compliance Officer","crd":"6097488"},{"name":"Kimball Pierce","title":"COO","crd":"5039592"},{"name":"Markell Staffieri","title":"CEO","crd":"5618766"}],"ownership":[{"label":"Blue King Momentum Inc","detail":"Owner in the 25% to 50% ownership band and a control person, since July 2020."},{"label":"Snow River Corp","detail":"Owner in the 50% to 75% ownership band and a control person, since July 2020."},{"label":"Kimball Pierce","detail":"Indirect owner: a owner of Blue King Momentum Inc in the 50% to 75% band and a control person, since July 2020.","parent":"Blue King Momentum Inc"},{"label":"Markell Staffieri","detail":"Indirect owner: a owner of Snow River Corp in the 50% to 75% band and a control person, since July 2020.","parent":"Snow River Corp"},{"label":"Whitnite Pierce","detail":"Indirect owner: a owner of Blue King Momentum Inc in the 50% to 75% band and a control person, since July 2020.","parent":"Blue King Momentum Inc"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"1 N. Macdonald, Suite 201","city":"Mesa","headquarters":true}]},{"state":"Utah","offices":1,"addresses":[{"street":"2801 N Thanksgiving Way","city":"Lehi"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"480-739-2110","stateRegisteredReps":9,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":12},{"label":"U.S. government/agency bonds","percent":6},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":2},{"label":"Derivatives","percent":15},{"label":"Securities issued by registered investment companies or business development companies","percent":50},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":12},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":2},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/152662/PDF/152662.pdf","brochureDate":"25 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025813","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Rovin Capital have?","answer":"Rovin Capital has 730 clients and manages $917 million for them, as of March 2026. They include 363 individual clients, 166 pension and profit-sharing plans, and 157 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Rovin Capital offer?","answer":"Rovin Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Rovin Capital use?","answer":"Rovin Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $582M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Rovin Capital have?","answer":"Rovin Capital has 9 investment adviser representatives registered with state securities authorities, out of 14 employees, and 9 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Rovin Capital invest in?","answer":"At the end of its last fiscal year, Rovin Capital’s separately managed accounts held 50% registered funds (mutual funds, ETFs, BDCs), 15% derivatives, 12% exchange-traded equities, 12% pooled vehicles (private funds and similar), 6% U.S. government and agency bonds, 2% investment grade corporate bonds, 2% cash and equivalents and 1% state and local bonds. It advises 2 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Rovin Capital?","answer":"Rovin Capital is owned through holding companies by Kimball and Whitnite Pierce and Markell Staffieri. Its direct owners are Blue King Momentum Inc (25% to 50%) and Snow River Corp (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Rovin Capital get paid?","answer":"Rovin Capital is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Rovin Capital?","answer":"Rovin Capital’s main office is at 1 N. Macdonald, Suite 201, Mesa, AZ 85201. Its phone number is 480-739-2110.","source":"Form ADV Part 1A, Item 1.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}