{"url":"https://nivawealth.com/firms/rookwood-wealth-management-143983","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/143983","regulatoryAum":205354528,"crd":"143983","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2140342","suffix":null,"lastName":"GILKEY BOOHER","firstName":"EVA","middleName":"CECILIA"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-04-29","regulatoryAum":126278339,"clients":49,"employees":2,"offices":1},{"filedOn":"2025-03-24","regulatoryAum":168145860,"clients":55,"employees":2,"offices":1},{"filedOn":"2026-04-08","regulatoryAum":205354528,"clients":67,"employees":2,"offices":1}],"secFileNumber":"801-130111","legalName":"Rookwood Wealth Management, LLC","displayName":"Rookwood Wealth 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LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035141","versionId":1035141,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":205354428},{"name":"Ascensus Trust","shortName":"Ascensus Trust","location":"Fargo, ND","smaAssets":5262201}],"custodyNote":"Rookwood Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Eva Gilkey Booher","title":"President and Chief Compliance Officer","crd":"2140342"}],"ownership":[{"label":"Eva Gilkey Booher","detail":"President and chief compliance officer in the 75% or more ownership band and a control person, since April 2007."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"513-871-7815","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":83},{"label":"U.S. government/agency bonds","percent":2},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":6},{"label":"Cash and cash equivalents","percent":8}],"privateFunds":0},"sources":{"adv1FilingDate":"8 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/143983/PDF/143983.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035141","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Rookwood Wealth Management have?","answer":"Rookwood Wealth Management has 67 clients and manages $205 million for them, as of April 2026. They include 39 high-net-worth individuals and 28 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 8 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Rookwood Wealth Management offer?","answer":"Rookwood Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Rookwood Wealth Management charge?","answer":"Rookwood Wealth Management charges 0.50%–1.00% a year for its Investment advisory fee schedule. The fee is billed in advance and is negotiable.","source":"ROOKWOOD WEALTH MANAGEMENT, LLC, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Rookwood Wealth Management use?","answer":"Rookwood Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $205M and Ascensus Trust (Fargo, ND), with $5.26M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Rookwood Wealth Management have?","answer":"Rookwood Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Rookwood Wealth Management invest in?","answer":"At the end of its last fiscal year, Rookwood Wealth Management’s separately managed accounts held 83% exchange-traded equities, 8% cash and equivalents, 6% investment grade corporate bonds, 2% U.S. government and agency bonds and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Rookwood Wealth Management?","answer":"Rookwood Wealth Management’s direct owner is Eva Gilkey Booher (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 8 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Rookwood Wealth Management get paid?","answer":"Rookwood Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Rookwood Wealth Management?","answer":"Its phone number is 513-871-7815.","source":"Form ADV Part 1A, Item 1.F, filed 8 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}