{"url":"https://nivawealth.com/firms/rockpoint-group-156630","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/156630","regulatoryAum":13042546969,"crd":"156630","secFileNumber":"801-73890","legalName":"Rockpoint Group, L.L.C.","displayName":"Rockpoint Group","website":"https://www.rockpoint.com","linkedinUrl":"https://www.linkedin.com/company/rockpoint-group","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"500 Boylston Street, 21st Floor","city":"Boston","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02116"},"tradeNames":["Rockpoint"],"registration":{"secApproved":"30 March 2012","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":112,"advisory":40,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":13042546969,"discretionaryAccounts":39,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":39,"regulatoryAum":13042546969}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"Rockpoint Group has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Robert Marz","title":"Chief Financial Officer","crd":"8058686"},{"name":"Ronald Hoyl","title":"General Counsel & Chief Compliance Officer","crd":"5893029"},{"name":"Daniel Domb","title":"Managing Member (executive Officer)","crd":"4827052"},{"name":"Keith Gelb","title":"Managing Member (executive Officer)","crd":"2265094"},{"name":"Thomas Gilbane","title":"Managing Member (executive Officer)","crd":"2912587"},{"name":"Harry Midgley IV","title":"Managing Member (executive Officer)","crd":"7242353"},{"name":"Aric Shalev","title":"Managing Member (executive Officer)","crd":"2644569"},{"name":"William Walton","title":"Co-Founder","crd":"1321205"}],"ownership":[{"label":"Rockpoint Manager Holdings, L.P.","detail":"Managing member (owner) in the 75% or more ownership band and a control person, since March 2018."},{"label":"RPG GP, L.L.C.","detail":"Indirect owner: general partner of Rockpoint Manager Holdings, L.P. and a control person, since March 2018.","parent":"Rockpoint Manager Holdings, L.P."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":4,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"One Bush Street","city":"San Francisco"}]},{"state":"Florida","offices":1,"addresses":[{"street":"One Independent Drive","city":"Jacksonville"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"500 Boylston Street, 21st Floor","city":"Boston","headquarters":true}]},{"state":"Texas","offices":1,"addresses":[{"street":"3953 Maple Avenue","city":"Dallas"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-437-8400","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":39},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/156630/PDF/156630.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Rockpoint Group have?","answer":"Rockpoint Group has 39 clients and manages $13 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Rockpoint Group offer?","answer":"Rockpoint Group provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Rockpoint Group have?","answer":"Rockpoint Group has 0 investment adviser representatives registered with state securities authorities, out of 112 employees, and 40 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Rockpoint Group?","answer":"Rockpoint Group’s direct owner is Rockpoint Manager Holdings, L.P. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Rockpoint Group get paid?","answer":"Rockpoint Group is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}