{"url":"https://nivawealth.com/firms/rock-creek-wealth-management-336666","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/336666","regulatoryAum":101145657,"crd":"336666","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5419627","suffix":null,"lastName":"MORRISON","firstName":"ROBERT","middleName":"RANDALL"},{"crd":"5734060","suffix":null,"lastName":"PARSONS","firstName":"KYLE","middleName":"RYAN"},{"crd":"5567976","suffix":null,"lastName":"RETZLAFF","firstName":"DANIEL","middleName":"W"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134659","legalName":"Rock Creek Wealth Management, LLC","displayName":"Rock Creek Wealth Management","slug":"rock-creek-wealth-management-336666","website":"https://rockcreekwm.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/336666/20f97a3fc257ea2b-r1.webp","tone":"light","width":314,"height":200,"sourceUrl":"https://rockcreekwm.com","sourceLabel":"Rock Creek Wealth Management, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Oregon limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1915 Ne Stucki Avenue, Ste 308","city":"Hillsboro","state":"OR","stateName":"Oregon","country":"United States","postalCode":"97006"},"tradeNames":["Retzlaff Wealth Management"],"registration":{"secApproved":"19 November 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":422407.40506329114,"staff":{"employees":3,"advisory":3,"brokerDealerReps":3,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":101145657,"discretionary":101145657,"discretionaryAccounts":477,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":214,"regulatoryAum":65317101},{"label":"High-net-worth individuals","clients":23,"regulatoryAum":34793454},{"label":"Charitable organizations","clients":3,"regulatoryAum":728102},{"label":"Corporations and other businesses","clients":1,"regulatoryAum":307000}],"feePrograms":[{"role":"main","program":"Investment Supervisory Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021052","versionId":1021052,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-18","documentName":"ROCK CREEK WEALTH MANAGEMENT FORM ADV PART 2A","fee_rate_low":0.25,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Stand-alone Financial Planning and Consulting","summary":"Hourly fee of $300, negotiable and set in the planning agreement; invoiced monthly or quarterly in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021052","versionId":1021052,"submittedOn":"2026-03-18","documentName":"ROCK CREEK WEALTH MANAGEMENT FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T18:04:55.253342+00:00","documents":[{"name":"ROCK CREEK WEALTH MANAGEMENT FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021052","versionId":1021052,"submittedOn":"2026-03-18"}]},"custodians":[{"name":"LPL Financial LLC","shortName":"LPL Financial","location":"Fort Mill, SC","smaAssets":101145657}],"custodyNote":"Rock Creek Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Robert Morrison","title":"Principal/Chief Compliance Officer","crd":"5419627"},{"name":"Kyle Parsons","title":"Principal","crd":"5734060"}],"ownership":[{"label":"Kyle Parsons","detail":"Principal in the 50% to 75% ownership band and a control person, since June 2025."},{"label":"Robert Morrison","detail":"Principal/chief compliance officer in the 50% to 75% ownership band and a control person, since December 2019."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Oregon","offices":1,"addresses":[{"street":"1915 Ne Stucki Avenue, Ste 308","city":"Hillsboro","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"503-505-7000","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":10},{"label":"U.S. state and local bonds","percent":1},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":86},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"18 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/336666/PDF/336666.pdf","brochureDate":"18 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021052","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Rock Creek Wealth Management have?","answer":"Rock Creek Wealth Management has 241 clients and manages $101 million for them, as of March 2026. They include 214 individual clients, 23 high-net-worth individuals and 3 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Rock Creek Wealth Management offer?","answer":"Rock Creek Wealth Management provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Rock Creek Wealth Management charge?","answer":"Rock Creek Wealth Management charges 0.25%–1.50% a year for its Investment Supervisory Services. The fee is billed in advance and is negotiable.","source":"ROCK CREEK WEALTH MANAGEMENT FORM ADV PART 2A, filed 18 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Rock Creek Wealth Management use?","answer":"Rock Creek Wealth Management’s separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $101M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Rock Creek Wealth Management have?","answer":"Rock Creek Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Rock Creek Wealth Management invest in?","answer":"At the end of its last fiscal year, Rock Creek Wealth Management’s separately managed accounts held 86% registered funds (mutual funds, ETFs, BDCs), 10% exchange-traded equities, 2% cash and equivalents, 1% state and local bonds and 1% derivatives.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Rock Creek Wealth Management?","answer":"Rock Creek Wealth Management’s direct owners are Kyle Parsons (50% to 75%) and Robert Morrison (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Rock Creek Wealth Management get paid?","answer":"Rock Creek Wealth Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Rock Creek Wealth Management?","answer":"Rock Creek Wealth Management’s main office is at 1915 Ne Stucki Avenue, Ste 308, Hillsboro, OR 97006. Its phone number is 503-505-7000. Its website is rockcreekwm.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}