{"url":"https://nivawealth.com/firms/roberts-glore-and-co-109792","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/109792","regulatoryAum":938401916,"crd":"109792","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6992745","suffix":null,"lastName":"Bleecker","firstName":"Spencer","middleName":"Quentin"},{"crd":"2453853","suffix":null,"lastName":"CALAWAY","firstName":"JIM","middleName":"LANCE"},{"crd":"5011706","suffix":null,"lastName":"CIUPKE","firstName":"CHRISTOPHER","middleName":"JAMES"},{"crd":"2074981","suffix":null,"lastName":"CIUPKE","firstName":"CLEMENS","middleName":"PETER"},{"crd":"4538197","suffix":null,"lastName":"SMYTHE","firstName":"BYRON","middleName":"JENNINGS"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-03","regulatoryAum":747727376,"clients":319,"employees":7,"offices":1},{"filedOn":"2022-02-11","regulatoryAum":868255073,"clients":364,"employees":7,"offices":1},{"filedOn":"2023-02-22","regulatoryAum":714037306,"clients":369,"employees":7,"offices":1},{"filedOn":"2024-03-25","regulatoryAum":789764707,"clients":383,"employees":7,"offices":1},{"filedOn":"2025-04-02","regulatoryAum":847764159,"clients":390,"employees":7,"offices":1},{"filedOn":"2026-03-05","regulatoryAum":938401916,"clients":397,"employees":7,"offices":1}],"secFileNumber":"801-20667","legalName":"Roberts, Glore & Co.","displayName":"Roberts, Glore & Co.","slug":"roberts-glore-and-co-109792","website":"https://robertsglore.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/109792/4adf437b84114231-r1.webp","tone":"light","width":600,"height":200,"sourceUrl":"https://robertsglore.com/","sourceLabel":"Roberts, Glore & Co., website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/roberts-glore-&-co-","founded":null,"organization":"Illinois corporation","fiscalYearEnd":"December","headquarters":{"street":"707 Lake Cook Road, Suite 210","city":"Deerfield","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60015"},"tradeNames":[],"registration":{"secApproved":"13 March 1984","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1897557.451697128,"staff":{"employees":7,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":938401916,"discretionary":686156237,"discretionaryAccounts":1014,"nonDiscretionary":252245679,"nonDiscretionaryAccounts":144,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":197,"regulatoryAum":84605833},{"label":"High-net-worth individuals","clients":186,"regulatoryAum":642158671},{"label":"Pension and profit-sharing plans","clients":4,"regulatoryAum":9492691},{"label":"Charitable organizations","clients":6,"regulatoryAum":24901408},{"label":"Other investment advisers","clients":1,"regulatoryAum":173287130},{"label":"Corporations and other businesses","clients":3,"regulatoryAum":3956183}],"feePrograms":[{"role":"main","program":"Discretionary assets under management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015145","versionId":1015145,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-05","documentName":"FORM ADV PART 2A","fee_rate_low":0.7,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consultations and financial planning","summary":"One-time or periodic consultations and financial planning advice are billed at negotiable fees that depend on the complexity of the case.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015145","versionId":1015145,"submittedOn":"2026-03-05","documentName":"FORM ADV PART 2A"},{"role":"other","program":"Date-of-death valuations and asset division","summary":"Fees for date-of-death valuations and asset division calculations in estate matters are negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015145","versionId":1015145,"submittedOn":"2026-03-05","documentName":"FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T06:07:31.330226+00:00","documents":[{"name":"FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015145","versionId":1015145,"submittedOn":"2026-03-05"}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":818179577}],"custodyNote":"Roberts, Glore & Co. does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jim Calaway","title":"President","crd":"2453853"},{"name":"Byron Smythe","title":"Chief Compliance Officer","crd":"4538197"},{"name":"Clemens Ciupke","title":"Treasurer","crd":"2074981"},{"name":"Christopher Ciupke","title":"Assistant VP","crd":"5011706"}],"ownership":[{"label":"Clemens Ciupke","detail":"Treasurer in the 50% to 75% ownership band and a control person, since December 1989."},{"label":"Jim Calaway","detail":"President in the 25% to 50% ownership band and a control person, since October 1993."},{"label":"Byron Smythe","detail":"Chief compliance officer in the 5% to 10% ownership band and a control person, since May 2007."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"707 Lake Cook Road, Suite 210","city":"Deerfield","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"224-330-6980","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":66},{"label":"U.S. government/agency bonds","percent":19},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":9},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"5 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/109792/PDF/109792.pdf","brochureDate":"5 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015145","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Roberts, Glore & Co. have?","answer":"Roberts, Glore & Co. has 397 clients and manages $938 million for them, as of March 2026. They include 197 individual clients, 186 high-net-worth individuals and 6 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Roberts, Glore & Co. offer?","answer":"Roberts, Glore & Co. provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Roberts, Glore & Co. charge?","answer":"Roberts, Glore & Co. charges 0.70%–1.25% a year for its Discretionary assets under management. The fee is billed in arrears and is negotiable.","source":"FORM ADV PART 2A, filed 5 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Roberts, Glore & Co. use?","answer":"Roberts, Glore & Co.’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $818M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Roberts, Glore & Co. have?","answer":"Roberts, Glore & Co. has 5 investment adviser representatives registered with state securities authorities, out of 7 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Roberts, Glore & Co. invest in?","answer":"At the end of its last fiscal year, Roberts, Glore & Co.’s separately managed accounts held 66% exchange-traded equities, 19% U.S. government and agency bonds, 9% registered funds (mutual funds, ETFs, BDCs), 4% cash and equivalents, 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Roberts, Glore & Co.?","answer":"Roberts, Glore & Co.’s direct owners are Clemens Ciupke (50% to 75%), Jim Calaway (25% to 50%) and Byron Smythe (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 5 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Roberts, Glore & Co. get paid?","answer":"Roberts, Glore & Co. is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Roberts, Glore & Co.?","answer":"Roberts, Glore & Co.’s main office is at 707 Lake Cook Road, Suite 210, Deerfield, IL 60015. Its phone number is 224-330-6980. Its website is robertsglore.com.","source":"Form ADV Part 1A, Item 1.F, filed 5 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}