{"url":"https://nivawealth.com/firms/rmr-wealth-management-152266","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/152266","regulatoryAum":195372517,"crd":"152266","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2473614","suffix":null,"lastName":"CLEMENTS","firstName":"SCOTT","middleName":"J"},{"crd":"1603850","suffix":null,"lastName":"GORDON","firstName":"LORE","middleName":"MARIE"},{"crd":"1835737","suffix":"II","lastName":"LUGO","firstName":"EDWIN","middleName":null},{"crd":"5744384","suffix":null,"lastName":"MAGNUSEN","firstName":"MARK","middleName":null},{"crd":"2640631","suffix":null,"lastName":"MAYER","firstName":"BRIAN","middleName":"TODD"},{"crd":"3232299","suffix":null,"lastName":"RABINOVICH","firstName":"PHILIP","middleName":"S."},{"crd":"1129689","suffix":null,"lastName":"SULLIVAN","firstName":"JOSEPH","middleName":"WILLIAM"},{"crd":"1093626","suffix":null,"lastName":"TATTORY","firstName":"RICHARD","middleName":"THOMAS"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-12","regulatoryAum":104608417,"clients":123,"employees":5,"offices":1},{"filedOn":"2022-03-30","regulatoryAum":124804293,"clients":154,"employees":5,"offices":1},{"filedOn":"2023-06-06","regulatoryAum":106387133,"clients":106,"employees":5,"offices":1},{"filedOn":"2024-03-29","regulatoryAum":117458924,"clients":105,"employees":4,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":135788693,"clients":118,"employees":4,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":195372517,"clients":189,"employees":7,"offices":1}],"secFileNumber":"801-70823","legalName":"RMR Wealth Management","displayName":"RMR Wealth Management","slug":"rmr-wealth-management-152266","website":"https://rmrwm.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"New York limited liability company","fiscalYearEnd":"December","headquarters":{"street":"14 Penn Plaza, Ste 1316","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10122"},"tradeNames":[],"registration":{"secApproved":"24 November 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Program","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034917","versionId":1034917,"ratePeriod":"annual","fee_billing":null,"submittedOn":"2026-03-31","documentName":"PART 2A","fee_rate_low":null,"fee_rate_high":2.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"General Consulting","summary":"Project-based general consulting (cash flow, estate, benefits, insurance analysis) is billed at a fixed fee of $1,000 to $25,000, or hourly at $100 to $400 per hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034917","versionId":1034917,"submittedOn":"2026-03-31","documentName":"PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:02:34.383375+00:00","documents":[{"name":"PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034917","versionId":1034917,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":145632035}],"custodyNote":"RMR Wealth Management has custody of $136M in client assets for 136 clients.","otherCustodians":[],"leadership":[{"name":"Brian Mayer","title":"Chief Compliance Officer","crd":"2640631"},{"name":"Philip Rabinovich","title":"Managing Member","crd":"3232299"}],"ownership":[{"label":"Philip Rabinovich","detail":"Managing member in the 75% or more ownership band and a control person, since November 2009."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"14 Penn Plaza, Ste 1316","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-785-4377","stateRegisteredReps":7,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":46},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":11},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":39}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/152266/PDF/152266.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034917","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does RMR Wealth Management have?","answer":"RMR Wealth Management has 189 clients and manages $195 million for them, as of March 2026. They include 144 individual clients, 34 high-net-worth individuals, and 9 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does RMR Wealth Management offer?","answer":"RMR Wealth Management provides portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does RMR Wealth Management charge?","answer":"RMR Wealth Management charges up to 2.50% a year for its Managed Account Program. The fee is negotiable.","source":"PART 2A, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does RMR Wealth Management use?","answer":"RMR Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $146M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does RMR Wealth Management have?","answer":"RMR Wealth Management has 7 investment adviser representatives registered with state securities authorities, out of 7 employees, and 7 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does RMR Wealth Management invest in?","answer":"At the end of its last fiscal year, RMR Wealth Management’s separately managed accounts held 46% exchange-traded equities, 39% registered funds (mutual funds, ETFs, BDCs), 11% U.S. government and agency bonds, 1% non-exchange-traded equities, 1% state and local bonds, 1% investment grade corporate bonds and 1% derivatives.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns RMR Wealth Management?","answer":"RMR Wealth Management’s direct owner is Philip Rabinovich (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does RMR Wealth Management get paid?","answer":"RMR Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact RMR Wealth Management?","answer":"RMR Wealth Management’s main office is at 14 Penn Plaza, Ste 1316, New York, NY 10122. Its phone number is 212-785-4377. Its website is rmrwm.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}