{"url":"https://nivawealth.com/firms/riverside-partners-160523","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/160523","regulatoryAum":13530141526,"crd":"160523","secFileNumber":"801-73686","legalName":"Riverside Partners, LLC","displayName":"Riverside Partners","website":"https://www.riverside.ac/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"45 Rockefeller Center, 630 Fifth Avenue, Suite 400","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10111"},"tradeNames":["The Riverside Company"],"registration":{"secApproved":"30 March 2012","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":248,"advisory":108,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":13530141526,"discretionaryAccounts":125,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":12,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":123,"regulatoryAum":13515328307},{"label":"Insurance companies","clients":2,"regulatoryAum":14813219}],"fees":[],"feeNotes":[],"custodians":[{"name":"JP Morgan Chase","shortName":"J.P. Morgan","location":"Newark, DE","smaAssets":14813219}],"custodyNote":"Riverside Partners has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jennifer Boyce","title":"GC and CCO - Riverside Partners, LLC","crd":"6171365"},{"name":"Stewart Kohl","title":"Co-CEO - Riverside Partners, LLC","crd":"6021393"},{"name":"Bela Schwartz","title":"CFO - Riverside Partners, LLC","crd":"6021398"},{"name":"Bela Szigethy","title":"Co-CEO - Riverside Partners, LLC","crd":"6021396"}],"ownership":[{"label":"Riverside Global Partners, LLC","detail":"Sole managing member - riverside partners, llc in the 75% or more ownership band and a control person, since December 2007. Also non-member manager of Riverside Investment Management Company, LLC and a control person, since April 2017."},{"label":"Riverside Investment Management Company, LLC","detail":"Indirect owner: a member of Riverside Global Partners, LLC in the 75% or more band, since November 2015.","parent":"Riverside Global Partners, LLC"},{"label":"Stewart Kohl","detail":"Indirect owner: managing member of Riverside Global Partners, LLC and a control person, since December 2007. Also a member of Riverside Investment Management Company, LLC in the 25% to 50% band and a control person, since March 2017.","parent":"Riverside Global Partners, LLC"},{"label":"Bela Szigethy","detail":"Indirect owner: managing member of Riverside Global Partners, LLC and a control person, since December 2007. Also a member of Riverside Investment Management Company, LLC in the 25% to 50% band and a control person, since March 2017.","parent":"Riverside Global Partners, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":12,"privateResidences":0},"listedOfficeAddresses":6,"officesByState":[{"state":"California","offices":3,"addresses":[{"street":"575 Market Street","city":"San Francisco"},{"street":"1453 3rd Street Promenade","city":"Santa Monica"},{"street":"233 Wilshire Boulevard","city":"Santa Monica"}]},{"state":"New York","offices":1,"addresses":[{"street":"45 Rockefeller Center, 630 Fifth Avenue, Suite 400","city":"New York","headquarters":true}]},{"state":"Ohio","offices":1,"addresses":[{"street":"127 Public Square","city":"Cleveland"}]},{"state":"Texas","offices":1,"addresses":[{"street":"5950 Berkshire Lane","city":"Dallas"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-265-6575","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Other","percent":100,"detail":"Preferred Securities and Loans"}],"privateFunds":123},"sources":{"adv1FilingDate":"1 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/160523/PDF/160523.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Riverside Partners have?","answer":"Riverside Partners has 125 clients and manages $13.5 billion for them, as of July 2026. They include 123 pooled investment vehicles and 2 insurance companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Riverside Partners offer?","answer":"Riverside Partners provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Riverside Partners use?","answer":"Riverside Partners’ separately managed account assets are held at JP Morgan Chase (Newark, DE), with $14,813,219. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Riverside Partners have?","answer":"Riverside Partners has 0 investment adviser representatives registered with state securities authorities, out of 248 employees, and 108 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Riverside Partners invest in?","answer":"At the end of its last fiscal year, Riverside Partners’ separately managed accounts held 100% preferred securities and loans. It advises 123 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Riverside Partners?","answer":"Riverside Partners is owned through a holding company by Riverside Investment Management Company, LLC, Stewart Kohl and Bela Szigethy. Its direct owner is Riverside Global Partners, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Riverside Partners get paid?","answer":"Riverside Partners is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}