{"url":"https://nivawealth.com/firms/riverpath-investments-226671","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/226671","regulatoryAum":362919669,"crd":"226671","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2837923","suffix":null,"lastName":"BROCKWAY","firstName":"TIM","middleName":"AARON"},{"crd":"7692063","suffix":null,"lastName":"Cleland","firstName":"Brayden","middleName":"Todd"},{"crd":"1114573","suffix":null,"lastName":"KELLY","firstName":"JOHN","middleName":"BERNARD"},{"crd":"2970889","suffix":null,"lastName":"STIVER","firstName":"LARRY","middleName":"D"},{"crd":"2315966","suffix":null,"lastName":"WEILER","firstName":"DANIEL","middleName":"JAY"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-01-08","regulatoryAum":204100000,"clients":210,"employees":2,"offices":1},{"filedOn":"2022-04-29","regulatoryAum":250592600,"clients":194,"employees":2,"offices":3},{"filedOn":"2023-01-17","regulatoryAum":221215916,"clients":191,"employees":4,"offices":3},{"filedOn":"2024-01-23","regulatoryAum":255357194,"clients":206,"employees":4,"offices":3},{"filedOn":"2025-01-27","regulatoryAum":310573686,"clients":199,"employees":5,"offices":4},{"filedOn":"2026-01-21","regulatoryAum":362919669,"clients":232,"employees":5,"offices":4}],"secFileNumber":"801-117564","legalName":"Riverpath Investments LLC","displayName":"Riverpath Investments","slug":"riverpath-investments-226671","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"31 October 2019","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1179672.1344086023,"staff":{"employees":5,"advisory":3,"brokerDealerReps":0,"insuranceAgents":4,"promoters":4},"aum":{"regulatory":362919669,"discretionary":6619638,"discretionaryAccounts":21,"nonDiscretionary":356300031,"nonDiscretionaryAccounts":472,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":115,"regulatoryAum":43540675},{"label":"High-net-worth individuals","clients":71,"regulatoryAum":175878342},{"label":"Pension and profit-sharing plans","clients":42,"regulatoryAum":136382536},{"label":"Corporations and other businesses","clients":4,"fewerThan5":true,"regulatoryAum":7118116}],"feePrograms":[{"role":"main","program":"Individual Portfolio Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1003202","versionId":1003202,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-01-21","documentName":"RIVERPATH INVESTMENTS FORM ADV PART 2A","fee_rate_low":0.5,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Pension Consulting","summary":"Charged on plan assets: 1.00% to $1,000,000, 0.75% to $3,000,000, 0.50% to $5,000,000, 0.35% to $10,000,000; negotiable above $10,000,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1003202","versionId":1003202,"submittedOn":"2026-01-21","documentName":"RIVERPATH INVESTMENTS FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T10:05:53.444413+00:00","documents":[{"name":"RIVERPATH INVESTMENTS FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1003202","versionId":1003202,"submittedOn":"2026-01-21"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"El Paso, TX","smaAssets":219464976},{"name":"John Hancock Distributors LLC","shortName":"John Hancock Distributors","location":"Boston, MA","smaAssets":60480861}],"custodyNote":"Riverpath Investments does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Daniel Weiler","title":"Managing Member, Owner & Chief Compliance Officer","crd":"2315966"}],"ownership":[{"label":"Daniel Weiler","detail":"Managing member, owner & chief compliance officer in the 75% or more ownership band and a control person, since March 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":2},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"1792 Tribute Road","city":"Sacramento"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"916-467-9290","stateRegisteredReps":5,"otherAdviserReps":1,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":64},{"label":"Other","percent":35,"detail":"Retirement Group Annuities"}],"privateFunds":0},"sources":{"adv1FilingDate":"21 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/226671/PDF/226671.pdf","brochureDate":"21 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1003202","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Riverpath Investments have?","answer":"Riverpath Investments has 232 clients and manages $363 million for them, as of January 2026. They include 115 individual clients, 71 high-net-worth individuals, and 42 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Riverpath Investments offer?","answer":"Riverpath Investments provides portfolio management for individuals and small businesses and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Riverpath Investments charge?","answer":"Riverpath Investments charges 0.50%–1.00% a year for its Individual Portfolio Management. The fee is billed in arrears and is negotiable.","source":"RIVERPATH INVESTMENTS FORM ADV PART 2A, filed 21 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Riverpath Investments use?","answer":"Riverpath Investments’ separately managed account assets are held at Charles Schwab & Co., Inc. (El Paso, TX), with $219M and John Hancock Distributors LLC (Boston, MA), with $60.5M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Riverpath Investments have?","answer":"Riverpath Investments has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Riverpath Investments invest in?","answer":"At the end of its last fiscal year, Riverpath Investments’ separately managed accounts held 64% registered funds (mutual funds, ETFs, BDCs), 35% other and 1% exchange-traded equities. The 35% other category is described as: Retirement Group Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Riverpath Investments?","answer":"Riverpath Investments’ direct owner is Daniel Weiler (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 21 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Riverpath Investments get paid?","answer":"Riverpath Investments is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Riverpath Investments?","answer":"Its phone number is 916-467-9290.","source":"Form ADV Part 1A, Item 1.F, filed 21 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}