{"url":"https://nivawealth.com/firms/river-raisin-investment-partners-298014","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/298014","regulatoryAum":163541000,"crd":"298014","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5140649","suffix":null,"lastName":"BURNS","firstName":"SCOTT","middleName":"EDWARD"},{"crd":"5234319","suffix":null,"lastName":"MCLAUGHLIN","firstName":"ADAM","middleName":"JAMES"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-136717","legalName":"River Raisin Investment Partners, Inc.","displayName":"River Raisin Investment Partners","slug":"river-raisin-investment-partners-298014","website":"https://rrinvp.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Michigan corporation","fiscalYearEnd":"December","headquarters":{"street":"230 W Front St","city":"Monroe","state":"MI","stateName":"Michigan","country":"United States","postalCode":"48161"},"tradeNames":[],"registration":{"secApproved":"14 July 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":284914.6341463415,"staff":{"employees":4,"advisory":2,"brokerDealerReps":0,"insuranceAgents":4,"promoters":0},"aum":{"regulatory":163541000,"discretionary":163541000,"discretionaryAccounts":867,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":487,"regulatoryAum":97611153},{"label":"High-net-worth individuals","clients":87,"regulatoryAum":65929847}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":163541000}],"custodyNote":"River Raisin Investment Partners does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Scott Burns","title":"President & Chief Compliance Officer","crd":"5140649"}],"ownership":[{"label":"Scott Burns","detail":"President & chief compliance officer in the 75% or more ownership band and a control person, since July 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Michigan","offices":2,"addresses":[{"street":"230 W Front St","city":"Monroe","headquarters":true},{"street":"112 West 2nd Street","city":"Monroe"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"734-241-5771","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":52},{"label":"U.S. government/agency bonds","percent":5},{"label":"Securities issued by registered investment companies or business development companies","percent":6},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":38},{"label":"Cash and cash equivalents","percent":3},{"label":"Other","percent":1,"detail":"Fee Based Variable Annuity"}],"privateFunds":0},"sources":{"adv1FilingDate":"26 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/298014/PDF/298014.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does River Raisin Investment Partners have?","answer":"River Raisin Investment Partners has 574 clients and manages $164 million for them, as of June 2026. They include 487 individual clients and 87 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does River Raisin Investment Partners offer?","answer":"River Raisin Investment Partners provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does River Raisin Investment Partners use?","answer":"River Raisin Investment Partners’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $164M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does River Raisin Investment Partners have?","answer":"River Raisin Investment Partners has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does River Raisin Investment Partners invest in?","answer":"At the end of its last fiscal year, River Raisin Investment Partners’ separately managed accounts held 52% exchange-traded equities, 38% pooled vehicles (private funds and similar), 6% registered funds (mutual funds, ETFs, BDCs), 5% U.S. government and agency bonds, 3% cash and equivalents and 1% other. The 1% other category is described as: Fee Based Variable Annuity.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns River Raisin Investment Partners?","answer":"River Raisin Investment Partners’ direct owner is Scott Burns (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does River Raisin Investment Partners get paid?","answer":"River Raisin Investment Partners is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact River Raisin Investment Partners?","answer":"River Raisin Investment Partners’ main office is at 230 W Front St, Monroe, MI 48161. Its phone number is 734-241-5771. Its website is rrinvp.com.","source":"Form ADV Part 1A, Item 1.F, filed 26 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}