{"url":"https://nivawealth.com/firms/rittmann-capital-management-108762","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/108762","regulatoryAum":142436898,"crd":"108762","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4879185","suffix":null,"lastName":"RITTMANN","firstName":"MATTHEW","middleName":"SURRATT"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-132256","legalName":"Rittmann Capital Management Co","displayName":"Rittmann Capital Management","slug":"rittmann-capital-management-108762","website":"https://rittmanncapital.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"1660 School Street, Suite 106b","city":"Moraga","state":"CA","stateName":"California","country":"United States","postalCode":"94556-1124"},"tradeNames":[],"registration":{"secApproved":"12 January 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3237202.227272727,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":142436898,"discretionary":142436898,"discretionaryAccounts":228,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":44},"clientTypes":[{"label":"Individuals (other than HNW)","clients":44,"regulatoryAum":142436898}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"whole_balance","fee_tiers":[{"to":1000000,"pct":1.5,"from":0},{"to":null,"pct":1,"from":1000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1001078","versionId":1001078,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-01-09","documentName":"ADV 2A & 2B","fee_rate_low":1,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":50000,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:01:04.842565+00:00","documents":[{"name":"ADV 2A & 2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1001078","versionId":1001078,"submittedOn":"2026-01-09"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":142436898}],"custodyNote":"Rittmann Capital Management does not have custody of client assets.","leadership":[{"name":"Matthew Rittmann","title":"President and CCO","crd":"4879185"}],"ownership":[{"label":"Matthew Rittmann","detail":"President and cco in the 75% or more ownership band and a control person, since April 2007."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"1660 School Street, Suite 106b","city":"Moraga","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"925-388-0533","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":86},{"label":"Securities issued by registered investment companies or business development companies","percent":12},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"9 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/108762/PDF/108762.pdf","brochureDate":"9 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1001078","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Rittmann Capital Management have?","answer":"Rittmann Capital Management has 44 clients and manages $142 million for them, as of January 2026. They include 44 individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Rittmann Capital Management offer?","answer":"Rittmann Capital Management provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Rittmann Capital Management charge?","answer":"Rittmann Capital Management charges 1.00%–1.50% a year for its Asset Management. The whole portfolio is charged at the rate of its band. The fee is billed in arrears, is negotiable and requires an account of at least $50,000.","source":"ADV 2A & 2B, filed 9 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Rittmann Capital Management use?","answer":"Rittmann Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $142M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Rittmann Capital Management have?","answer":"Rittmann Capital Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Rittmann Capital Management invest in?","answer":"At the end of its last fiscal year, Rittmann Capital Management’s separately managed accounts held 86% exchange-traded equities, 12% registered funds (mutual funds, ETFs, BDCs) and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Rittmann Capital Management have a minimum investment?","answer":"Yes, Rittmann Capital Management’s minimum account size for its Asset Management is $50K.","source":"ADV 2A & 2B, filed 9 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Rittmann Capital Management?","answer":"Rittmann Capital Management’s direct owner is Matthew Rittmann (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 9 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Rittmann Capital Management get paid?","answer":"Rittmann Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Rittmann Capital Management registered with the SEC?","answer":"Yes, Rittmann Capital Management has been registered with the SEC as an investment adviser since 12 January 2026. Its CRD number is 108762 and its SEC file number is 801-132256.","source":"Form ADV Part 1A, Item 1, filed 9 January 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Rittmann Capital Management?","answer":"Rittmann Capital Management’s main office is at 1660 School Street, Suite 106b, Moraga, CA 94556-1124. Its phone number is 925-388-0533. Its website is rittmanncapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 9 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}