{"url":"https://nivawealth.com/firms/risk-paradigm-group-155870","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/155870","regulatoryAum":115551333,"crd":"155870","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2415422","suffix":null,"lastName":"GATTI","firstName":"DAVID","middleName":"MICHAEL"},{"crd":"1543053","suffix":"JR","lastName":"PETERS","firstName":"JAMES","middleName":"FRANCIS"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-18","regulatoryAum":46903324,"clients":0,"employees":7,"offices":2},{"filedOn":"2022-03-20","regulatoryAum":58190789,"clients":5,"employees":5,"offices":2},{"filedOn":"2023-03-29","regulatoryAum":62060325,"clients":4,"employees":7,"offices":2},{"filedOn":"2024-03-29","regulatoryAum":81481650,"clients":0,"employees":7,"offices":2},{"filedOn":"2025-06-26","regulatoryAum":99494397,"clients":4,"employees":7,"offices":2},{"filedOn":"2026-03-31","regulatoryAum":115551333,"clients":3,"employees":7,"offices":2}],"secFileNumber":"801-72141","legalName":"Risk Paradigm Group, LLC","displayName":"Risk Paradigm Group","slug":"risk-paradigm-group-155870","website":"https://rpgassetmanagement.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/risk-paradigm-group/","founded":null,"organization":"Texas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"25 Burlington Mall Road, Suite 404","city":"Burlington","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"01803"},"tradeNames":["RPG Asset Management"],"registration":{"secApproved":"8 April 2011","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":7,"advisory":2,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":115551333,"discretionary":115551333,"discretionaryAccounts":488,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Other investment advisers","clients":3,"fewerThan5":true,"regulatoryAum":115551333}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":91569860},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":23981471}],"custodyNote":"Risk Paradigm Group does not have custody of client assets.","leadership":[{"name":"David Gatti","title":"Chief Executive Officer","crd":"2415422"},{"name":"Robert McCauley","title":"Chief Financial Officer","crd":"6241700"},{"name":"Maura Dickson","title":"Chief Compliance Officer","crd":"8246037"},{"name":"Mariann Dube","title":"Chief Administrative Officer","crd":"2707770"}],"ownership":[{"label":"Risk Paradigm Group Holdings, LLC","detail":"Holding company in the 75% or more ownership band and a control person, since September 2011."},{"label":"David Gatti","detail":"Indirect owner: a chief executive officer, founding partner of Risk Paradigm Group Holdings, LLC in the 50% to 75% band and a control person, since September 2011.","parent":"Risk Paradigm Group Holdings, LLC"}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"25 Burlington Mall Road, Suite 404","city":"Burlington","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"866-726-5150","stateRegisteredReps":2,"otherAdviserReps":2,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":93},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/155870/PDF/155870.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Risk Paradigm Group have?","answer":"Risk Paradigm Group has 3 clients and manages $116 million for them, as of March 2026. They include 3 other investment advisers.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Risk Paradigm Group offer?","answer":"Risk Paradigm Group provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Risk Paradigm Group use?","answer":"Risk Paradigm Group’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $91.6M and Charles Schwab & Co., Inc. (Westlake, TX), with $24M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Risk Paradigm Group have?","answer":"Risk Paradigm Group has 2 investment adviser representatives registered with state securities authorities, out of 7 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Risk Paradigm Group invest in?","answer":"At the end of its last fiscal year, Risk Paradigm Group’s separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs) and 7% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Risk Paradigm Group?","answer":"Risk Paradigm Group is owned through a holding company by David Gatti. Its direct owner is Risk Paradigm Group Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Risk Paradigm Group get paid?","answer":"Risk Paradigm Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Risk Paradigm Group registered with the SEC?","answer":"Yes, Risk Paradigm Group has been registered with the SEC as an investment adviser since 8 April 2011. Its CRD number is 155870 and its SEC file number is 801-72141.","source":"Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Risk Paradigm Group?","answer":"Risk Paradigm Group’s main office is at 25 Burlington Mall Road, Suite 404, Burlington, MA 01803. Its phone number is 866-726-5150. Its website is rpgassetmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/risk-paradigm-group-155870/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-05","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1569886/000156988626000005/0001569886-26-000005-index.html","totalValue":127509611,"positionCount":57,"top10Share":0.414753606298744,"top10":[{"issuer":"ISHARES 7-10 YEAR TREASURY BOND ETF","titleOfClass":"Common Stock","cusip":"464287440","value":7536562,"shares":79693,"shareType":"SH","priorValue":6987086,"priorShares":73209},{"issuer":"VanEck Vectors Intl Hi Yld Bd ETF","titleOfClass":"Common Stock","cusip":"92189F445","value":7119094,"shares":328675,"shareType":"SH","priorValue":8541769,"priorShares":398251},{"issuer":"iShares US Preferred Stock","titleOfClass":"Common 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}