{"url":"https://nivawealth.com/firms/rialto-capital-management-159998","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/159998","regulatoryAum":21734263139,"crd":"159998","secFileNumber":"801-74178","legalName":"Rialto Capital Management, LLC","displayName":"Rialto Capital Management","website":"http://rialtocapital.com","linkedinUrl":"https://www.linkedin.com/company/rialto-capital","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"200 South Biscayne Boulevard, 3550","city":"Miami","state":"FL","stateName":"Florida","country":"United States","postalCode":"33131"},"tradeNames":[],"registration":{"secApproved":"30 March 2012","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":82,"advisory":79,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":9973414555,"discretionaryAccounts":64,"nonDiscretionary":11760848584,"nonDiscretionaryAccounts":2,"wrapProgram":null,"nonUsClientsPct":11,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":66,"regulatoryAum":21734263139}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"Rialto Capital Management has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jeffrey Krasnoff","title":"Chief Executive Officer","crd":"6030129"},{"name":"Jay Mantz","title":"President","crd":"2088508"},{"name":"Thomas Scott","title":"Chief Financial Officer","crd":"6368426"},{"name":"Marshall Van Smith","title":"Chief Operating Officer","crd":"7050297"},{"name":"Amanda Lenok","title":"Chief Compliance Officer","crd":"5234697"},{"name":"Liat Heller","title":"General Counsel","crd":"6030128"},{"name":"Cory Olson","title":"Executive Vice Chairman","crd":"2914902"}],"ownership":[{"label":"Rialto Investment Management, LLC","detail":"Sole member in the 75% or more ownership band and a control person, since July 2017."},{"label":"Rialto Management Group, LLC","detail":"Indirect owner: a sole member of Rialto Investment Management, LLC in the 75% or more band and a control person, since November 2018.","parent":"Rialto Investment Management, LLC"},{"label":"Rialto Capital Group Holdings, Inc.","detail":"Indirect owner: a sole member of Rialto Management Group, LLC in the 75% or more band and a control person, since November 2018.","parent":"Rialto Management Group, LLC"},{"label":"Stone Point Fund VII, L.P.","detail":"Indirect owner: a shareholder of Rialto Capital Group Holdings, Inc. in the 25% to 50% band and a control person, since November 2018.","parent":"Rialto Capital Group Holdings, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":0},"listedOfficeAddresses":5,"officesByState":[{"state":"California","offices":2,"addresses":[{"street":"1453 Third Street Promenade","city":"Santa Monica"},{"street":"520 Newport Center Drive","city":"Newport Beach"}]},{"state":"Florida","offices":1,"addresses":[{"street":"200 South Biscayne Boulevard, 3550","city":"Miami","headquarters":true}]},{"state":"Georgia","offices":1,"addresses":[{"street":"675 Ponce De Leon Avenue Ne","city":"Atlanta"}]},{"state":"New York","offices":1,"addresses":[{"street":"767 Fifth Avenue","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"305-485-2077","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[],"privateFunds":22},"sources":{"adv1FilingDate":"6 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/159998/PDF/159998.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Rialto Capital Management have?","answer":"Rialto Capital Management has 66 clients and manages $21.7 billion for them, as of July 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Rialto Capital Management offer?","answer":"Rialto Capital Management provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Rialto Capital Management have?","answer":"Rialto Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 82 employees, and 79 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Rialto Capital Management?","answer":"Rialto Capital Management is owned through a chain of holding companies by Stone Point Fund VII, L.P. Its direct owner is Rialto Investment Management, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 6 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Rialto Capital Management get paid?","answer":"Rialto Capital Management is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}