{"url":"https://nivawealth.com/firms/retirewise-tax-and-wealth-advisors-284394","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/284394","regulatoryAum":242850000,"crd":"284394","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8144326","suffix":null,"lastName":"ELLIOTT","firstName":"ZEBADIAH","middleName":"T."},{"crd":"7732689","suffix":null,"lastName":"FEIST","firstName":"TYLER","middleName":"PAUL"},{"crd":"6582798","suffix":null,"lastName":"Hogan","firstName":"Zachary","middleName":"Christopher"},{"crd":"8050104","suffix":null,"lastName":"Jantz","firstName":"Travis","middleName":"Heath"},{"crd":"8282001","suffix":null,"lastName":"PROCTOR","firstName":"CHERIE","middleName":"LEIGH"},{"crd":"7954006","suffix":null,"lastName":"VOGEL","firstName":"ANDREW","middleName":"BRENT"},{"crd":"1633200","suffix":null,"lastName":"VOGEL","firstName":"JEFFRY","middleName":"ALAN"},{"crd":"6163358","suffix":null,"lastName":"VOGEL","firstName":"JONATHAN","middleName":"MICHAEL"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-07-08","regulatoryAum":115269124,"clients":196,"employees":7,"offices":1},{"filedOn":"2025-05-07","regulatoryAum":170058390,"clients":246,"employees":9,"offices":1},{"filedOn":"2026-03-11","regulatoryAum":242850000,"clients":294,"employees":10,"offices":2}],"secFileNumber":"801-129853","legalName":"Retirewise 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assets for 295 clients.","otherCustodians":[],"leadership":[{"name":"Jeffry Vogel","title":"Partner / President","crd":"1633200"},{"name":"Jonathan Vogel","title":"Partner / Vice President / Chief Compliance Officer","crd":"6163358"},{"name":"Andrew Vogel","title":"Partner","crd":"7954006"}],"ownership":[{"label":"Jeffry Vogel","detail":"Partner / president in the 25% to 50% ownership band and a control person, since June 2016."},{"label":"Jonathan Vogel","detail":"Partner / vice president / chief compliance officer in the 50% to 75% ownership band and a control person, since January 2017."},{"label":"Andrew Vogel","detail":"Partner in the 5% to 10% ownership band, since January 2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Kansas","offices":2,"addresses":[{"street":"2820 SW Mission Woods Drive","city":"Topeka","headquarters":true},{"street":"227 Blue Earth 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Government/Agency Bonds \n4) U.S. State and Local Bonds\n5) Derivatives"}],"privateFunds":0},"sources":{"adv1FilingDate":"11 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/284394/PDF/284394.pdf","brochureDate":"11 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017149","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does RetireWise Tax and Wealth Advisors have?","answer":"RetireWise Tax and Wealth Advisors has 294 clients and manages $243 million for them, as of March 2026. They include 183 individual clients, 79 high-net-worth individuals, and 32 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does RetireWise Tax and Wealth Advisors offer?","answer":"RetireWise Tax and Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, educational seminars, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does RetireWise Tax and Wealth Advisors charge?","answer":"RetireWise Tax and Wealth Advisors charges up to 1.50% a year for its Investment Advisory Services. The fee is billed in arrears and is negotiable.","source":"FORM ADV PART 2A: FIRM BROCHURE, filed 11 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does RetireWise Tax and Wealth Advisors use?","answer":"RetireWise Tax and Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $242M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does RetireWise Tax and Wealth Advisors have?","answer":"RetireWise Tax and Wealth Advisors has 7 investment adviser representatives registered with state securities authorities, out of 10 employees, and 7 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 8 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does RetireWise Tax and Wealth Advisors invest in?","answer":"At the end of its last fiscal year, RetireWise Tax and Wealth Advisors’ separately managed accounts held 85% exchange-traded equities, 10% registered funds (mutual funds, ETFs, BDCs), 2% investment grade corporate bonds, 2% cash and equivalents and 1% other. The 1% other category is described as: \"Other\" Consists of: \n1) Pooled Investments Other Than Investment Company Or BDC\n2) Non-Exchange Traded Equity \n3) US Government/Agency Bonds \n4) U.S. State and Local Bonds\n5) Derivatives.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns RetireWise Tax and Wealth Advisors?","answer":"RetireWise Tax and Wealth Advisors’ direct owners are Jeffry Vogel (25% to 50%), Jonathan Vogel (50% to 75%) and Andrew Vogel (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does RetireWise Tax and Wealth Advisors get paid?","answer":"RetireWise Tax and Wealth Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact RetireWise Tax and Wealth Advisors?","answer":"RetireWise Tax and Wealth Advisors’ main office is at 2820 SW Mission Woods Drive, Topeka, KS 66614. Its phone number is 785-228-1234. Its website is retirewisepath.com.","source":"Form ADV Part 1A, Item 1.F, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}