{"url":"https://nivawealth.com/firms/rethink-capital-partners-171118","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/171118","regulatoryAum":2233598000,"crd":"171118","history":[{"filedOn":"2021-03-28","regulatoryAum":2164862000,"clients":32,"employees":39,"offices":4},{"filedOn":"2022-05-15","regulatoryAum":2635791000,"clients":35,"employees":41,"offices":2},{"filedOn":"2023-03-31","regulatoryAum":2944855000,"clients":25,"employees":36,"offices":2},{"filedOn":"2024-03-29","regulatoryAum":2588555000,"clients":23,"employees":36,"offices":2},{"filedOn":"2025-03-31","regulatoryAum":2234183000,"clients":26,"employees":34,"offices":2},{"filedOn":"2026-07-06","regulatoryAum":2233598000,"clients":27,"employees":34,"offices":2}],"secFileNumber":"801-80753","legalName":"Rethink Capital Partners, LLC","displayName":"Rethink Capital Partners","slug":"rethink-capital-partners-171118","website":"https://rethink-capital.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/171118/244854eccf24d31d-r1.webp","tone":"light","width":1068,"height":200,"sourceUrl":"https://rethink-capital.com/","sourceLabel":"Rethink Capital Partners, LLC, website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"xUrl":"https://twitter.com/rethinkimpact","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"707 Westchester Avenue, Suite 401","city":"White Plains","state":"NY","stateName":"New York","country":"United States","postalCode":"10604"},"tradeNames":["Rethink Capital Partners, LLC","Rethink Community Management, LLC","Rethink Education Management, LLC","Rethink Food Management, LLC","Rethink Healthcare Real Estate, LLC","Rethink Impact Management, LLC"],"registration":{"secApproved":"19 March 2015","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":34,"advisory":22,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":2233598000,"discretionary":1063596000,"discretionaryAccounts":20,"nonDiscretionary":1170002000,"nonDiscretionaryAccounts":7,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":27,"regulatoryAum":2233598000}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Rethink Capital Partners has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Douglas Ray","title":"Chief Executive Officer / Rethink Capital Partners LLC","crd":"6027620"},{"name":"Chowdhury Shakawat","title":"Chief Financial Officer / Rethink Capital Partners LLC","crd":"6399040"},{"name":"Michael Walden","title":"Chief Operating Officer/ Chief Compliance Officer Rethink Capital Partners LLC","crd":"6027718"},{"name":"Jonathan Winer","title":"Senior Managing Director & Chief Investment Officer / Rethink Capital Partners LLC","crd":"1609444"}],"ownership":[{"label":"Douglas Ray","detail":"Chief executive officer / rethink capital partners llc in the 50% to 75% ownership band and a control person, since October 2013."},{"label":"Michael Walden","detail":"Chief operating officer/ chief compliance officer rethink capital partners llc in the 10% to 25% ownership band and a control person, since October 2013."},{"label":"Jonathan Winer","detail":"Senior managing director & chief investment officer / rethink capital partners llc in the 10% to 25% ownership band and a control person, since October 2013."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"New York","offices":2,"addresses":[{"street":"707 Westchester Avenue, Suite 401","city":"White Plains","headquarters":true},{"street":"915 Broadway","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"914-683-8474","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":"0","assetMix":[],"privateFunds":27},"sources":{"adv1FilingDate":"6 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/171118/PDF/171118.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Rethink Capital Partners have?","answer":"Rethink Capital Partners has 27 clients and manages $2.23 billion for them, as of July 2026. They include 27 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Rethink Capital Partners offer?","answer":"Rethink Capital Partners provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Rethink Capital Partners have?","answer":"Rethink Capital Partners has 0 investment adviser representatives registered with state securities authorities, out of 34 employees, and 22 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Rethink Capital Partners?","answer":"Rethink Capital Partners’ direct owners are Douglas Ray (50% to 75%), Michael Walden (10% to 25%) and Jonathan Winer (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 6 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Rethink Capital Partners get paid?","answer":"Rethink Capital Partners is paid through a percentage of assets under management, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Rethink Capital Partners?","answer":"Rethink Capital Partners’ main office is at 707 Westchester Avenue, Suite 401, White Plains, NY 10604. Its phone number is 914-683-8474. Its website is rethink-capital.com.","source":"Form ADV Part 1A, Item 1.F, filed 6 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}