{"url":"https://nivawealth.com/firms/renaud-and-company-115337","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/115337","regulatoryAum":210711241,"crd":"115337","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2320797","suffix":"SR.","lastName":"RENAUD","firstName":"MATTHEW","middleName":"JOSEPH"},{"crd":"7976400","suffix":"Jr.","lastName":"Renaud","firstName":"Matthew","middleName":"Joseph"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-04-06","regulatoryAum":101882888,"clients":495,"employees":5,"offices":1},{"filedOn":"2023-04-25","regulatoryAum":91512126,"clients":725,"employees":5,"offices":1},{"filedOn":"2024-03-25","regulatoryAum":143112521,"clients":787,"employees":5,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":173862000,"clients":872,"employees":5,"offices":1},{"filedOn":"2026-07-20","regulatoryAum":210711241,"clients":953,"employees":5,"offices":1}],"secFileNumber":"801-122942","legalName":"Renaud & Company, LLC","displayName":"Renaud & Company","slug":"renaud-and-company-115337","website":"https://renaudandcompany.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Missouri limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2112 Bryan Valley Commercial Drive","city":"O'Fallon","state":"MO","stateName":"Missouri","country":"United States","postalCode":"63366"},"tradeNames":[],"registration":{"secApproved":"3 January 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":221103.08604407136,"staff":{"employees":5,"advisory":2,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":210711241,"discretionary":210711241,"discretionaryAccounts":1916,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":917,"regulatoryAum":167595241},{"label":"High-net-worth individuals","clients":36,"regulatoryAum":43116000}],"feePrograms":[{"role":"main","program":"Investment Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052360","versionId":1052360,"ratePeriod":"not_stated","fee_billing":"arrears","submittedOn":"2026-07-20","documentName":"RENAUD FORM ADV PART 2A BROCHURE","fee_rate_low":1,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning","summary":"Financial plans are billed at $200 per hour, with half of the estimated fee due on signing and the balance at completion.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052360","versionId":1052360,"submittedOn":"2026-07-20","documentName":"RENAUD FORM ADV PART 2A BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:20:28.535572+00:00","documents":[{"name":"RENAUD FORM ADV PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052360","versionId":1052360,"submittedOn":"2026-07-20"}]},"custodians":[{"name":"Trade-PMR Inc.","shortName":"Trade-PMR","location":"Gainesville, FL","smaAssets":210711241}],"custodyNote":"Renaud & Company has custody of $73.4M for 635 clients.","otherCustodians":[],"leadership":[{"name":"Matthew Renaud","title":"President/CCO","crd":"2320797"}],"ownership":[{"label":"Matthew Renaud","detail":"President/cco in the 75% or more ownership band and a control person, since November 1998."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Missouri","offices":1,"addresses":[{"street":"2112 Bryan Valley Commercial Drive","city":"O'Fallon","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"636-240-5055","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Commissions"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"500","assetMix":[{"label":"Exchange-traded equity securities","percent":26},{"label":"Securities issued by registered investment companies or business development companies","percent":64},{"label":"Cash and cash equivalents","percent":12}],"privateFunds":0},"sources":{"adv1FilingDate":"20 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/115337/PDF/115337.pdf","brochureDate":"20 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052360","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Renaud & Company have?","answer":"Renaud & Company has 953 clients and manages $211 million for them, as of July 2026. They include 917 individual clients and 36 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Renaud & Company offer?","answer":"Renaud & Company provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Renaud & Company charge?","answer":"Renaud & Company charges 1.00% for its Investment Management Services. The brochure does not state whether the rate is annual. The fee is billed in arrears and is negotiable.","source":"RENAUD FORM ADV PART 2A BROCHURE, filed 20 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Renaud & Company use?","answer":"Renaud & Company’s separately managed account assets are held at Trade-PMR Inc. (Gainesville, FL), with $211M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Renaud & Company have?","answer":"Renaud & Company has 2 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Renaud & Company invest in?","answer":"At the end of its last fiscal year, Renaud & Company’s separately managed accounts held 64% registered funds (mutual funds, ETFs, BDCs), 26% exchange-traded equities and 12% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Renaud & Company?","answer":"Renaud & Company’s direct owner is Matthew Renaud (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 20 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Renaud & Company get paid?","answer":"Renaud & Company is paid through a percentage of assets under management, hourly charges and commissions. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Renaud & Company?","answer":"Renaud & Company’s main office is at 2112 Bryan Valley Commercial Drive, O'Fallon, MO 63366. Its phone number is 636-240-5055. Its website is renaudandcompany.com.","source":"Form ADV Part 1A, Item 1.F, filed 20 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}