{"url":"https://nivawealth.com/firms/rees-wealth-management-335458","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/335458","regulatoryAum":115735000,"crd":"335458","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5570895","suffix":null,"lastName":"Rees","firstName":"Justin","middleName":"David"},{"crd":"6983672","suffix":null,"lastName":"Spear","firstName":"Roman","middleName":null}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-05-28","regulatoryAum":0,"clients":0,"employees":3,"offices":1},{"filedOn":"2026-09-24","regulatoryAum":115735000,"clients":105,"employees":2,"offices":1}],"secFileNumber":"801-132855","legalName":"Rees Wealth Management, LLC","displayName":"Rees Wealth Management","slug":"rees-wealth-management-335458","website":"https://cambriawealthmanagement.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/cambriawealth/","founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"240 S. Pineapple Ave., Suite 204","city":"Sarasota","state":"FL","stateName":"Florida","country":"United States","postalCode":"34236"},"tradeNames":[],"registration":{"secApproved":"28 May 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1097952.380952381,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":2,"promoters":1},"aum":{"regulatory":115735000,"discretionary":115735000,"discretionaryAccounts":315,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":62,"regulatoryAum":20586000},{"label":"High-net-worth individuals","clients":43,"regulatoryAum":94699000},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":450000}],"feePrograms":[{"role":"main","program":"Management fees","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058943","versionId":1058943,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-09-24","documentName":"CAMBRIA WEALTH MANAGEMENT BROCHURE","fee_rate_low":null,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Fixed-fee financial planning","summary":"Comprehensive financial planning may be a fixed fee of up to $10,000 per plan, contracted in advance and billed at the start of services.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058943","versionId":1058943,"submittedOn":"2026-09-24","documentName":"CAMBRIA WEALTH MANAGEMENT BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T18:00:00.935599+00:00","documents":[{"name":"CAMBRIA WEALTH MANAGEMENT BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058943","versionId":1058943,"submittedOn":"2026-09-24"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":114809000}],"custodyNote":"Rees Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Justin Rees","title":"Managing Member and CCO","crd":"5570895"}],"ownership":[{"label":"Justin Rees","detail":"Managing member and cco in the 75% or more ownership band and a control person, since September 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"240 S. Pineapple Ave., Suite 204","city":"Sarasota","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"941-444-1120","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":27},{"label":"U.S. government/agency bonds","percent":12},{"label":"Investment grade corporate bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":28},{"label":"Cash and cash equivalents","percent":30}],"privateFunds":0},"sources":{"adv1FilingDate":"24 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/335458/PDF/335458.pdf","brochureDate":"24 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058943","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Rees Wealth Management have?","answer":"Rees Wealth Management has 105 clients and manages $116 million for them, as of September 2026. They include 62 individual clients and 43 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Rees Wealth Management offer?","answer":"Rees Wealth Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Rees Wealth Management charge?","answer":"Rees Wealth Management charges up to 1.50% a year for its Management fees. The fee is billed in advance and is negotiable.","source":"CAMBRIA WEALTH MANAGEMENT BROCHURE, filed 24 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Rees Wealth Management use?","answer":"Rees Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $115M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Rees Wealth Management have?","answer":"Rees Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Rees Wealth Management invest in?","answer":"At the end of its last fiscal year, Rees Wealth Management’s separately managed accounts held 30% cash and equivalents, 28% registered funds (mutual funds, ETFs, BDCs), 27% exchange-traded equities, 12% U.S. government and agency bonds and 3% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Rees Wealth Management?","answer":"Rees Wealth Management’s direct owner is Justin Rees (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Rees Wealth Management get paid?","answer":"Rees Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Rees Wealth Management?","answer":"Rees Wealth Management’s main office is at 240 S. Pineapple Ave., Suite 204, Sarasota, FL 34236. Its phone number is 941-444-1120. Its website is cambriawealthmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}