{"url":"https://nivawealth.com/firms/redstone-advisors-107699","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/107699","regulatoryAum":490614150,"crd":"107699","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4351428","suffix":null,"lastName":"GAMM","firstName":"GARY","middleName":"LYNN"},{"crd":"5968887","suffix":null,"lastName":"PALKO","firstName":"GREGORY","middleName":"JAMES"},{"crd":"1774804","suffix":null,"lastName":"STATHAM","firstName":"PATRICIA","middleName":"ANN"},{"crd":"1794246","suffix":null,"lastName":"VINCENT","firstName":"MARC","middleName":"ALAN"},{"crd":"2582883","suffix":null,"lastName":"YOUNG","firstName":"TROY","middleName":"ALAN"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-19","regulatoryAum":561177969,"clients":148,"employees":8,"offices":1},{"filedOn":"2022-03-30","regulatoryAum":545820712,"clients":146,"employees":8,"offices":1},{"filedOn":"2023-03-30","regulatoryAum":483439015,"clients":131,"employees":8,"offices":1},{"filedOn":"2024-03-27","regulatoryAum":461271774,"clients":117,"employees":8,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":455201681,"clients":104,"employees":7,"offices":1},{"filedOn":"2026-03-02","regulatoryAum":490614150,"clients":109,"employees":6,"offices":1}],"secFileNumber":"801-40186","legalName":"Redstone Advisors Inc","displayName":"Redstone Advisors","slug":"redstone-advisors-107699","website":null,"logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/107699/e8887fd8c6a19575-r1.webp","tone":"light","width":1360,"height":200,"sourceUrl":"https://www.redstoneadv.com","sourceLabel":"Redstone Advisors INC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/1481285","founded":null,"organization":"Kansas corporation","fiscalYearEnd":"December","headquarters":{"street":"8100 E 22nd St N, BLDG 800 Ste 101","city":"Wichita","state":"KS","stateName":"Kansas","country":"United States","postalCode":"67226-2308"},"tradeNames":[],"registration":{"secApproved":"22 November 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TX","smaAssets":452364976}],"custodyNote":"Redstone Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Marc Vincent","title":"President & Chief Compliance Officer","crd":"1794246"},{"name":"Gary Gamm","title":"Managing Director","crd":"4351428"},{"name":"Troy Young","title":"Chief Investment Officer","crd":"2582883"}],"ownership":[{"label":"Marc Vincent","detail":"President & chief compliance officer in the 50% to 75% ownership band and a control person, since January 2000."},{"label":"Gary Gamm","detail":"Managing director in the 10% to 25% ownership band and a control person, since October 1991."},{"label":"Troy Young","detail":"Chief investment officer in the 10% to 25% ownership band and a control person, since January 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Kansas","offices":1,"addresses":[{"street":"8100 E 22nd St N, BLDG 800 Ste 101","city":"Wichita","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"316-687-2143","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":17},{"label":"U.S. government/agency bonds","percent":4},{"label":"U.S. state and local bonds","percent":65},{"label":"Securities issued by registered investment companies or business development companies","percent":12},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"2 March 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They include 66 high-net-worth individuals, 32 individual clients and 5 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Redstone Advisors offer?","answer":"Redstone Advisors provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Redstone Advisors charge?","answer":"Redstone Advisors charges 0.30%–0.50% a year for its Investment management fee. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.","source":"ADV PART II FEBRUARY 2026, filed 2 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Redstone Advisors use?","answer":"Redstone Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $452M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Redstone Advisors have?","answer":"Redstone Advisors has 5 investment adviser representatives registered with state securities authorities, out of 6 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Redstone Advisors invest in?","answer":"At the end of its last fiscal year, Redstone Advisors’ separately managed accounts held 65% state and local bonds, 17% exchange-traded equities, 12% registered funds (mutual funds, ETFs, BDCs), 4% U.S. government and agency bonds and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Redstone Advisors?","answer":"Redstone Advisors’ direct owners are Marc Vincent (50% to 75%), Gary Gamm (10% to 25%) and Troy Young (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 2 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Redstone Advisors get paid?","answer":"Redstone Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Redstone Advisors?","answer":"Redstone Advisors’ main office is at 8100 E 22nd St N, BLDG 800 Ste 101, Wichita, KS 67226-2308. Its phone number is 316-687-2143.","source":"Form ADV Part 1A, Item 1.F, filed 2 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}