{"url":"https://nivawealth.com/firms/redemption-capital-partners-310824","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/310824","regulatoryAum":237337964,"crd":"310824","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5057668","suffix":null,"lastName":"Clark","firstName":"Chad","middleName":"C."},{"crd":"6592071","suffix":null,"lastName":"Maxey","firstName":"John","middleName":null}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-02-08","regulatoryAum":102476997,"clients":211,"employees":3,"offices":1},{"filedOn":"2023-06-07","regulatoryAum":92855000,"clients":54,"employees":3,"offices":1},{"filedOn":"2024-03-05","regulatoryAum":121086576,"clients":101,"employees":3,"offices":1},{"filedOn":"2025-03-24","regulatoryAum":265516783,"clients":94,"employees":3,"offices":1},{"filedOn":"2026-02-17","regulatoryAum":237337964,"clients":99,"employees":4,"offices":1}],"secFileNumber":"801-123416","legalName":"Redemption Capital Partners, LLC","displayName":"Redemption Capital Partners","slug":"redemption-capital-partners-310824","website":"https://redcapllc.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/310824/7aec969664f1f531-r1.webp","tone":"light","width":529,"height":200,"sourceUrl":"https://www.redcapllc.com/","sourceLabel":"Redemption Capital, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2020","organization":"Texas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"800 N Marienfeld, Suite 101","city":"Midland","state":"TX","stateName":"Texas","country":"United States","postalCode":"79701"},"tradeNames":["Redemption Capital"],"registration":{"secApproved":"10 March 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2330520.28125,"staff":{"employees":4,"advisory":2,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":237337964,"discretionary":190965527,"discretionaryAccounts":309,"nonDiscretionary":46372437,"nonDiscretionaryAccounts":195,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":24},"clientTypes":[{"label":"Individuals (other than HNW)","clients":33,"regulatoryAum":13697513},{"label":"High-net-worth individuals","clients":63,"regulatoryAum":210032434},{"label":"Pension and profit-sharing plans","clients":3,"fewerThan5":true,"regulatoryAum":13608017}],"feePrograms":[{"role":"other","program":"Financial Planning & Consulting","summary":"Hourly fee with a maximum of $500 an hour for financial planning and consulting.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009627","versionId":1009627,"submittedOn":"2026-02-17","documentName":"FORM ADV 2A FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T10:56:01.801543+00:00","documents":[{"name":"FORM ADV 2A FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009627","versionId":1009627,"submittedOn":"2026-02-17"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":237337964}],"custodyNote":"Redemption Capital Partners has custody of $52.4M in client assets for 34 clients.","otherCustodians":[],"leadership":[{"name":"John Maxey","title":"Chief Compliance Officer, Partner, & Adviser","crd":"6592071"},{"name":"Chad Clark","title":"Partner & Senior Advisor","crd":"5057668"}],"ownership":[{"label":"Chad Clark","detail":"Partner & senior advisor in the 50% to 75% ownership band and a control person, since October 2020."},{"label":"John Maxey","detail":"Chief compliance officer, partner, & adviser in the 25% to 50% ownership band and a control person, since October 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"800 N Marienfeld, Suite 101","city":"Midland","headquarters":true}]}],"brochureServices":["education planning","estate planning","insurance","philanthropic planning","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"432-236-0866","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":37},{"label":"Non-exchange-traded equity securities","percent":4},{"label":"U.S. government/agency bonds","percent":34},{"label":"U.S. state and local bonds","percent":9},{"label":"Securities issued by registered investment companies or business development companies","percent":11},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"17 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/310824/PDF/310824.pdf","brochureDate":"17 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009627","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Redemption Capital Partners have?","answer":"Redemption Capital Partners has 99 clients and manages $237 million for them, as of February 2026. They include 63 high-net-worth individuals, 33 individual clients, and 3 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Redemption Capital Partners offer?","answer":"Redemption Capital Partners provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, insurance, philanthropic planning, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Redemption Capital Partners use?","answer":"Redemption Capital Partners’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $237M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Redemption Capital Partners have?","answer":"Redemption Capital Partners has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Redemption Capital Partners invest in?","answer":"At the end of its last fiscal year, Redemption Capital Partners’ separately managed accounts held 37% exchange-traded equities, 34% U.S. government and agency bonds, 11% registered funds (mutual funds, ETFs, BDCs), 9% state and local bonds, 5% cash and equivalents and 4% non-exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Redemption Capital Partners?","answer":"Redemption Capital Partners’ direct owners are Chad Clark (50% to 75%) and John Maxey (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 17 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Redemption Capital Partners get paid?","answer":"Redemption Capital Partners is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Redemption Capital Partners?","answer":"Redemption Capital Partners’ main office is at 800 N Marienfeld, Suite 101, Midland, TX 79701. Its phone number is 432-236-0866. Its website is redcapllc.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}