{"url":"https://nivawealth.com/firms/record-currency-management-limited-110893","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110893","regulatoryAum":114157868775,"crd":"110893","secFileNumber":"801-46575","legalName":"Record Currency Management Limited","displayName":"Record Currency Management Limited","website":null,"linkedinUrl":"https://www.linkedin.com/company/record-currency-management/","founded":null,"organization":"corporation organized in United Kingdom","fiscalYearEnd":"March","headquarters":{"street":"3 Sheldon Square","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"W2 6HY"},"tradeNames":[],"registration":{"secApproved":"27 July 1994","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":87,"advisory":37,"brokerDealerReps":0,"insuranceAgents":0,"promoters":3},"aum":{"discretionary":114157868775,"discretionaryAccounts":189,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":93,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":1,"regulatoryAum":144693128},{"label":"Pooled investment vehicles","clients":132,"regulatoryAum":16195396915},{"label":"Pension and profit-sharing plans","clients":16,"regulatoryAum":42278113586},{"label":"Charitable organizations","clients":7,"regulatoryAum":3139604205},{"label":"State or municipal government entities","clients":12,"regulatoryAum":43345359810},{"label":"Corporations and other businesses","clients":21,"regulatoryAum":9054701131}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Record Currency Management Limited does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Othman Boukrami","title":"Chief Executive Officer / Director","crd":"8236237"},{"name":"Grady Laurie","title":"Chief Compliance Officer","crd":"6103364"},{"name":"Thomas Arnold","title":"Director, Head of Sales","crd":"7949163"},{"name":"Kevin Ayles","title":"Director","crd":"7404157"},{"name":"Andreas Daenzer","title":"Director, CIO","crd":"8236256"},{"name":"Shaesta Wahedally","title":"Director, Head of Client Onboarding","crd":"7949164"},{"name":"Jan Witte","title":"Director","crd":"7525162"}],"ownership":[{"label":"Record PLC","detail":"Parent company (100% owner) in the 75% or more ownership band and a control person, since December 2007."},{"label":"Neil Record","detail":"Indirect owner: a ex-chairman of Record PLC in the 25% to 50% band and a control person, since March 2023.","parent":"Record PLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"115 Broadway","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"442038921300","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters","Educational seminars/workshops"],"financialPlanningClients":null,"assetMix":[{"label":"Derivatives","percent":100}],"privateFunds":0},"sources":{"adv1FilingDate":"30 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110893/PDF/110893.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Record Currency Management Limited have?","answer":"Record Currency Management Limited has 189 clients and manages $114.2 billion for them, as of June 2026. They include 132 pooled investment vehicles, 21 corporations and other businesses and 16 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Record Currency Management Limited offer?","answer":"Record Currency Management Limited provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers, publishing newsletters and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Record Currency Management Limited have?","answer":"Record Currency Management Limited has 0 investment adviser representatives registered with state securities authorities, out of 87 employees, and 37 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Record Currency Management Limited invest in?","answer":"At the end of its last fiscal year, Record Currency Management Limited’s separately managed accounts held 100% derivatives. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Record Currency Management Limited?","answer":"Record Currency Management Limited is owned through a holding company by Neil Record. Its direct owner is Record PLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Record Currency Management Limited get paid?","answer":"Record Currency Management Limited is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}