{"url":"https://nivawealth.com/firms/rbg-wealth-advisors-319486","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/319486","regulatoryAum":154758579,"crd":"319486","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6104801","suffix":null,"lastName":"DAVIS","firstName":"GREGORY","middleName":"O'NEAL"},{"crd":"6447695","suffix":"JR","lastName":"ELLIS","firstName":"TIMOTHY","middleName":"WAYNE"},{"crd":"6484194","suffix":null,"lastName":"Shive","firstName":"Lisa","middleName":"Marie"},{"crd":"8235474","suffix":null,"lastName":"Sullivan","firstName":"Matthew","middleName":"Peter"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-01-14","regulatoryAum":105016228,"clients":66,"employees":3,"offices":1},{"filedOn":"2026-03-17","regulatoryAum":154758579,"clients":80,"employees":4,"offices":1}],"secFileNumber":"801-131678","legalName":"RBG Wealth Advisors LLC","displayName":"RBG Wealth Advisors","slug":"rbg-wealth-advisors-319486","website":"https://rbgwa.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/319486/667d8fd8debe3dd3-r1.webp","tone":"light","width":817,"height":200,"sourceUrl":"https://rbgwa.com","sourceLabel":"RBG Wealth Advisors LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/rbg-wealth-advisors","founded":null,"organization":"Tennessee limited liability company","fiscalYearEnd":"December","headquarters":{"street":"5100 Wheelis DR, Suite 211","city":"Memphis","state":"TN","stateName":"Tennessee","country":"United States","postalCode":"38117"},"tradeNames":[],"registration":{"secApproved":"20 December 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2045738.1944444445,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":154758579,"discretionary":146572491,"discretionaryAccounts":316,"nonDiscretionary":8186088,"nonDiscretionaryAccounts":13,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":26,"regulatoryAum":9692889},{"label":"High-net-worth individuals","clients":46,"regulatoryAum":137600261},{"label":"Pension and profit-sharing plans","clients":1,"fewerThan5":true,"regulatoryAum":963552},{"label":"Corporations and other businesses","clients":7,"regulatoryAum":6501877}],"feePrograms":[{"role":"main","program":"Portfolio Management Fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019913","versionId":1019913,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-17","documentName":"ADV PART 2A- RBG WEALTH ADVISORS LLC","fee_rate_low":0.25,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"Stand-alone financial planning and consulting is charged a fixed fee, negotiable by level and scope of services; no rate is stated.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019913","versionId":1019913,"submittedOn":"2026-03-17","documentName":"ADV PART 2A- RBG WEALTH ADVISORS LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:13:36.068901+00:00","documents":[{"name":"ADV PART 2A- RBG WEALTH ADVISORS LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019913","versionId":1019913,"submittedOn":"2026-03-17"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":135160363}],"custodyNote":"RBG Wealth Advisors has custody of $27.8M in client assets for 32 clients.","otherCustodians":[],"leadership":[{"name":"Gregory Davis","title":"Chief Executive Officer and Chief Compliance Officer","crd":"6104801"},{"name":"Timothy Ellis","title":"Chief Investment Officer","crd":"6447695"}],"ownership":[{"label":"Gregory Davis","detail":"Chief executive officer and chief compliance officer in the 10% to 25% ownership band and a control person, since February 2022."},{"label":"Timothy Ellis","detail":"Chief investment officer in the 10% to 25% ownership band and a control person, since February 2022."},{"label":"RBG Spe, LLC","detail":"Member in the 50% to 75% ownership band and a control person, since February 2022."},{"label":"Reynolds, Bone & Griesbeck P.L.C.","detail":"Indirect owner: a member of RBG Spe, LLC in the 75% or more band and a control person, since February 2022.","parent":"RBG Spe, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Tennessee","offices":1,"addresses":[{"street":"5100 Wheelis DR, Suite 211","city":"Memphis","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"901-244-2980","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":7},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":3},{"label":"Investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":81},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"17 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/319486/PDF/319486.pdf","brochureDate":"17 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019913","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does RBG Wealth Advisors have?","answer":"RBG Wealth Advisors has 80 clients and manages $155 million for them, as of March 2026. They include 46 high-net-worth individuals, 26 individual clients, and 7 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does RBG Wealth Advisors offer?","answer":"RBG Wealth Advisors provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does RBG Wealth Advisors charge?","answer":"RBG Wealth Advisors charges 0.25%–1.00% a year for its Portfolio Management Fees. The fee is billed in advance and is negotiable.","source":"ADV PART 2A- RBG WEALTH ADVISORS LLC, filed 17 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does RBG Wealth Advisors use?","answer":"RBG Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $135M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does RBG Wealth Advisors have?","answer":"RBG Wealth Advisors has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does RBG Wealth Advisors invest in?","answer":"At the end of its last fiscal year, RBG Wealth Advisors’ separately managed accounts held 81% registered funds (mutual funds, ETFs, BDCs), 7% exchange-traded equities, 6% cash and equivalents, 3% state and local bonds, 2% investment grade corporate bonds and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns RBG Wealth Advisors?","answer":"RBG Wealth Advisors is owned through a holding company by Reynolds, Bone & Griesbeck P.L.C. Its direct owners are Gregory Davis (10% to 25%), Timothy Ellis (10% to 25%) and RBG Spe, LLC (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does RBG Wealth Advisors get paid?","answer":"RBG Wealth Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact RBG Wealth Advisors?","answer":"RBG Wealth Advisors’ main office is at 5100 Wheelis DR, Suite 211, Memphis, TN 38117. Its phone number is 901-244-2980. Its website is rbgwa.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}