{"url":"https://nivawealth.com/firms/rbc-global-asset-management-uk-limited-168551","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/168551","regulatoryAum":178013003869,"crd":"168551","secFileNumber":"801-78436","legalName":"RBC Global Asset Management (uk) Limited","displayName":"RBC Global Asset Management (uk) Limited","website":null,"linkedinUrl":"https://www.linkedin.com/company/rbc-global-asset-management/","founded":null,"organization":"corporation organized in United Kingdom","fiscalYearEnd":"October","headquarters":{"street":"100 Bishopsgate, London","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"EC2N 4AA"},"tradeNames":["RBC Bluebay","RBC Bluebay Asset Management"],"registration":{"secApproved":"10 September 2013","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":471,"advisory":123,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"discretionary":176102634965,"discretionaryAccounts":282,"nonDiscretionary":1910368904,"nonDiscretionaryAccounts":13,"wrapProgram":null,"nonUsClientsPct":93,"nonAumClients":10},"clientTypes":[{"label":"Individuals (other than HNW)","clients":2,"regulatoryAum":235638994},{"label":"Banking or thrift institutions","clients":14,"regulatoryAum":10002226085},{"label":"Investment companies","clients":17,"regulatoryAum":7647167216},{"label":"Pooled investment vehicles","clients":182,"regulatoryAum":120950375444},{"label":"Pension and profit-sharing plans","clients":23,"regulatoryAum":8073523105},{"label":"Charitable organizations","clients":4,"regulatoryAum":404059815},{"label":"State or municipal government entities","clients":18,"regulatoryAum":19008966422},{"label":"Other investment advisers","clients":14,"regulatoryAum":3830411313},{"label":"Insurance companies","clients":9,"regulatoryAum":3965073399},{"label":"Sovereign wealth funds and foreign official institutions","clients":4,"regulatoryAum":2271199254},{"label":"Corporations and other businesses","clients":8,"regulatoryAum":1624362822}],"fees":[],"feeNotes":[],"custodians":[{"name":"State Street Bank and Trust","shortName":"State Street Bank and Trust","location":"Boston, MA","smaAssets":8277861266},{"name":"Brown Brothers Harriman & Co.","shortName":"Brown Brothers Harriman &","location":"Luxembourg","smaAssets":5006028372}],"custodyNote":"RBC Global Asset Management (uk) Limited has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Erich Gerth","title":"Chief Executive Officer and Director","crd":"1484380"},{"name":"Peter Dixon","title":"Chief Financial Officer","crd":"6098642"},{"name":"Paul Bromley","title":"Chief Operating Officer","crd":"6219692"},{"name":"Simon Goodwin","title":"Chief Compliance Officer","crd":"8038150"},{"name":"Anna Bentley","title":"Director (independent Non-Executive)","crd":"7722004"},{"name":"Scott Currin","title":"Money Laundering Reporting Officer","crd":"6569692"},{"name":"Mark Dowding","title":"Director, Chief Investment Officer, Fixed Income","crd":"7722007"},{"name":"Stuart Kedwell","title":"Executive Director","crd":"8253744"},{"name":"Malena Ljungkvist","title":"Chief Risk Officer and Director","crd":"7722013"},{"name":"Malena Ljungkvist","title":"Director (non-Executive) and RBC Europe Chief Risk Officer","crd":"7722013"},{"name":"Donna Meyers","title":"Director (independent Non-Executive)","crd":"8213455"},{"name":"James Pettigrew","title":"Chairman and Director (independent Non-Executive)","crd":"5763531"},{"name":"Anthony Pickering","title":"Head of Business Development","crd":"7499281"},{"name":"Damon Williams","title":"Director (non-Executive)","crd":"5530176"}],"ownership":[{"label":"Royal Bank of Canada Holdings (uk) LTD","detail":"Direct parent in the 75% or more ownership band and a control person, since December 1998."},{"label":"Royal Bank of Canada","detail":"Indirect owner: a parent company of Royal Bank of Canada Holdings (uk) LTD in the 75% or more band and a control person, since November 2012.","parent":"Royal Bank of Canada Holdings (uk) LTD"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"442073893700","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":21},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":3},{"label":"Sovereign bonds","percent":26},{"label":"Investment grade corporate bonds","percent":44},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Derivatives","percent":1},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":1,"detail":"Repo; Term Loans"}],"privateFunds":7},"sources":{"adv1FilingDate":"18 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/168551/PDF/168551.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does RBC Global Asset Management (uk) Limited have?","answer":"RBC Global Asset Management (uk) Limited has 295 clients and manages $178 billion for them, as of September 2026. They include 182 pooled investment vehicles, 23 pension and profit-sharing plans and 18 state or municipal government entities.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does RBC Global Asset Management (uk) Limited offer?","answer":"RBC Global Asset Management (uk) Limited provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does RBC Global Asset Management (uk) Limited use?","answer":"RBC Global Asset Management (uk) Limited’s separately managed account assets are held at State Street Bank and Trust (Boston, MA), with $8,277,861,266 and Brown Brothers Harriman & Co. (Luxembourg), with $5,006,028,372. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does RBC Global Asset Management (uk) Limited have?","answer":"RBC Global Asset Management (uk) Limited has 0 investment adviser representatives registered with state securities authorities, out of 471 employees, and 123 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does RBC Global Asset Management (uk) Limited invest in?","answer":"At the end of its last fiscal year, RBC Global Asset Management (uk) Limited’s separately managed accounts held 44% investment grade corporate bonds, 26% sovereign bonds, 21% exchange-traded equities, 3% U.S. government and agency bonds, 2% cash and equivalents, 1% non-exchange-traded equities, 1% high-yield corporate bonds, 1% derivatives and 1% repo; term loans. It advises 7 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns RBC Global Asset Management (uk) Limited?","answer":"RBC Global Asset Management (uk) Limited is owned through a holding company by Royal Bank of Canada. Its direct owner is Royal Bank of Canada Holdings (uk) LTD (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 18 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does RBC Global Asset Management (uk) Limited get paid?","answer":"RBC Global Asset Management (uk) Limited is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}