{"url":"https://nivawealth.com/firms/rabe-investment-consulting-group-316029","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/316029","regulatoryAum":147344962,"crd":"316029","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6724213","suffix":null,"lastName":"CRIGHTON","firstName":"AMANDA","middleName":"EMILY"},{"crd":"838311","suffix":null,"lastName":"RABE","firstName":"MICHAEL","middleName":"NATHAN"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-03-18","regulatoryAum":122805944,"clients":136,"employees":3,"offices":1},{"filedOn":"2023-03-28","regulatoryAum":109362284,"clients":144,"employees":3,"offices":1},{"filedOn":"2024-03-26","regulatoryAum":120958069,"clients":138,"employees":3,"offices":1},{"filedOn":"2025-04-08","regulatoryAum":129891206,"clients":140,"employees":3,"offices":1},{"filedOn":"2026-09-24","regulatoryAum":147344962,"clients":142,"employees":3,"offices":1}],"secFileNumber":"801-122170","legalName":"Rabe 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businesses","clients":null,"fewerThan5":true,"regulatoryAum":375922}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T17:02:27.931936+00:00","documents":[{"name":"RABE INVESTMENT CONSULTING GROUP","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=974121","versionId":974121,"submittedOn":"2026-06-03"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=878252","versionId":878252,"submittedOn":null}]},"custodians":[{"name":"Trade-PMR Inc.","shortName":"Trade-PMR","location":"St. Louis, MO","smaAssets":147344433}],"custodyNote":"Rabe Investment Consulting Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Amanda Crighton","title":"Chief Compliance Officer","crd":"6724213"},{"name":"Michael Rabe","title":"Managing Member","crd":"838311"}],"ownership":[{"label":"Michael Rabe","detail":"Managing member in the 75% or more ownership band and a control person, since July 2021."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Ohio","offices":1,"addresses":[{"street":"4199 Kinross Lakes Parkway, Suite 210","city":"Richfield","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"216-770-7300","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters","Educational seminars/workshops"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":69},{"label":"U.S. government/agency bonds","percent":7},{"label":"U.S. state and local bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":21},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"24 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/316029/PDF/316029.pdf","brochureDate":"3 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=974121","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Rabe Investment Consulting Group have?","answer":"Rabe Investment Consulting Group has 142 clients and manages $147 million for them, as of September 2026. They include 113 individual clients and 29 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Rabe Investment Consulting Group offer?","answer":"Rabe Investment Consulting Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, publishing newsletters, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Rabe Investment Consulting Group use?","answer":"Rabe Investment Consulting Group’s separately managed account assets are held at Trade-PMR Inc. (St. Louis, MO), with $147M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Rabe Investment Consulting Group have?","answer":"Rabe Investment Consulting Group has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Rabe Investment Consulting Group invest in?","answer":"At the end of its last fiscal year, Rabe Investment Consulting Group’s separately managed accounts held 69% exchange-traded equities, 21% registered funds (mutual funds, ETFs, BDCs), 7% U.S. government and agency bonds, 2% state and local bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Rabe Investment Consulting Group?","answer":"Rabe Investment Consulting Group’s direct owner is Michael Rabe (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Rabe Investment Consulting Group get paid?","answer":"Rabe Investment Consulting Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Rabe Investment Consulting Group?","answer":"Rabe Investment Consulting Group’s main office is at 4199 Kinross Lakes Parkway, Suite 210, Richfield, OH 44286. Its phone number is 216-770-7300. Its website is rabeicg.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}