{"url":"https://nivawealth.com/firms/quattro-financial-advisors-284852","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/284852","regulatoryAum":1655215292,"crd":"284852","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5622010","suffix":null,"lastName":"COCHEZ","firstName":"YVES","middleName":"OLIVIER"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-09","regulatoryAum":694710269,"clients":52,"employees":3,"offices":1},{"filedOn":"2022-03-11","regulatoryAum":1082363211,"clients":69,"employees":4,"offices":1},{"filedOn":"2023-04-25","regulatoryAum":1040518442,"clients":94,"employees":4,"offices":2},{"filedOn":"2024-03-26","regulatoryAum":1304332863,"clients":88,"employees":4,"offices":2},{"filedOn":"2025-03-19","regulatoryAum":1444550535,"clients":84,"employees":3,"offices":2},{"filedOn":"2026-07-21","regulatoryAum":1655215292,"clients":81,"employees":3,"offices":2}],"secFileNumber":"801-108263","legalName":"Quattro Financial Advisors LLC","displayName":"Quattro Financial Advisors","slug":"quattro-financial-advisors-284852","website":"https://quattrofa.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"625 Regal Row, Unit 401","city":"Montgomery","state":"TX","stateName":"Texas","country":"United States","postalCode":"77316"},"tradeNames":[],"registration":{"secApproved":"22 August 2016","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":4286179.105263158,"staff":{"employees":3,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":1655215292,"discretionary":1655215292,"discretionaryAccounts":296,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":96,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":19,"regulatoryAum":81437403},{"label":"Pooled investment vehicles","clients":29,"regulatoryAum":1049524293},{"label":"Corporations and other businesses","clients":33,"regulatoryAum":524253596}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"J.P. Morgan Chase Bank, N.A.","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":288610932},{"name":"UBS Financial Services Inc.","shortName":"UBS Financial Services","location":"Weehawken, NJ","smaAssets":210357425},{"name":"Citigroup Global Markets Inc.","shortName":"Citigroup Global Markets","location":"New York, NY","smaAssets":79506104}],"custodyNote":"Quattro Financial Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Laura Torroja","title":"Chief Compliance Officer","crd":"7176374"},{"name":"Yves Cochez","title":"Chief Investment Officer","crd":"5622010"},{"name":"Jose Ernesto","title":"Assignee of A Membership Interest","crd":"7826167"},{"name":"Jose Luis Llamas","title":"Managing Member","crd":"5664799"}],"ownership":[{"label":"Jose Luis Llamas","detail":"Managing member in the 75% or more ownership band and a control person, since June 2016."},{"label":"Yves Cochez","detail":"Chief investment officer in the 10% to 25% ownership band and a control person, since February 2017."},{"label":"Jose Ernesto","detail":"Assignee of a membership interest in the 10% to 25% ownership band, since October 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[{"city":"CDMX","country":"Mexico","postalCode":"C.P.11000","street":"PRADO SUR 250 PB","display":{"city":"CDMX","region":null,"postalCode":"C.P.11000","ruleVersion":"office-display-1"}}],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"625 Regal Row, Unit 401","city":"Montgomery","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"281-323-4007","stateRegisteredReps":1,"otherAdviserReps":1,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":86},{"label":"U.S. government/agency bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":11}],"privateFunds":2},"sources":{"adv1FilingDate":"21 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/284852/PDF/284852.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Quattro Financial Advisors have?","answer":"Quattro Financial Advisors has 81 clients and manages $1.66 billion for them, as of July 2026. They include 33 corporations and other businesses, 29 pooled investment vehicles, and 19 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Quattro Financial Advisors offer?","answer":"Quattro Financial Advisors provides portfolio management for individuals and small businesses and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Quattro Financial Advisors use?","answer":"Quattro Financial Advisors’ separately managed account assets are held at J.P. Morgan Chase Bank, N.A. (New York, NY), with $289M, UBS Financial Services Inc. (Weehawken, NJ), with $210M and Citigroup Global Markets Inc. (New York, NY), with $79.5M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Quattro Financial Advisors have?","answer":"Quattro Financial Advisors has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Quattro Financial Advisors invest in?","answer":"At the end of its last fiscal year, Quattro Financial Advisors’ separately managed accounts held 86% exchange-traded equities, 11% cash and equivalents, 1% U.S. government and agency bonds, 1% investment grade corporate bonds and 1% pooled vehicles (private funds and similar). It advises 2 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Quattro Financial Advisors?","answer":"Quattro Financial Advisors’ direct owners are Jose Luis Llamas (75% or more), Yves Cochez (10% to 25%) and Jose Ernesto (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 21 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Quattro Financial Advisors get paid?","answer":"Quattro Financial Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Quattro Financial Advisors?","answer":"Quattro Financial Advisors’ main office is at 625 Regal Row, Unit 401, Montgomery, TX 77316. Its phone number is 281-323-4007. Its website is quattrofa.com.","source":"Form ADV Part 1A, Item 1.F, filed 21 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}