{"url":"https://nivawealth.com/firms/quantum-leap-capital-165310","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/165310","regulatoryAum":120541805,"crd":"165310","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6911640","suffix":null,"lastName":"Davis","firstName":"Alison","middleName":"Jean"},{"crd":"7646199","suffix":null,"lastName":"Keenan","firstName":"Deirdre","middleName":"McHugh"},{"crd":"3049060","suffix":null,"lastName":"WALSH","firstName":"WILLIAM","middleName":"BRENDAN"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-07-30","regulatoryAum":104998332,"clients":156,"employees":7,"offices":1},{"filedOn":"2025-07-30","regulatoryAum":113530160,"clients":141,"employees":5,"offices":1},{"filedOn":"2026-04-29","regulatoryAum":120541805,"clients":333,"employees":5,"offices":1}],"secFileNumber":"801-130581","legalName":"Quantum Leap Capital, LLC","displayName":"Quantum Leap Capital","slug":"quantum-leap-capital-165310","website":"https://quantumleapcapital.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/165310/70cf519a30be2494-r1.webp","tone":"light","width":1231,"height":200,"sourceUrl":"https://quantumleapcapital.com/","sourceLabel":"Quantum Leap Capital, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/5032962/","xUrl":"https://twitter.com/quantumleapcap","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"January","headquarters":{"street":"3 Baldwin Ave","city":"South Burlington","state":"VT","stateName":"Vermont","country":"United States","postalCode":"05403"},"tradeNames":[],"registration":{"secApproved":"31 July 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":361987.4024024024,"staff":{"employees":5,"advisory":4,"brokerDealerReps":0,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":120541805,"discretionary":102561650,"discretionaryAccounts":324,"nonDiscretionary":17980155,"nonDiscretionaryAccounts":251,"wrapProgram":102561650,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":295,"regulatoryAum":62312317},{"label":"High-net-worth individuals","clients":38,"regulatoryAum":58229488}],"feePrograms":[{"role":"main","program":"Wealth Management and Investment Management Services","feeBasis":"marginal","fee_tiers":[{"to":600000,"pct":0.75,"from":0},{"to":2500000,"pct":0.5,"from":600000},{"to":23600000,"pct":0.25,"from":2500000},{"to":null,"pct":0.125,"from":23600000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043313","versionId":1043313,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-04-29","documentName":"QUANTUM LEAP CAPITAL DISCLOSURE BROCHURE","fee_rate_low":0.125,"fee_rate_high":0.75,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Ongoing financial planning","summary":"Ongoing planning support is a fixed annual fee of $3,600 to $25,000, payable monthly.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043313","versionId":1043313,"submittedOn":"2026-04-29","documentName":"QUANTUM LEAP CAPITAL DISCLOSURE BROCHURE"},{"role":"other","program":"Standalone financial planning","summary":"Standalone financial planning is generally a fixed fee of $1,200 to $25,000; ad-hoc engagements are $475 an hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043313","versionId":1043313,"submittedOn":"2026-04-29","documentName":"QUANTUM LEAP CAPITAL DISCLOSURE BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:35:42.044261+00:00","documents":[{"name":"QUANTUM LEAP CAPITAL DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043313","versionId":1043313,"submittedOn":"2026-04-29"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Omaha, NE","smaAssets":104998332}],"custodyNote":"Quantum Leap Capital has custody of client assets.","otherCustodians":[],"leadership":[{"name":"William Walsh","title":"Managing Member and Chief Compliance Officer","crd":"3049060"}],"ownership":[{"label":"William Walsh","detail":"Managing member and chief compliance officer in the 75% or more ownership band and a control person, since December 2014."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Vermont","offices":1,"addresses":[{"street":"3 Baldwin Ave","city":"South Burlington","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"802-448-2882","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":30},{"label":"U.S. government/agency bonds","percent":52},{"label":"Securities issued by registered investment companies or business development companies","percent":11},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":1},"sources":{"adv1FilingDate":"29 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/165310/PDF/165310.pdf","brochureDate":"29 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043313","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Quantum Leap Capital have?","answer":"Quantum Leap Capital has 333 clients and manages $121 million for them, as of April 2026. They include 295 individual clients and 38 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Quantum Leap Capital offer?","answer":"Quantum Leap Capital provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Quantum Leap Capital charge?","answer":"Quantum Leap Capital charges 0.125%–0.75% a year for its Wealth Management and Investment Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"QUANTUM LEAP CAPITAL DISCLOSURE BROCHURE, filed 29 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Quantum Leap Capital use?","answer":"Quantum Leap Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $105M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Quantum Leap Capital have?","answer":"Quantum Leap Capital has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Quantum Leap Capital invest in?","answer":"At the end of its last fiscal year, Quantum Leap Capital’s separately managed accounts held 52% U.S. government and agency bonds, 30% exchange-traded equities, 11% registered funds (mutual funds, ETFs, BDCs) and 7% cash and equivalents. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Quantum Leap Capital?","answer":"Quantum Leap Capital’s direct owner is William Walsh (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Quantum Leap Capital get paid?","answer":"Quantum Leap Capital is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Quantum Leap Capital?","answer":"Quantum Leap Capital’s main office is at 3 Baldwin Ave, South Burlington, VT 05403. Its phone number is 802-448-2882. Its website is quantumleapcapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 29 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}