{"url":"https://nivawealth.com/firms/quantor-capital-332629","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/332629","regulatoryAum":176422478,"crd":"332629","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6579900","suffix":null,"lastName":"Cacho-Diaz","firstName":"Julio","middleName":"Armando"},{"crd":"7088211","suffix":null,"lastName":"CONKLING","firstName":"COLEMAN","middleName":"BRYANT"},{"crd":"5148708","suffix":null,"lastName":"HERRERA","firstName":"JUAN CARLOS","middleName":null}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-03-10","regulatoryAum":109320852,"clients":3,"employees":4,"offices":1},{"filedOn":"2026-08-17","regulatoryAum":176422478,"clients":18,"employees":4,"offices":1}],"secFileNumber":"801-131325","legalName":"Quantor Capital LLC","displayName":"Quantor Capital","slug":"quantor-capital-332629","website":"https://quantorcapital.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/332629/ea9695b0d5554acc-r1.webp","tone":"light","width":1538,"height":200,"sourceUrl":"https://www.quantorcapital.com/","sourceLabel":"Quantor Capital LLC, website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"4900 Woodway Drive, Suite 1200","city":"Houston","state":"TX","stateName":"Texas","country":"United States","postalCode":"77056"},"tradeNames":[],"registration":{"secApproved":"22 October 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3786236.533333333,"staff":{"employees":4,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":176422478,"discretionary":176422478,"discretionaryAccounts":18,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":33,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":7,"regulatoryAum":2148677},{"label":"High-net-worth individuals","clients":8,"regulatoryAum":54644871},{"label":"Pooled investment vehicles","clients":2,"regulatoryAum":93301929},{"label":"Other","clients":1,"fewerThan5":true,"regulatoryAum":26327001}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":17675826},{"name":"Adm Investor Services Inc.","shortName":"Adm Investor Services","location":"Chicago, IL","smaAssets":21907280}],"custodyNote":"Quantor Capital has custody of $109M in client assets for 3 clients.","otherCustodians":[],"leadership":[{"name":"Julio Cacho-Diaz","title":"Co-Chief Executive Officer and Chief Investment Officer","crd":"6579900"},{"name":"Juan Carlos Herrera","title":"Managing Member, Co-Chief Executive Officer and President","crd":"5148708"},{"name":"Claudia Bravo Becerra","title":"Chief Compliance Officer and Administration Manager","crd":"7988125"},{"name":"Charlie Chanaratsopon","title":"Owner","crd":"6548700"},{"name":"Coleman Conkling","title":"Shareholder","crd":"7088211"}],"ownership":[{"label":"Juan Carlos Herrera","detail":"Managing member, co-chief executive officer and president in the 10% to 25% ownership band and a control person, since June 2014."},{"label":"Charlie Chanaratsopon","detail":"Owner in the 10% to 25% ownership band, since August 2015."},{"label":"Julio Cacho-Diaz","detail":"Co-chief executive officer and chief investment officer in the 25% to 50% ownership band and a control person, since November 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"4900 Woodway Drive, Suite 1200","city":"Houston","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"281-565-0355","stateRegisteredReps":3,"otherAdviserReps":3,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. government/agency bonds","percent":8},{"label":"Derivatives","percent":20},{"label":"Securities issued by registered investment companies or business development companies","percent":70},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":2},"sources":{"adv1FilingDate":"17 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/332629/PDF/332629.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Quantor Capital have?","answer":"Quantor Capital has 18 clients and manages $176 million for them, as of August 2026. They include 8 high-net-worth individuals, 7 individual clients and 2 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Quantor Capital offer?","answer":"Quantor Capital provides portfolio management for individuals and small businesses and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Quantor Capital use?","answer":"Quantor Capital’s separately managed account assets are held at Adm Investor Services Inc. (Chicago, IL), with $21.9M and Charles Schwab & Co., Inc. (Westlake, TX), with $17.7M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Quantor Capital have?","answer":"Quantor Capital has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Quantor Capital invest in?","answer":"At the end of its last fiscal year, Quantor Capital’s separately managed accounts held 70% registered funds (mutual funds, ETFs, BDCs), 20% derivatives, 8% U.S. government and agency bonds and 2% cash and equivalents. It advises 2 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Quantor Capital?","answer":"Quantor Capital’s direct owners are Juan Carlos Herrera, Charlie Chanaratsopon and Julio Cacho-Diaz, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 17 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Quantor Capital get paid?","answer":"Quantor Capital is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Quantor Capital?","answer":"Quantor Capital’s main office is at 4900 Woodway Drive, Suite 1200, Houston, TX 77056. Its phone number is 281-565-0355. Its website is quantorcapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}