{"url":"https://nivawealth.com/firms/quantitative-asset-management-143279","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/143279","regulatoryAum":187409295,"crd":"143279","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"204631","suffix":null,"lastName":"FARNI","firstName":"JEFFREY","middleName":"LEE"},{"crd":"4280441","suffix":null,"lastName":"FARNI","firstName":"JOHN","middleName":"C"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-20","regulatoryAum":150342876,"clients":315,"employees":2,"offices":1},{"filedOn":"2022-02-01","regulatoryAum":162574797,"clients":194,"employees":2,"offices":1},{"filedOn":"2023-03-03","regulatoryAum":152971649,"clients":181,"employees":2,"offices":1},{"filedOn":"2024-02-07","regulatoryAum":171741051,"clients":172,"employees":2,"offices":1},{"filedOn":"2025-03-13","regulatoryAum":163575632,"clients":176,"employees":2,"offices":1},{"filedOn":"2026-03-27","regulatoryAum":187409295,"clients":155,"employees":2,"offices":1}],"secFileNumber":"801-67607","legalName":"Quantitative 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Owner","crd":"5971408"}],"ownership":[{"label":"Jeffrey Farni","detail":"Managing member/president in the 25% to 50% ownership band and a control person, since January 2007."},{"label":"Patricia Farni","detail":"Inactive owner in the 50% to 75% ownership band and a control person, since April 2007."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Minnesota","offices":1,"addresses":[{"street":"4350 Baker Road, Suite 160","city":"Minnetonka","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"952-476-7855","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":80},{"label":"U.S. government/agency bonds","percent":5},{"label":"Cash and cash equivalents","percent":15}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/143279/PDF/143279.pdf","brochureDate":"27 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028587","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Quantitative Asset Management have?","answer":"Quantitative Asset Management has 155 clients and manages $187 million for them, as of March 2026. They include 109 individual clients, 44 high-net-worth individuals and 2 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Quantitative Asset Management offer?","answer":"Quantitative Asset Management provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Quantitative Asset Management charge?","answer":"Quantitative Asset Management charges 0.65%–1.00% a year for its Asset Management. The fee is billed in arrears and is negotiable.","source":"FORM ADV PART 2A, filed 27 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Quantitative Asset Management use?","answer":"Quantitative Asset Management’s separately managed account assets are held at Charles Schwab (New York City, NY), with $187M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Quantitative Asset Management have?","answer":"Quantitative Asset Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Quantitative Asset Management invest in?","answer":"At the end of its last fiscal year, Quantitative Asset Management’s separately managed accounts held 80% exchange-traded equities, 15% cash and equivalents and 5% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Quantitative Asset Management?","answer":"Quantitative Asset Management’s direct owners are Jeffrey Farni (25% to 50%) and Patricia Farni (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Quantitative Asset Management get paid?","answer":"Quantitative Asset Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Quantitative Asset Management?","answer":"Quantitative Asset Management’s main office is at 4350 Baker Road, Suite 160, Minnetonka, MN 55343. Its phone number is 952-476-7855. Its website is qamgmt.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}