{"url":"https://nivawealth.com/firms/quad-city-investment-advisors-112187","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/112187","regulatoryAum":407964628,"crd":"112187","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5358763","suffix":null,"lastName":"BAUER","firstName":"GREGORY","middleName":"M"},{"crd":"1929270","suffix":null,"lastName":"BRUMMIT","firstName":"AMBER","middleName":"DAWN"},{"crd":"4969513","suffix":null,"lastName":"EDWARDS","firstName":"TYLER","middleName":"MATHEW"},{"crd":"2511285","suffix":null,"lastName":"HOWELL","firstName":"DAVID","middleName":"CHARLES"},{"crd":"5122326","suffix":null,"lastName":"SCHAEFFER","firstName":"BLAKE","middleName":"ADAM"},{"crd":"6797100","suffix":null,"lastName":"Vining","firstName":"Cassandra","middleName":"J"}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-10","regulatoryAum":255165140,"clients":571,"employees":6,"offices":2},{"filedOn":"2022-04-04","regulatoryAum":289371460,"clients":425,"employees":6,"offices":2},{"filedOn":"2023-05-03","regulatoryAum":263197180,"clients":483,"employees":7,"offices":2},{"filedOn":"2024-02-15","regulatoryAum":245219496,"clients":505,"employees":7,"offices":2},{"filedOn":"2025-03-14","regulatoryAum":308626743,"clients":615,"employees":7,"offices":2},{"filedOn":"2026-03-24","regulatoryAum":407964628,"clients":746,"employees":8,"offices":2}],"secFileNumber":"801-60227","legalName":"Quad 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Inc.","detail":"Indirect owner: a parent company/shareholder of Quad City Bank & Trust Company in the 75% or more band and a control person, since February 2008.","parent":"Quad City Bank & Trust Company"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"3551 7th Street","city":"Moline","headquarters":true}]},{"state":"Iowa","offices":1,"addresses":[{"street":"5405 Utica Ridge Road","city":"Davenport"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"563-388-5436","stateRegisteredReps":6,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund 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They include 455 individual clients, 253 high-net-worth individuals and 25 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Quad City Investment Advisors offer?","answer":"Quad City Investment Advisors provides portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Quad City Investment Advisors charge?","answer":"Quad City Investment Advisors charges 0.60%–1.35% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable.","source":"QUAD CITY INVESTMENT CENTER ADV BROCHURE, filed 24 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Quad City Investment Advisors use?","answer":"Quad City Investment Advisors’ separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $408M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Quad City Investment Advisors have?","answer":"Quad City Investment Advisors has 6 investment adviser representatives registered with state securities authorities, out of 8 employees, and 6 perform investment advisory functions. 6 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Quad City Investment Advisors invest in?","answer":"At the end of its last fiscal year, Quad City Investment Advisors’ separately managed accounts held 94% registered funds (mutual funds, ETFs, BDCs), 4% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Quad City Investment Advisors?","answer":"Quad City Investment Advisors is owned through a trust by QCR Holdings, Inc. Its direct owner is Quad City Bank & Trust Company (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Quad City Investment Advisors get paid?","answer":"Quad City Investment Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Quad City Investment Advisors?","answer":"Quad City Investment Advisors’ main office is at 3551 7th Street, Moline, IL 61265. Its phone number is 563-388-5436. Its website is qcbt.bank.","source":"Form ADV Part 1A, Item 1.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}